Public float
float, not market cap — the shares not held by insiders
Reading a score
0 → 4% delisted, bankrupt, restated or gone within a year
1–3 → 11%
4+ → 17%
measured on 91,452 frozen scores →
Limits
a zero means no reporting failures, not a healthy company
not a trading signal — the price has usually already moved
why →
| 5 | Polomar Health Services, Inc. | PMHS | $4M | 2026-11-03accounts declared unreliable2026-07-17auditor changed or resigned2026-05-18filed late (10-Q)accounts not ready2026-04-01filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready | 2026-11-03 | Serious |
| 4 | Driven Brands Holdings Inc. | DRVN | $1.0B | 2026-11-03accounts declared unreliable2026-05-08filed late (10-Q)material weakness2026-02-26filed late (10-K)material weakness2026-02-25accounts declared unreliable2021-12-03auditor changed or resigned | 2026-11-03 | Serious |
| 2 | GoodRx Holdings, Inc. | GDRX | $423M | 2026-11-02accounts declared unreliable2026-03-18auditor changed or resigned | 2026-11-02 | Elevated |
| 1 | RED Robin Gourmet Burgers Inc | RRGB | $83M | 2026-11-02filed late (10-Q)complex accounting2021-03-09auditor changed or resigned | 2026-11-02 | One failure |
| 4 | Concrete Leveling Systems Inc | CLEV | $13M | 2026-10-30filed late (10-K)accounts not ready2026-06-16filed late (10-Q)accounts not ready2026-06-12auditor changed or resigned2026-03-18filed late (10-Q)accounts not ready2025-09-25auditor changed or resigned | 2026-10-30 | Serious |
| 3 | Guru App Factory Corp | GAFC | $0 | 2026-10-30filed late (10-K)accounts not ready2026-06-15filed late (10-Q)accounts not ready2025-12-15filed late (10-Q)accounts not ready2025-10-30filed late (10-K)accounts not ready2025-10-17auditor changed or resigned | 2026-10-30 | Elevated |
| 1 | Naploy Corp. | NPLY | $0 | 2026-10-30filed late (10-K)accounts not ready2024-05-16auditor changed or resigned | 2026-10-30 | One failure |
| 1 | Citizens Financial Group Inc/ri | CFG | $19.2B | 2026-10-30auditor changed or resigned | 2026-10-30 | One failure |
| 1 | Bitari Inc | BIAI | — | 2026-10-30filed late (10-K)accounts not ready | 2026-10-30 | One failure |
| 3 | Brilliant N.e.v. Corp. | not listed | — | 2026-10-29filed late (10-K)accounts not ready2026-09-28auditor changed or resigned2026-03-25auditor changed or resigned2023-10-30filed late (10-K)accounts not ready2023-07-27auditor changed or resigned | 2026-10-29 | Elevated |
| 3 | Crisp Momentum Inc. | CRSF | $6M stale | 2026-10-29filed late (10-K)auditor2026-03-17filed late (10-Q)auditor2025-12-16filed late (10-Q)auditor2025-10-29filed late (10-K)auditor2025-10-10auditor changed or resigned | 2026-10-29 | Elevated |
| 2 | Tianci International, Inc. | CIIT | $25M stale | 2026-10-29filed late (10-K)accounts not ready2026-06-15filed late (10-Q)accounts not ready2024-09-13auditor changed or resigned | 2026-10-29 | Elevated |
| 2 | SafeSpace Global Corp | SSGC | $33M stale | 2026-10-29filed late (10-K)complex accounting2026-05-18auditor changed or resigned2024-06-11filed late (10-Q)accounts not ready2023-12-15filed late (10-Q)accounts not ready2023-10-30filed late (10-K)accounts not ready | 2026-10-29 | Elevated |
| 2 | ESG Inc. | ESGH | $46M | 2026-10-29auditor changed or resigned2026-02-20auditor changed or resigned2025-08-08auditor changed or resigned2025-03-31filed late (10-K)accounts not ready2025-03-26auditor changed or resigned | 2026-10-29 | Elevated |
| 1 | Northern Minerals & Exploration Ltd. | NMEX | $15M | 2026-10-29filed late (10-K)auditor2025-10-29filed late (10-K)auditor | 2026-10-29 | One failure |
| 5 | Panamera Holdings Corp | PHCI | $12M stale | 2026-10-28filed late (10-K)acquisition or merger2026-10-26accounts declared unreliable2026-06-15filed late (10-Q)auditor2026-03-17filed late (10-Q)auditor2025-12-16filed late (10-Q)auditor | 2026-10-28 | Serious |
| 2 | Ocean Power Technologies, Inc. | OPTT | $19M stale | 2026-10-28auditor changed or resigned2026-07-29filed late (10-K)accounts not ready2025-06-06auditor changed or resigned2024-08-23auditor changed or resigned | 2026-10-28 | Elevated |
| 1 | Hartford Creative Group, Inc. | HFUS | $5M stale | 2026-10-28filed late (10-K)2023-03-17filed late (10-Q)2022-10-28filed late (10-K)2022-06-14filed late (10-Q)2022-03-17filed late (10-Q) | 2026-10-28 | One failure |
| 5 | Terra Innovatum Global N.V. | NKLR | $0 | 2026-10-27auditor changed or resigned2026-10-16auditor changed or resigned2026-03-30filed late (10-K)auditor2026-01-21auditor changed or resigned2025-11-17filed late (10-Q)accounts not ready | 2026-10-27 | Serious |
| 2 | Quantum Genesis AI Corp. | QTZM | $4M stale | 2026-10-27filed late (10-K)accounts not ready2026-03-17filed late (10-Q)accounts not ready2025-10-28filed late (10-K)accounts not ready2025-06-16filed late (10-Q) | 2026-10-27 | Elevated |
| 4 | Datavault AI Inc. | DVLT | $48M | 2026-10-26accounts declared unreliable2026-08-14filed late (10-Q)auditor2026-07-14auditor changed or resigned2026-06-22auditor changed or resigned2025-08-14filed late (10-Q)acquisition or merger | 2026-10-26 | Serious |
| 2 | Shuttle Pharmaceuticals Holdings, Inc. | SHPH | $5M | 2026-10-22auditor changed or resigned2026-08-17filed late (10-Q)accounts not ready2024-08-13filed late (10-Q)restatement2024-07-16accounts declared unreliable2023-05-15filed late (10-Q)complex accounting | 2026-10-22 | Elevated |
| 3 | Mannatech Inc | MTEX | $10M | 2026-10-21auditor changed or resigned2026-04-02filed late (10-K/A)going concern2026-04-01filed late (10-K)going concern | 2026-10-21 | Elevated |
| 3 | Globaltek Ventures, Inc. | ATVK | $0 | 2026-10-19auditor changed or resigned2026-10-15accounts declared unreliable2026-03-31filed late (10-K)accounts not ready2025-08-15filed late (10-Q)accounts not ready2025-04-01filed late (10-K)auditor | 2026-10-19 | Elevated |
| 2 | Apogee Acquisition Corp | AACP | — | 2026-10-19accounts declared unreliable2026-08-14filed late (10-Q)auditor | 2026-10-19 | Elevated |
| 4 | Cannabis Bioscience International Holdings, Inc. | CBIH | $3M stale | 2026-10-16filed late (10-Q)accounts not ready2026-08-31filed late (10-K)accounts not ready2026-04-14filed late (10-Q)accounts not ready2026-01-14filed late (10-Q)accounts not ready2025-10-15filed late (10-Q)accounts not ready | 2026-10-16 | Serious |
| 3 | Hestia Insight Inc. | HSTA | $1M | 2026-10-16filed late (10-Q)accounts not ready2026-07-15filed late (10-Q)accounts not ready2026-04-14filed late (10-Q)accounts not ready2025-10-15filed late (10-Q)accounts not ready2025-07-15filed late (10-Q)accounts not ready | 2026-10-16 | Elevated |
| 3 | Arrive AI Inc. | ARAI | $99M | 2026-10-16auditor changed or resigned2026-04-14accounts declared unreliable2026-03-31filed late (10-K)accounts not ready | 2026-10-16 | Elevated |
| 2 | PharmaCyte Biotech, Inc. | PMCB | $6M | 2026-10-16auditor changed or resigned2025-12-15filed late (10-Q)accounts not ready2025-07-29filed late (10-K)accounts not ready2025-02-26auditor changed or resigned2024-09-17filed late (10-Q)accounts not ready | 2026-10-16 | Elevated |
| 1 | GoPro, Inc. | GPRO | $99M | 2026-10-16accounts declared unreliable | 2026-10-16 | One failure |
| 1 | Espey MFG & Electronics Corp | ESP | $167M | 2026-10-16auditor changed or resigned2025-10-01auditor changed or resigned | 2026-10-16 | One failure |
| 1 | High Roller Technologies, Inc. | ROLR | $8M | 2026-10-16accounts declared unreliable | 2026-10-16 | One failure |
| 4 | Purebase Corp | PUBC | $4M | 2026-10-15filed late (10-Q)accounts not ready2026-07-15filed late (10-Q)accounts not ready2026-04-15filed late (10-Q)accounts not ready2026-03-02filed late (10-K)auditor2022-02-28filed late (10-K)accounts not ready | 2026-10-15 | Serious |
| 4 | Karbon-X Corp. | KARX | $32M | 2026-10-15filed late (10-Q)accounts not ready2026-08-28filed late (10-K)accounts not ready2026-04-13filed late (10-Q)accounts not ready2026-01-14filed late (10-Q)2025-08-29filed late (10-K)accounts not ready | 2026-10-15 | Serious |
| 3 | Transglobal Management Group, Inc. | TMGI | $603K | 2026-10-15filed late (10-Q)accounts not ready2026-08-31filed late (10-K)2026-01-14filed late (10-Q)accounts not ready2025-08-29filed late (10-K)accounts not ready2025-06-05auditor changed or resigned | 2026-10-15 | Elevated |
| 3 | Aura Systems Inc | AUSI | $31M | 2026-10-15filed late (10-Q)accounts not ready2026-06-03filed late (10-K)accounts not ready2026-01-14filed late (10-Q)accounts not ready2025-10-14filed late (10-Q)investigation2025-07-15filed late (10-Q)investigation | 2026-10-15 | Elevated |
| 2 | Artificial Intelligence Technology Solutions Inc. | AITX | $16M | 2026-10-15filed late (10-Q)accounts not ready2026-05-29filed late (10-K)accounts not ready2023-05-30filed late (10-K)accounts not ready2023-01-18filed late (10-Q/A)accounts not ready2023-01-17filed late (10-Q)accounts not ready | 2026-10-15 | Elevated |
| 2 | Upay | UPYY | $12M | 2026-10-15filed late (10-Q)auditor2026-05-29filed late (10-K)auditor2025-07-16filed late (10-Q)auditor2024-10-15filed late (10-Q)auditor2024-05-29filed late (10-K)auditor | 2026-10-15 | Elevated |
| 2 | Reliability Inc | RLBY | $1M | 2026-10-15auditor changed or resigned2026-05-15filed late (10-Q)accounts not ready | 2026-10-15 | Elevated |
| 4 | Netcapital Inc. | NCPL | $3M stale | 2026-10-14auditor changed or resigned2026-08-18accounts declared unreliable2026-07-29filed late (10-K)XBRL or exhibits2026-03-17filed late (10-Q)auditor2025-09-15filed late (10-Q)auditor | 2026-10-14 | Serious |
| 2 | Rocky Mountain Chocolate Factory, Inc. | RMCF | $7M | 2026-10-14filed late (10-Q)accounts not ready2026-06-12auditor changed or resigned2025-05-27filed late (10-K)investigation2025-01-15filed late (10-Q)accounts not ready2024-05-30filed late (10-K)investigation | 2026-10-14 | Elevated |
| 6 | EON Resources Inc. | EONR | $11M | 2026-10-13accounts declared unreliable2026-08-17filed late (10-Q)accounts not ready2026-05-18filed late (10-Q)accounts not ready2026-04-01filed late (10-K)accounts not ready2026-02-27accounts declared unreliable | 2026-10-13 | Serious |
| 3 | CXJ GROUP CO., Ltd | ECXJ | — | 2026-10-13filed late (10-Q)2026-08-28filed late (10-K)accounts not ready2026-01-12filed late (10-Q)2025-10-14filed late (10-Q)2025-08-28filed late (10-K)accounts not ready | 2026-10-13 | Elevated |
| 1 | SUPA Consolidated Inc. | SFCX | $10K | 2026-10-13auditor changed or resigned2025-06-02auditor changed or resigned2025-03-31filed late (10-K)auditor2024-06-24auditor changed or resigned2023-08-14filed late (10-Q)auditor | 2026-10-13 | One failure |
| 4 | Profusa, Inc. | PFSA | — | 2026-10-09auditor changed or resigned2026-08-14filed late (10-Q)auditor2026-04-01filed late (10-K)2025-11-14filed late (10-Q)accounts not ready2025-05-19filed late (10-Q)acquisition or merger | 2026-10-09 | Serious |
| 2 | Verde Resources, Inc. | VRDR | $42M | 2026-10-09auditor changed or resigned2025-11-14filed late (10-Q)accounts not ready2025-09-29filed late (10-K)accounts not ready2025-05-15filed late (10-Q)accounts not ready2024-11-13filed late (10-Q)accounts not ready | 2026-10-09 | Elevated |
| 2 | CTT Pharmaceutical Holdings, Inc. | CTTH | $250K stale | 2026-10-09auditor changed or resigned2026-10-07auditor changed or resigned | 2026-10-09 | Elevated |
| 5 | Sports Entertainment Gaming Global Corp | SEGG | $5M | 2026-10-08accounts declared unreliable2026-08-18filed late (10-Q)accounts not ready2026-05-18filed late (10-Q)accounts not ready2026-04-01filed late (10-K)accounts not ready2025-11-17filed late (10-Q)accounts not ready | 2026-10-08 | Serious |
| 3 | Elauwit Connection, Inc. | ELWT | $0 | 2026-10-08auditor changed or resigned2026-08-14filed late (10-Q)accounts not ready2026-02-27accounts declared unreliable | 2026-10-08 | Elevated |
| 1 | VerifyMe, Inc. | VRME | $8M | 2026-10-08auditor changed or resigned | 2026-10-08 | One failure |
| 7 | IT Tech Packaging, Inc. | ITP | $2M stale | 2026-10-06auditor changed or resigned2026-09-18auditor changed or resigned2026-09-01auditor changed or resigned2026-08-11filed late (10-Q)accounts not ready2026-05-13filed late (10-Q)accounts not ready | 2026-10-06 | Serious |
| 3 | Ludwig Enterprises, Inc. | LUDG | $10M | 2026-10-06auditor changed or resigned2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2025-04-23auditor changed or resigned2024-05-15filed late (10-Q)accounts not ready | 2026-10-06 | Elevated |
| 2 | American Fusion, Inc. | AMFN | — | 2026-10-06auditor changed or resigned2026-05-15filed late (10-Q)accounts not ready | 2026-10-06 | Elevated |
| 1 | Aterian, Inc. | ATER | $13M | 2026-10-05auditor changed or resigned2024-06-27auditor changed or resigned2021-05-11filed late (10-Q)XBRL or exhibits | 2026-10-05 | One failure |
| 2 | Nano Dimension Ltd. | NNDM | $353M | 2026-10-02auditor changed or resigned2026-03-16filed late (10-K)material weakness | 2026-10-02 | Elevated |
| 2 | GlobalTech Corp | GLTKD | $34M | 2026-10-02accounts declared unreliable2026-01-12auditor changed or resigned2024-03-29filed late (10-K)auditor2024-03-25auditor changed or resigned2024-03-21auditor changed or resigned | 2026-10-02 | Elevated |
| 4 | Vivos Therapeutics, Inc. | VVOS | $23M | 2026-10-01auditor changed or resigned2026-05-15filed late (10-Q)auditor2026-03-31filed late (10-K)acquisition or merger2025-11-14filed late (10-Q)auditor2025-08-14filed late (10-Q)auditor | 2026-10-01 | Serious |
| 1 | CNBX Pharmaceuticals Inc. | CNBX | $252K | 2026-10-01auditor changed or resigned2024-04-15filed late (10-Q)accounts not ready2024-03-22auditor changed or resigned | 2026-10-01 | One failure |
| 2 | Benitec Biopharma Inc. | BNTC | $143M | 2026-09-30auditor changed or resigned2026-09-24auditor changed or resigned2025-09-12accounts declared unreliable | 2026-09-30 | Elevated |
| 5 | Global Technologies Ltd | GTLL | $3M stale | 2026-09-29filed late (10-K)auditor2026-06-16auditor changed or resigned2026-05-15filed late (10-Q)accounts not ready2026-02-17filed late (10-Q)accounts not ready2026-01-06filed late (10-Q)accounts not ready | 2026-09-29 | Serious |
| 4 | Visium Technologies, Inc. | VISM | $2M | 2026-09-29filed late (10-K)auditor2026-05-18filed late (10-Q)auditor2026-02-18filed late (10-Q)auditor2025-11-17filed late (10-Q)auditor2025-09-30filed late (10-K)accounts not ready | 2026-09-29 | Serious |
| 4 | C2 Blockchain, Inc. | CBLO | $274K stale | 2026-09-29filed late (10-K)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-02-13filed late (10-Q)accounts not ready2025-11-14filed late (10-Q)accounts not ready2024-05-10auditor changed or resigned | 2026-09-29 | Serious |
| 4 | Goldenwell Biotech, Inc. | GWLL | $15M | 2026-09-29auditor changed or resigned2026-05-27accounts declared unreliable2026-05-12filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-08-19auditor changed or resigned | 2026-09-29 | Serious |
| 2 | Awaysis Capital, Inc. | AWCA | $9M | 2026-09-29filed late (10-K)accounts not ready2025-11-17filed late (10-Q)accounts not ready2025-09-30filed late (10-K)accounts not ready2025-05-16filed late (10-Q)accounts not ready2025-02-18filed late (10-Q)accounts not ready | 2026-09-29 | Elevated |
| 1 | Singularity Future Technology Ltd. | SGLY | $5M | 2026-09-29filed late (10-K)accounts not ready2025-09-29filed late (10-K)accounts not ready2025-02-12filed late (10-Q)auditor2024-09-30filed late (10-K)accounts not ready2023-03-01accounts declared unreliable | 2026-09-29 | One failure |
| 1 | Lunai Bioworks Inc. | LNAI | $21M | 2026-09-29filed late (10-K)2025-02-19accounts declared unreliable2025-02-18filed late (10-Q)accounts not ready2024-10-01filed late (10-K)accounts not ready2024-08-19accounts declared unreliable | 2026-09-29 | One failure |
| 1 | Hoops Scouting USA | HSCT | — | 2026-09-29filed late (10-K)accounts not ready2025-03-10auditor changed or resigned2024-11-29accounts declared unreliable2024-10-01filed late (10-K)accounts not ready2024-05-14filed late (10-Q)accounts not ready | 2026-09-29 | One failure |
| 1 | VIP Play, Inc. | VIPZ | $6M | 2026-09-29filed late (10-K)auditor2025-10-20auditor changed or resigned2024-08-13accounts declared unreliable2024-06-25accounts declared unreliable2024-01-22auditor changed or resigned | 2026-09-29 | One failure |
| 1 | Aspire Biopharma Holdings, Inc. | ASBP | $17M | 2026-09-29auditor changed or resigned2025-09-26auditor changed or resigned2025-03-31filed late (10-K)accounts not ready2025-02-21auditor changed or resignednot counted — change of control2024-08-15filed late (10-Q)acquisition or merger | 2026-09-29 | One failure |
| 1 | Nova Minerals Corp | NVA | $223M | 2026-09-29filed late (10-K)accounts not ready | 2026-09-29 | One failure |
| 4 | T-REX Acquisition Corp. | TRXA | — | 2026-09-28filed late (10-K)accounts not ready2026-05-14filed late (10-Q)accounts not ready2026-02-23filed late (10-Q)accounts not ready2025-11-17filed late (10-Q)accounts not ready2025-09-30filed late (10-K)accounts not ready | 2026-09-28 | Serious |
| 4 | NightFood Holdings, Inc. | NGTF | $10M | 2026-09-28filed late (10-K)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-02-17filed late (10-Q)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-11-03auditor changed or resigned | 2026-09-28 | Serious |
| 3 | iPower Inc. | IPW | $4M | 2026-09-28filed late (10-K)accounts not ready2026-05-15filed late (10-Q)liquidity2026-02-17filed late (10-Q)liquidity2025-09-29filed late (10-K)accounts not ready2025-06-30auditor changed or resigned | 2026-09-28 | Elevated |
| 3 | Okmin Resources, Inc. | OKMN | $3M | 2026-09-28filed late (10-K)accounts not ready2026-02-17filed late (10-Q)accounts not ready2025-11-17filed late (10-Q)accounts not ready2025-05-15filed late (10-Q)accounts not ready2025-02-18filed late (10-Q)accounts not ready | 2026-09-28 | Elevated |
| 3 | Treasure Global Inc | TGL | $10M | 2026-09-28filed late (10-K)auditor2026-05-15filed late (10-Q)auditor2026-02-17filed late (10-Q)auditor2025-09-30filed late (10-K)auditor2023-07-10auditor changed or resigned | 2026-09-28 | Elevated |
| 2 | Cavitation Technologies, Inc. | CVAT | $15M | 2026-09-28filed late (10-K)accounts not ready2026-05-14filed late (10-Q)accounts not ready2023-09-28filed late (10-K)accounts not ready2022-09-28filed late (10-K)accounts not ready2022-05-16filed late (10-Q)accounts not ready | 2026-09-28 | Elevated |
| 2 | MedWellAI, Inc. | MWAI | $2M | 2026-09-28filed late (10-K)auditor2026-02-18filed late (10-Q)accounts not ready2025-09-30filed late (10-K)auditor2025-05-15filed late (10-Q)accounts not ready2024-11-15filed late (10-Q)accounts not ready | 2026-09-28 | Elevated |
| 2 | Zeo ScientifiX, Inc. | ZEOX | $7M stale | 2026-09-28filed late (10-K)accounts not ready2026-09-14filed late (10-Q)accounts not ready2023-06-14filed late (10-Q)accounts not ready2023-04-21auditor changed or resigned2023-01-30filed late (10-K)accounts not ready | 2026-09-28 | Elevated |
| 2 | Protopia Global Holdings Inc. | not listed | $0 | 2026-09-28filed late (10-K)accounts not ready2026-08-17auditor changed or resigned2024-10-08auditor changed or resigned2024-09-27filed late (10-K)accounts not ready | 2026-09-28 | Elevated |
| 2 | Advanced Biomed Inc. | ADVB | $3M | 2026-09-28filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-09-30filed late (10-K)accounts not ready | 2026-09-28 | Elevated |
| 1 | GHST World Inc. | GHST | $3M | 2026-09-28filed late (10-K)acquisition or merger2025-09-29filed late (10-K)staff or resources2025-02-14filed late (10-Q)staff or resources2024-10-01filed late (10-K)auditor2023-11-14filed late (10-Q)staff or resources | 2026-09-28 | One failure |
| 1 | OZ Vision Inc. | OZVN | $9M | 2026-09-28filed late (10-K)auditor2025-09-29filed late (10-K)complex accounting2025-02-05auditor changed or resigned2024-05-22accounts declared unreliable | 2026-09-28 | One failure |
| 1 | APPlife Digital Solutions Inc | ALDS | $6M | 2026-09-28filed late (10-K)auditor2025-09-30filed late (10-K)auditor2024-09-30filed late (10-K)auditor2023-09-28filed late (10-K)auditor2022-09-28filed late (10-K)auditor | 2026-09-28 | One failure |
| 1 | Longduoduo Co Ltd | LDDD | $9M | 2026-09-28filed late (10-K)accounts not ready2024-09-30filed late (10-K)accounts not ready2024-08-16auditor changed or resigned2023-11-14filed late (10-Q)accounts not ready2023-10-06auditor changed or resigned | 2026-09-28 | One failure |
| 1 | McCormick & Co Inc | MKC | $19.4B stale | 2026-09-28auditor changed or resigned | 2026-09-28 | One failure |
| 1 | Escalon Medical Corp | ESMC | $506K | 2026-09-28filed late (10-K)auditor2025-04-04auditor changed or resigned2023-11-15filed late (10-Q)staff or resources2023-09-29filed late (10-K)staff or resources2022-11-02auditor changed or resigned | 2026-09-28 | One failure |
| 1 | Bion Environmental Technologies Inc | BNET | $9M | 2026-09-28filed late (10-K)auditor2022-12-08auditor changed or resigned | 2026-09-28 | One failure |
| 1 | Hepion Pharmaceuticals, Inc. | HEPA | $900K | 2026-09-28auditor changed or resigned2025-05-15filed late (10-Q)accounts not ready2025-04-01filed late (10-K)accounts not ready2024-05-15filed late (10-Q)accounts not ready2024-04-01filed late (10-K)auditor | 2026-09-28 | One failure |
| 1 | Shreya Acquisition Group | SAGU | $0 | 2026-09-28filed late (10-K)acquisition or merger | 2026-09-28 | One failure |
| 4 | Sadot Group Inc. | SDOT | $620M | 2026-09-25auditor changed or resigned2026-03-31filed late (10-K)accounts not ready2025-11-17filed late (10-Q/A)accounts not ready2025-11-14filed late (10-Q)accounts not ready2021-05-18filed late (10-Q)accounts not ready | 2026-09-25 | Serious |
| 1 | DraftKings Inc. | DKNG | $19.1B | 2026-09-25auditor changed or resigned | 2026-09-25 | One failure |
| 1 | America Great Health | AAGH | — | 2026-09-25filed late (10-K)accounts not ready2025-09-29filed late (10-K)accounts not ready2024-11-15filed late (10-Q)accounts not ready2024-09-30filed late (10-K)accounts not ready2024-05-15filed late (10-Q)accounts not ready | 2026-09-25 | One failure |
| 1 | Vivic Corp. | VIVC | $32M stale | 2026-09-25filed late (10-K)accounts not ready2025-09-29filed late (10-K)accounts not ready2024-04-01filed late (10-K)accounts not ready2023-08-15filed late (10-Q)staff or resources2022-06-01accounts declared unreliable | 2026-09-25 | One failure |
| 1 | Dragonfly Energy Holdings Corp. | DFLI | $6M | 2026-09-25auditor changed or resigned2025-05-16filed late (10-Q)accounts not ready2025-03-24auditor changed or resigned2024-04-01filed late (10-K)material weakness2023-11-21auditor changed or resigned | 2026-09-25 | One failure |
| 3 | SharonAI Holdings Inc. | SHAZ | $0 | 2026-09-24auditor changed or resigned2026-09-23auditor changed or resigned2026-01-07auditor changed or resigned | 2026-09-24 | Elevated |
| 1 | Bright Mountain Media, Inc. | BMTM | $7M | 2026-09-23auditor changed or resigned2023-03-06accounts declared unreliable2022-05-16filed late (10-Q)auditor2022-04-01filed late (10-K)auditor2021-11-15filed late (10-Q)auditor | 2026-09-23 | One failure |
| 4 | Bowen Acquisition Corp | not listed | $32M | 2026-09-22auditor changed or resigned2026-05-15filed late (10-Q)acquisition or merger2026-04-01filed late (10-K)acquisition or merger2025-11-14filed late (10-Q)acquisition or merger2025-08-14filed late (10-Q)acquisition or merger | 2026-09-22 | Serious |
| 1 | Optimum Communications, Inc. | OPTU | $588M | 2026-09-21accounts declared unreliable | 2026-09-21 | One failure |
| 7 | La Rosa Holdings Corp. | LRHC | $8M | 2026-09-18auditor changed or resigned2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-04-24accounts declared unreliable2026-04-01filed late (10-K/A)complex accounting | 2026-09-18 | Serious |
| 1 | Gold.com, Inc. | GOLD | $639M | 2026-09-18auditor changed or resigned | 2026-09-18 | One failure |
| 4 | DarkPulse, Inc. | DPLS | $4M | 2026-09-17auditor changed or resigned2026-08-14filed late (10-Q)auditor2026-05-15filed late (10-Q)auditor2026-03-31filed late (10-K)auditor2025-05-15filed late (10-Q)auditor | 2026-09-17 | Serious |
| 2 | Metal Sky Star Acquisition Corp | MSSAF | $712K | 2026-09-17auditor changed or resigned2026-08-14filed late (10-Q)accounts not ready2025-08-14filed late (10-Q)acquisition or merger2024-05-16filed late (10-Q)accounts not ready2024-04-01filed late (10-K)acquisition or merger | 2026-09-17 | Elevated |
| 4 | SurgePays, Inc. | SURG | $42M | 2026-09-16auditor changed or resigned2026-08-17filed late (10-Q)auditor2026-05-15filed late (10-Q)auditor2026-03-31filed late (10-K)auditor2025-05-23auditor changed or resigned | 2026-09-16 | Serious |
| 2 | Stark Focus Group, Inc. | SKFG | $73K | 2026-09-16auditor changed or resigned2026-04-02filed late (10-K)2025-08-14filed late (10-Q)accounts not ready2025-06-13auditor changed or resigned2025-04-01filed late (10-K) | 2026-09-16 | Elevated |
| 2 | Nuburu, Inc. | BURU | $25M | 2026-09-16accounts declared unreliable2026-05-18filed late (10-Q)acquisition or merger2025-06-25accounts declared unreliable2025-05-16filed late (10-Q)staff or resources2025-04-15accounts declared unreliable | 2026-09-16 | Elevated |
| 1 | Alpha PRO Tech Ltd | APT | $41M | 2026-09-16auditor changed or resigned | 2026-09-16 | One failure |
| 5 | Mag Magna Corp | MGNC | $520K | 2026-09-15filed late (10-Q)accounts not ready2026-09-15filed late (10-K)accounts not ready2026-07-29filed late (10-K)accounts not ready2026-03-17filed late (10-Q)accounts not ready2025-12-29auditor changed or resigned | 2026-09-15 | Serious |
| 4 | Kindcard, Inc. | KCRD | $459K | 2026-09-15filed late (10-Q)accounts not ready2026-06-15filed late (10-Q)accounts not ready2026-05-04filed late (10-K)accounts not ready2025-12-15filed late (10-Q)accounts not ready2025-09-16filed late (10-Q)accounts not ready | 2026-09-15 | Serious |
| 3 | Maison Solutions Inc. | MSS | $3M stale | 2026-09-15filed late (10-Q)2026-07-29filed late (10-K)auditor2025-12-12filed late (10-Q)accounts not ready2025-09-15filed late (10-Q)accounts not ready2025-08-13accounts declared unreliable | 2026-09-15 | Elevated |
| 2 | GPO Plus, Inc. | GPOX | $5M | 2026-09-15filed late (10-Q)accounts not ready2026-07-30filed late (10-K)accounts not ready2025-09-16filed late (10-Q)accounts not ready2025-03-17filed late (10-Q)accounts not ready2024-10-28auditor changed or resigned | 2026-09-15 | Elevated |
| 1 | Vitaspring Biomedical Co. Ltd. | VSBC | — | 2026-09-15filed late (10-Q)material weakness2025-08-25auditor changed or resigned2025-08-11auditor changed or resigned2023-05-01filed late (10-K)2023-01-27auditor changed or resigned | 2026-09-15 | One failure |
| 5 | HNO International, Inc. | HNOI | $24M stale | 2026-09-14filed late (10-Q)accounts not ready2026-06-15filed late (10-Q)accounts not ready2026-04-16auditor changed or resigned2026-03-17filed late (10-Q)accounts not ready2026-01-29filed late (10-K)accounts not ready | 2026-09-14 | Serious |
| 4 | Sparta Commercial Services, Inc. | SRCO | $9M | 2026-09-14filed late (10-Q)auditor2026-07-29filed late (10-K)auditor2026-03-17filed late (10-Q)auditor2025-12-15filed late (10-Q)auditor2025-09-15filed late (10-Q)auditor | 2026-09-14 | Serious |
| 3 | Airwa Inc. | YYAI | $43M | 2026-09-14filed late (10-Q)accounts not ready2026-07-30filed late (10-K)auditor2025-12-15filed late (10-Q)accounts not ready2025-07-29filed late (10-K)auditor2025-03-28auditor changed or resigned | 2026-09-14 | Elevated |
| 2 | Skkynet Cloud Systems, Inc. | SKKY | $13M stale | 2026-09-14filed late (10-Q)2026-06-15filed late (10-Q)2025-01-30filed late (10-K)2021-01-29filed late (10-K) | 2026-09-14 | Elevated |
| 2 | NAPC Defense, Inc. | NAPD | $3M stale | 2026-09-14filed late (10-Q)auditor2026-07-29filed late (10-K)auditor2025-09-16filed late (10-Q)auditor2025-07-29filed late (10-K)auditor2025-07-03auditor changed or resigned | 2026-09-14 | Elevated |
| 2 | Vitro Biopharma, Inc. | not listed | — | 2026-09-14filed late (10-Q)accounts not ready2026-01-29filed late (10-K)accounts not ready2025-06-16filed late (10-Q)accounts not ready2025-03-17filed late (10-Q)accounts not ready2022-12-16accounts declared unreliable | 2026-09-14 | Elevated |
| 1 | QuasarEdge Acquisition Corp | QRED | — | 2026-09-14filed late (10-Q)acquisition or merger | 2026-09-14 | One failure |
| 1 | Future Money Acquisition Corp | FMAC | — | 2026-09-14filed late (10-Q)acquisition or merger | 2026-09-14 | One failure |
| 5 | Azio AI Holdings, Inc. | AZIO | $6M | 2026-09-10auditor changed or resigned2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready | 2026-09-10 | Serious |
| 2 | East West Ave Acquisition Corp. | EWAV | — | 2026-09-10auditor changed or resigned2026-07-30filed late (10-Q)acquisition or merger | 2026-09-10 | Elevated |
| 4 | SDR Drone, Inc. | SDCO | $2M | 2026-09-09accounts declared unreliable2026-05-15filed late (10-Q)auditor2026-03-26filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-08-13filed late (10-Q)auditor | 2026-09-09 | Serious |
| 1 | LEE ENTERPRISES, Inc | LEE | $58M stale | 2026-09-09auditor changed or resigned2023-02-06filed late (10-Q)material weakness2022-12-12filed late (10-K)material weakness2021-11-03auditor changed or resigned | 2026-09-09 | One failure |
| 3 | Regenerex Pharma, Inc. | not listed | $0 | 2026-09-04auditor changed or resigned2026-03-30filed late (10-K)auditor2025-11-17filed late (10-Q)accounts not ready | 2026-09-04 | Elevated |
| 1 | Katapult Holdings, Inc. | KPLT | $23M | 2026-09-04auditor changed or resigned2024-04-02filed late (10-K)restatement2024-04-02accounts declared unreliable2023-03-20auditor changed or resigned2021-06-15auditor changed or resignednot counted — change of control | 2026-09-04 | One failure |
| 1 | Irenic Acquisition Corp. | IACQ | — | 2026-09-04auditor changed or resigned | 2026-09-04 | One failure |
| 1 | BCB Bancorp Inc | BCBP | $132M | 2026-09-03auditor changed or resigned | 2026-09-03 | One failure |
| 2 | BioRestorative Therapies, Inc. | BRTX | $11M | 2026-09-02auditor changed or resigned2026-08-14filed late (10-Q)auditor2025-04-21auditor changed or resigned2024-05-24accounts declared unreliable2024-05-16filed late (10-Q)accounts not ready | 2026-09-02 | Elevated |
| 1 | Hornbeck Offshore Services, Inc. | HOS | $855M | 2026-09-02auditor changed or resigned | 2026-09-02 | One failure |
| 6 | Preaxia Health Care Payment Systems Inc. | PAXH | $494K | 2026-08-31filed late (10-K)auditor2026-04-21accounts declared unreliable2026-02-26auditor changed or resigned2026-01-12filed late (10-Q)auditor2025-12-23auditor changed or resigned | 2026-08-31 | Serious |
| 5 | Northann Corp. | NCL | $2M stale | 2026-08-31auditor changed or resigned2026-08-14filed late (10-Q)auditor2026-08-10accounts declared unreliable2026-05-18filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready | 2026-08-31 | Serious |
| 3 | Breeze Acquisition Corp. II | BREZ | — | 2026-08-31accounts declared unreliable2026-08-14filed late (10-Q)acquisition or merger2026-06-29filed late (10-Q)acquisition or merger | 2026-08-31 | Elevated |
| 2 | Laredo Oil, Inc. | LRDC | $26M | 2026-08-31filed late (10-K)accounts not ready2026-01-14filed late (10-Q)accounts not ready2025-10-15filed late (10-Q)accounts not ready2025-08-29filed late (10-K)accounts not ready2025-04-14filed late (10-Q)accounts not ready | 2026-08-31 | Elevated |
| 2 | Wewards, Inc. | WEWA | $13M | 2026-08-31filed late (10-K)accounts not ready2026-01-15filed late (10-Q)accounts not ready2025-04-15filed late (10-Q)accounts not ready2022-08-30filed late (10-K)accounts not ready | 2026-08-31 | Elevated |
| 2 | Cannabis Suisse Corp. | CSUI | $250K | 2026-08-31filed late (10-K)2026-04-14filed late (10-Q)auditor2025-08-26filed late (10-K)auditor2025-04-14filed late (10-Q)auditor2024-08-22filed late (10-K)auditor | 2026-08-31 | Elevated |
| 2 | Longevity Diversified Holdings, Inc. | LGVT | $0 | 2026-08-31filed late (10-K)accounts not ready2026-04-14filed late (10-Q)accounts not ready2025-08-28filed late (10-K)accounts not ready | 2026-08-31 | Elevated |
| 1 | Londax Corp. | LDXC | $0 | 2026-08-31filed late (10-K)accounts not ready2025-10-15filed late (10-Q)accounts not ready2025-08-29filed late (10-K)accounts not ready2024-08-14auditor changed or resigned | 2026-08-31 | One failure |
| 1 | Crown Crafts Inc | CRWS | $28M | 2026-08-31auditor changed or resigned | 2026-08-31 | One failure |
| 1 | Ocean Capital Acquisition Corp | OCAC | $0 | 2026-08-31auditor changed or resigned | 2026-08-31 | One failure |
| 4 | RemSleep Holdings Inc. | RMSL | $15M | 2026-08-28auditor changed or resigned2026-05-15filed late (10-Q)auditor2026-03-30filed late (10-K)auditor2025-11-14filed late (10-Q)auditor2025-03-31filed late (10-K)auditor | 2026-08-28 | Serious |
| 2 | Blue Chip Capital Group Inc. | BCCG | $0 | 2026-08-28filed late (10-K)auditor2026-04-15filed late (10-Q)auditor2025-10-17filed late (10-Q)auditor2025-09-05filed late (10-K)auditor2025-08-29filed late (10-Q)auditor | 2026-08-28 | Elevated |
| 4 | MSP Recovery, Inc. | MSPR | $7M stale | 2026-08-26filed late (10-Q)liquidity2026-05-18filed late (10-Q)liquidity2026-03-31filed late (10-K)liquidity2025-11-14filed late (10-Q)auditor2025-07-16auditor changed or resigned | 2026-08-26 | Serious |
| 1 | Extreme Networks Inc | EXTR | $1.5B | 2026-08-26auditor changed or resigned2021-09-22auditor changed or resigned | 2026-08-26 | One failure |
| 1 | Inhibikase Therapeutics, Inc. | IKT | $127M | 2026-08-26auditor changed or resigned | 2026-08-26 | One failure |
| 1 | Syntec Optics Holdings, Inc. | OPTX | $8M | 2026-08-25auditor changed or resigned2025-10-14auditor changed or resigned2025-03-31filed late (10-K)auditor2024-05-16filed late (10-Q)auditor2024-04-01filed late (10-K)auditor | 2026-08-25 | One failure |
| 1 | Mercator Acquisition Corp. | MRCO | — | 2026-08-25filed late (10-Q) | 2026-08-25 | One failure |
| 4 | IX Acquisition Corp. | not listed | $19M | 2026-08-24filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-04-01filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-08-14filed late (10-Q)accounts not ready | 2026-08-24 | Serious |
| 3 | ZRCN Inc. | not listed | $300K | 2026-08-24filed late (10-Q)accounts not ready2026-06-30filed late (10-K)accounts not ready2025-11-21filed late (10-Q)accounts not ready2025-08-22filed late (10-Q)accounts not ready2025-06-30filed late (10-K)accounts not ready | 2026-08-24 | Elevated |
| 2 | Brownie's Marine Group, Inc | BWMG | $5M | 2026-08-24accounts declared unreliable2026-03-31filed late (10-K)accounts not ready2025-05-13filed late (10-Q)auditor2025-03-31filed late (10-K)accounts not ready2024-11-14filed late (10-Q)auditor | 2026-08-24 | Elevated |
| 1 | Kingstone Companies, Inc. | KINS | $207M | 2026-08-24auditor changed or resigned2025-04-08auditor changed or resigned2023-11-14filed late (10-Q)accounts not ready2022-04-01filed late (10-K)accounts not ready | 2026-08-24 | One failure |
| 4 | Kinetic Group Inc. | not listed | $50M stale | 2026-08-21filed late (10-Q/A)auditor2026-08-21filed late (10-Q/A)auditor2026-08-21filed late (10-Q/A)auditor2026-08-21filed late (10-Q/A)auditor2026-08-21filed late (10-Q/A)auditor | 2026-08-21 | Serious |
| 2 | Solesence, Inc. | SLSN | $27M | 2026-08-21accounts declared unreliable2026-08-14filed late (10-Q)investigation2022-08-16filed late (10-Q)2021-08-16accounts declared unreliable | 2026-08-21 | Elevated |
| 4 | Lodging Fund REIT III, Inc. | not listed | — | 2026-08-19filed late (10-Q/A)2026-08-17filed late (10-Q)2026-05-18filed late (10-Q)2026-04-01filed late (10-K)2025-05-16filed late (10-Q)accounts not ready | 2026-08-19 | Serious |
| 2 | SpringBig Holdings, Inc. | SBIG | $1M | 2026-08-19auditor changed or resigned2026-08-17filed late (10-Q)accounts not ready2024-04-11auditor changed or resigned2022-06-21auditor changed or resignednot counted — change of control2021-12-03accounts declared unreliable | 2026-08-19 | Elevated |
| 4 | Royale Energy, Inc. | ROYL | $2M | 2026-08-18filed late (10-Q)accounts not ready2026-07-17filed late (10-Q)accounts not ready2026-04-02filed late (10-K)acquisition or merger2025-11-17filed late (10-Q)accounts not ready2025-11-03auditor changed or resigned | 2026-08-18 | Serious |
| 3 | Selectis Health, Inc. | GBCS | $4M | 2026-08-18filed late (10-Q)accounts not ready2026-05-14filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-05-15filed late (10-Q)accounts not ready2025-03-31filed late (10-K)accounts not ready | 2026-08-18 | Elevated |
| 3 | Hi-Great Group Holding Co | HIGR | $0 | 2026-08-18filed late (10-Q)auditor2026-04-13filed late (10-K)auditor2025-11-17filed late (10-Q)auditor2025-08-15filed late (10-Q)auditor2025-05-16filed late (10-Q)auditor | 2026-08-18 | Elevated |
| 2 | CID Holdco, Inc. | DAIC | $7M | 2026-08-18filed late (10-Q)staff or resources2026-01-20auditor changed or resigned2025-08-15filed late (10-Q)auditor2025-06-26auditor changed or resignednot counted — change of control | 2026-08-18 | Elevated |
| 5 | Cambium Networks Corp | CMBMF | $5M | 2026-08-17filed late (10-Q)2026-05-15filed late (10-Q)restatement2026-03-31filed late (10-K)restatement2025-12-03auditor changed or resigned2025-11-17filed late (10-Q)restatement | 2026-08-17 | Serious |
| 4 | Endovia Health Sciences, Inc. | EDVA | $6M | 2026-08-17filed late (10-Q)staff or resources2026-05-15filed late (10-Q)staff or resources2026-04-01filed late (10-K)auditor2025-11-17filed late (10-Q)auditor2025-05-16filed late (10-Q)accounts not ready | 2026-08-17 | Serious |
| 4 | Aerkomm Inc. | not listed | $51M | 2026-08-17filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-03-30filed late (10-K)accounts not ready2025-11-12filed late (10-Q)accounts not ready2025-03-28filed late (10-K)accounts not ready | 2026-08-17 | Serious |
| 4 | LSEB Creative Corp. | LSEB | $2M | 2026-08-17filed late (10-Q)auditor2026-06-29filed late (10-K)auditor2026-02-17filed late (10-Q)auditor2025-11-14filed late (10-Q)auditor2025-06-30filed late (10-K)auditor | 2026-08-17 | Serious |
| 4 | Spindletop OIL & GAS Co | SPND | $2M | 2026-08-17filed late (10-Q)2026-05-18filed late (10-Q)2026-04-01filed late (10-K)2025-11-17filed late (10-Q)2025-08-15filed late (10-Q) | 2026-08-17 | Serious |
| 4 | CFN Enterprises Inc. | CNFN | $5M | 2026-08-17filed late (10-Q)accounts not ready2026-05-18filed late (10-Q)accounts not ready2026-04-01filed late (10-K)accounts not ready2025-11-17filed late (10-Q)accounts not ready2025-04-01filed late (10-K)accounts not ready | 2026-08-17 | Serious |
| 4 | XTI Aerospace, Inc. | XTIA | $29M | 2026-08-17filed late (10-Q)staff or resources2026-06-26auditor changed or resigned2026-03-31filed late (10-K)acquisition or merger2025-11-14filed late (10-Q)acquisition or merger2025-05-16filed late (10-Q)auditor | 2026-08-17 | Serious |
| 4 | Appsoft Technologies, Inc. | ASFT | $628K | 2026-08-17filed late (10-Q)accounts not ready2026-05-18filed late (10-Q)accounts not ready2026-04-02filed late (10-K)accounts not ready2025-11-17filed late (10-Q)accounts not ready2025-04-01filed late (10-K)accounts not ready | 2026-08-17 | Serious |
| 4 | Ozop Energy Solutions, Inc. | OZSC | $3M | 2026-08-17filed late (10-Q)auditor2026-05-18filed late (10-Q)auditor2026-04-01filed late (10-K)auditor2025-11-17filed late (10-Q)auditor2025-08-15filed late (10-Q)auditor | 2026-08-17 | Serious |
| 4 | Fdctech, Inc. | FDCT | $20M | 2026-08-17filed late (10-Q)accounts not ready2026-06-23accounts declared unreliable2026-06-08accounts declared unreliable2026-03-30filed late (10-K)accounts not ready2025-04-04auditor changed or resigned | 2026-08-17 | Serious |
| 4 | IP Strategy Holdings, Inc. | IPST | $5M | 2026-08-17filed late (10-Q)accounts not ready2026-05-18filed late (10-Q)accounts not ready2026-04-01filed late (10-K)accounts not ready2025-11-17filed late (10-Q)accounts not ready2025-05-15filed late (10-Q)accounts not ready | 2026-08-17 | Serious |
| 4 | Alchemy Investments Acquisition Corp 1 | ALCYF | $12M | 2026-08-17filed late (10-Q)acquisition or merger2026-05-18filed late (10-Q)acquisition or merger2026-04-01filed late (10-K)acquisition or merger2025-11-14filed late (10-Q)acquisition or merger2025-08-15filed late (10-Q)acquisition or merger | 2026-08-17 | Serious |
| 3 | Madison Technologies Inc. | MDEX | $188K stale | 2026-08-17filed late (10-Q)accounts not ready2026-05-18filed late (10-Q)accounts not ready2026-04-01filed late (10-K)accounts not ready2025-08-13auditor changed or resigned2023-04-03filed late (10-K)accounts not ready | 2026-08-17 | Elevated |
| 3 | Bespoke Extracts, Inc. | BSPK | $760K stale | 2026-08-17filed late (10-Q)accounts not ready2026-05-18filed late (10-Q)accounts not ready2026-03-31filed late (10-K)auditor2025-08-14filed late (10-Q)accounts not ready2025-05-15filed late (10-Q)accounts not ready | 2026-08-17 | Elevated |
| 3 | Mitesco, Inc. | MITI | $3M | 2026-08-17filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2024-11-14filed late (10-Q)accounts not ready2024-06-20auditor changed or resigned | 2026-08-17 | Elevated |
| 3 | Atlantic American Corp | AAME | $9M | 2026-08-17filed late (10-Q)auditor2026-05-18filed late (10-Q)auditor2026-04-01filed late (10-K)restatement2023-05-22filed late (10-Q)complex accounting2023-04-03filed late (10-K)complex accounting | 2026-08-17 | Elevated |
| 3 | OMNIQ Corp. | OMQS | $636K | 2026-08-17filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-04-01filed late (10-K)accounts not ready2025-08-15filed late (10-Q)accounts not ready | 2026-08-17 | Elevated |
| 3 | GBT Technologies Inc. | GTCH | $2M | 2026-08-17filed late (10-Q)2026-03-31filed late (10-K)accounts not ready2026-01-26auditor changed or resigned2024-08-15filed late (10-Q)accounts not ready2024-05-14filed late (10-Q)accounts not ready | 2026-08-17 | Elevated |
| 3 | CIRCLE8 Group Inc | CIRC | $98M | 2026-08-17filed late (10-Q)2026-05-18filed late (10-Q)2026-04-01filed late (10-K)2024-06-25auditor changed or resigned2024-05-15filed late (10-Q)accounts not ready | 2026-08-17 | Elevated |
| 3 | Cloudastructure, Inc. | CSAI | $38M | 2026-08-17filed late (10-Q)accounts not ready2026-05-18filed late (10-Q)2026-04-22auditor changed or resigned | 2026-08-17 | Elevated |
| 3 | Nocera, Inc. | NCRA | $1M | 2026-08-17accounts declared unreliable2026-03-30filed late (10-K)accounts not ready2026-02-03auditor changed or resigned2025-04-03accounts declared unreliable2025-03-31filed late (10-K)accounts not ready | 2026-08-17 | Elevated |
| 3 | Global Interactive Technologies, Inc. | GITS | $4M | 2026-08-17filed late (10-Q)accounts not ready2026-05-14filed late (10-Q)accounts not ready2026-03-31filed late (10-K)auditor2025-08-15filed late (10-Q)accounts not ready2025-05-15filed late (10-Q)accounts not ready | 2026-08-17 | Elevated |
| 2 | Sangamo Therapeutics, Inc | SGMOQ | $153M | 2026-08-17filed late (10-Q)liquidity2026-07-01auditor changed or resigned | 2026-08-17 | Elevated |
| 2 | BTCS Inc. | BTCS | $34M | 2026-08-17filed late (10-Q)auditor2026-03-31auditor changed or resigned2024-08-14filed late (10-Q)complex accounting | 2026-08-17 | Elevated |
| 2 | Apex 11 Inc. | not listed | $0 | 2026-08-17filed late (10-Q)accounts not ready2025-11-17filed late (10-Q)accounts not ready2025-08-15filed late (10-Q)accounts not ready2025-05-16filed late (10-Q)accounts not ready2025-03-28filed late (10-K)accounts not ready | 2026-08-17 | Elevated |
| 2 | Biotricity Inc. | BTCY | $13M | 2026-08-17filed late (10-Q)accounts not ready2026-06-29filed late (10-K)accounts not ready2025-07-01filed late (10-K)accounts not ready2025-02-14filed late (10-Q)accounts not ready2024-08-15filed late (10-Q)accounts not ready | 2026-08-17 | Elevated |
| 2 | Smartbird, Inc. | BIRD | $59M | 2026-08-17filed late (10-Q)accounts not ready2026-07-29auditor changed or resigned | 2026-08-17 | Elevated |
| 2 | Constellation Acquisition Corp I | CSTAF | $791K | 2026-08-17filed late (10-Q)acquisition or merger2026-04-01filed late (10-K)acquisition or merger2025-03-31filed late (10-K)acquisition or merger2023-08-15filed late (10-Q)acquisition or merger2021-12-06accounts declared unreliable | 2026-08-17 | Elevated |
| 2 | Cannapharmarx, Inc. | CPMD | $3M | 2026-08-17filed late (10-Q)accounts not ready2026-05-18filed late (10-Q)accounts not ready2025-05-16filed late (10-Q)accounts not ready2025-04-01filed late (10-K)auditor2024-12-03auditor changed or resigned | 2026-08-17 | Elevated |
| 2 | SolarMax Technology, Inc. | SMXT | $50M | 2026-08-17filed late (10-Q)auditor2026-03-31filed late (10-K)liquidity2025-05-16filed late (10-Q)auditor2025-05-05auditor changed or resigned2024-04-01filed late (10-K)accounts not ready | 2026-08-17 | Elevated |
| 2 | Zhen Ding Resources Inc. | RBTK | — | 2026-08-17filed late (10-Q)auditor2026-04-01filed late (10-K)auditor2025-05-15filed late (10-Q)auditor2025-04-01filed late (10-K)auditor2025-02-18auditor changed or resigned | 2026-08-17 | Elevated |
| 2 | Generation Income Properties, Inc. | GIPR | $9M | 2026-08-17filed late (10-Q)complex accounting2026-04-01filed late (10-K)auditor2025-08-15filed late (10-Q)liquidity2024-08-15filed late (10-Q)accounts not ready2024-07-25auditor changed or resigned | 2026-08-17 | Elevated |
| 2 | Firy Inc. | FIRY | $80M | 2026-08-17filed late (10-Q)XBRL or exhibits2025-11-12filed late (10-Q)XBRL or exhibits2025-08-12filed late (10-Q)XBRL or exhibits2025-05-13filed late (10-Q)XBRL or exhibits2025-03-17filed late (10-K)accounts not ready | 2026-08-17 | Elevated |
| 2 | LQR House Inc. | YHC | $4M | 2026-08-17filed late (10-Q)acquisition or merger2026-03-31filed late (10-K)accounts not ready2025-04-24auditor changed or resigned2023-11-14filed late (10-Q)accounts not ready | 2026-08-17 | Elevated |
| 2 | TOP Financial Group Ltd | TOP | $9M | 2026-08-17filed late (10-Q)accounts not ready2026-06-30filed late (10-K)accounts not ready | 2026-08-17 | Elevated |
| 2 | Exyn Technologies, Inc. | EXYN | — | 2026-08-17filed late (10-Q)material weakness2026-06-30filed late (10-Q)accounts not ready | 2026-08-17 | Elevated |
| 2 | Infleqtion, Inc. | INFQ | $426M | 2026-08-17filed late (10-Q)material weakness2026-03-26auditor changed or resigned | 2026-08-17 | Elevated |
| 2 | Copley Acquisition Corp | COPL | $175M | 2026-08-17filed late (10-Q)acquisition or merger2026-05-15filed late (10-Q)auditor | 2026-08-17 | Elevated |
| 2 | Aeon Acquisition I Corp. | AESP | $0 | 2026-08-17filed late (10-Q)acquisition or merger2026-03-31filed late (10-K)accounts not ready | 2026-08-17 | Elevated |
| 1 | Outlook Therapeutics, Inc. | OTLK | $27M stale | 2026-08-17filed late (10-Q)staff or resources | 2026-08-17 | One failure |
| 1 | Vanjia Corp | VNJA | $60K stale | 2026-08-17filed late (10-Q)2025-03-28filed late (10-K)accounts not ready2024-09-26auditor changed or resigned2021-04-20auditor changed or resigned | 2026-08-17 | One failure |
| 1 | Healthier Choices Management Corp. | HCMC | $48M | 2026-08-17filed late (10-Q)accounts not ready2025-04-01filed late (10-K)accounts not ready2025-01-27auditor changed or resigned | 2026-08-17 | One failure |
| 1 | Resmed Inc | RMD | $34.9B | 2026-08-17auditor changed or resigned | 2026-08-17 | One failure |
| 1 | NexMetals Mining Corp. | NEXM | — | 2026-08-17filed late (10-Q)accounts not ready2024-08-14filed late (10-Q)accounts not ready | 2026-08-17 | One failure |
| 1 | Duos Technologies Group, Inc. | DUOT | $51M | 2026-08-17filed late (10-Q)auditor2024-11-14filed late (10-Q)auditor | 2026-08-17 | One failure |
| 1 | Nexgel, Inc. | NXGL | $11M | 2026-08-17filed late (10-Q)2024-08-14filed late (10-Q)accounts not ready2024-04-02filed late (10-K)accounts not ready | 2026-08-17 | One failure |
| 1 | LogicMark, Inc. | LGMK | $2M | 2026-08-17filed late (10-Q)acquisition or merger2024-04-01filed late (10-K)auditor2022-08-29auditor changed or resigned2022-06-17auditor changed or resigned2022-03-31filed late (10-K)auditor | 2026-08-17 | One failure |
| 1 | M2i Global, Inc. | MTWO | $65M | 2026-08-17filed late (10-Q)accounts not ready2024-10-16filed late (10-Q)accounts not ready2024-06-07auditor changed or resigned2024-04-15filed late (10-Q)accounts not ready2024-02-29filed late (10-K)accounts not ready | 2026-08-17 | One failure |
| 1 | Crown PropTech Acquisitions | CPTKW | $6M | 2026-08-17filed late (10-Q)acquisition or merger2025-06-13auditor changed or resigned2024-04-03filed late (10-K)2023-11-14filed late (10-Q)acquisition or merger2023-05-15filed late (10-Q)acquisition or merger | 2026-08-17 | One failure |
| 1 | BOXABL Inc. | BXBL | $80M | 2026-08-17filed late (10-Q)auditor2026-07-23auditor changed or resignednot counted — change of control | 2026-08-17 | One failure |
| 1 | XCF Global, Inc. | SAFX | $95M | 2026-08-17filed late (10-Q)accounts not ready2025-08-15filed late (10-Q)auditor2025-05-16filed late (10-Q)accounts not ready | 2026-08-17 | One failure |
| 1 | Picard Medical, Inc. | PMI | $131M | 2026-08-17filed late (10-Q)auditor | 2026-08-17 | One failure |
| 1 | Twelve Seas Investment Co III/Cayman | TWLV | $174M | 2026-08-17filed late (10-Q)accounts not ready | 2026-08-17 | One failure |
| 1 | Cal Redwood Acquisition Corp. | CRAQ | $229M | 2026-08-17filed late (10-Q) | 2026-08-17 | One failure |
| 1 | Clearthink 1 Acquisition Corp. | CTAA | $0 | 2026-08-17filed late (10-Q)accounts not ready | 2026-08-17 | One failure |
| 1 | Inflection Point Acquisition Corp. VI | IPFX | — | 2026-08-17filed late (10-Q)acquisition or merger | 2026-08-17 | One failure |
| 7 | Olenox Industries Inc. | OLOX | $8M | 2026-08-14filed late (10-Q)accounts not ready2026-08-07auditor changed or resigned2026-08-06accounts declared unreliable2026-05-18filed late (10-Q)auditor2026-04-01filed late (10-K)auditor | 2026-08-14 | Serious |
| 7 | Clean Energy Technologies, Inc. | CETY | $9M | 2026-08-14filed late (10-Q)accounts not ready2026-07-16auditor changed or resigned2026-05-15filed late (10-Q)accounts not ready2026-05-07accounts declared unreliable2026-03-31filed late (10-K)accounts not ready | 2026-08-14 | Serious |
| 6 | Crypto Co | CRCW | $2M | 2026-08-14filed late (10-Q)auditor2026-06-24accounts declared unreliable2026-05-15filed late (10-Q)auditor2026-03-30filed late (10-K)staff or resources2026-03-12auditor changed or resigned | 2026-08-14 | Serious |
| 5 | KALA BIO, Inc. | KALA | $25M | 2026-08-14filed late (10-Q)liquidity2026-03-31filed late (10-K)staff or resources2025-12-29auditor changed or resigned2025-12-16auditor changed or resigned2025-11-14filed late (10-Q)liquidity | 2026-08-14 | Serious |
| 5 | Korth Direct Mortgage Inc. | not listed | $0 | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-04-06filed late (10-K/A)accounts not ready2026-03-31filed late (10-K)accounts not ready2026-01-21auditor changed or resigned | 2026-08-14 | Serious |
| 5 | Richtech Robotics Inc. | RR | $0 | 2026-08-14filed late (10-Q)staff or resources2026-06-12accounts declared unreliable2026-05-15filed late (10-Q)staff or resources2026-03-19auditor changed or resigned2025-12-29filed late (10-K)accounts not ready | 2026-08-14 | Serious |
| 5 | Borealis Foods Inc. | BRLS | $31M | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2026-01-16auditor changed or resigned2025-11-14filed late (10-Q)accounts not ready | 2026-08-14 | Serious |
| 5 | Greenland Mines Ltd | GRML | $53M | 2026-08-14filed late (10-Q)XBRL or exhibits2026-07-08auditor changed or resigned2026-06-29auditor changed or resigned2026-05-15filed late (10-Q)XBRL or exhibits2026-04-01filed late (10-K)XBRL or exhibits | 2026-08-14 | Serious |
| 5 | Starfighters Space, Inc. | FJET | $25M | 2026-08-14filed late (10-Q)auditor2026-07-24auditor changed or resigned2026-07-14auditor changed or resigned2026-05-15filed late (10-Q)accounts not ready2026-04-01filed late (10-K)accounts not ready | 2026-08-14 | Serious |
| 5 | Fly-E Group, Inc. | FLYE | $20M | 2026-08-14filed late (10-Q)accounts not ready2026-06-30filed late (10-K)accounts not ready2026-03-12auditor changed or resigned2026-02-17filed late (10-Q)accounts not ready2025-11-17filed late (10-Q)accounts not ready | 2026-08-14 | Serious |
| 4 | Bravo Multinational Inc. | BRVO | $1M stale | 2026-08-14filed late (10-Q)accounts not ready2026-05-13filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-11-13filed late (10-Q)accounts not ready2025-08-14filed late (10-Q)accounts not ready | 2026-08-14 | Serious |
| 4 | Driveitaway Holdings, Inc. | DWAY | $872K stale | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-02-17filed late (10-Q)accounts not ready2025-12-30filed late (10-K)accounts not ready2025-08-14filed late (10-Q)accounts not ready | 2026-08-14 | Serious |
| 4 | DNA X, Inc. | SONM | $13M | 2026-08-14filed late (10-Q)complex accounting2026-05-15filed late (10-Q)complex accounting2026-04-30auditor changed or resigned2026-04-01filed late (10-K)acquisition or merger2025-06-05auditor changed or resigned | 2026-08-14 | Serious |
| 4 | Ranger Gold Corp. | RNGC | $19K | 2026-08-14filed late (10-Q)accounts not ready2026-06-30filed late (10-K)accounts not ready2026-02-17filed late (10-Q)accounts not ready2025-11-17filed late (10-Q)accounts not ready2025-06-30filed late (10-K)accounts not ready | 2026-08-14 | Serious |
| 4 | GridAI Technologies Corp. | GRDX | $15M | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)acquisition or merger2025-11-17filed late (10-Q)acquisition or merger2025-04-01filed late (10-K)complex accounting | 2026-08-14 | Serious |
| 4 | Webstar Technology Group Inc. | WBSR | $11M | 2026-08-14filed late (10-Q)accounts not ready2026-05-14filed late (10-Q)accounts not ready2026-04-17auditor changed or resigned2026-03-30filed late (10-K)accounts not ready2025-08-13filed late (10-Q)accounts not ready | 2026-08-14 | Serious |
| 4 | Reborn Coffee, Inc. | REBN | $11M | 2026-08-14filed late (10-Q)accounts not ready2026-05-14filed late (10-Q)accounts not ready2026-04-01filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-05-16filed late (10-Q)accounts not ready | 2026-08-14 | Serious |
| 4 | CONX Corp. | not listed | — | 2026-08-14filed late (10-Q)auditor2026-05-15filed late (10-Q)auditor2026-03-31filed late (10-K)auditor2025-11-14filed late (10-Q)auditor2025-08-14filed late (10-Q)auditor | 2026-08-14 | Serious |
| 4 | Ulixe Corp. | not listed | $8M stale | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-11-17filed late (10-Q)accounts not ready2025-10-29filed late (10-K)accounts not ready | 2026-08-14 | Serious |
| 4 | ConnectM Technology Solutions, Inc. | CNTM | $70M | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-03-30filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-08-11auditor changed or resigned | 2026-08-14 | Serious |
| 4 | ProPhase Labs, Inc. | PRPH | $15M | 2026-08-14filed late (10-Q)auditor2026-05-15filed late (10-Q)auditor2026-03-27filed late (10-K)auditor2025-11-14filed late (10-Q)investigation2025-05-16filed late (10-Q)investigation | 2026-08-14 | Serious |
| 4 | Cirtran Corp | CIRX | $94K | 2026-08-14filed late (10-Q)auditor2026-05-15filed late (10-Q)auditor2026-03-30filed late (10-K)auditor2025-11-14filed late (10-Q)auditor2025-08-13filed late (10-Q)auditor | 2026-08-14 | Serious |
| 4 | KonaTel, Inc. | KTEL | $11M | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-08-14filed late (10-Q)accounts not ready | 2026-08-14 | Serious |
| 4 | Hyperscale Data, Inc. | GPUS | $12M | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-08-14filed late (10-Q)accounts not ready | 2026-08-14 | Serious |
| 4 | Protagenic Therapeutics, Inc.\new | PTIX | $7M | 2026-08-14filed late (10-Q)accounts not ready2026-06-30filed late (10-K)auditor2026-02-18filed late (10-Q)accounts not ready2025-11-14filed late (10-Q)2025-08-22auditor changed or resigned | 2026-08-14 | Serious |
| 4 | Charlie's Holdings, Inc. | CHUC | $18M | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-04-01filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-08-14filed late (10-Q)accounts not ready | 2026-08-14 | Serious |
| 4 | CapForce Inc. | CFOR | $12M | 2026-08-14filed late (10-Q)auditor2026-05-15filed late (10-Q)auditor2026-03-31filed late (10-K)auditor2025-11-14filed late (10-Q)staff or resources2025-08-14filed late (10-Q)staff or resources | 2026-08-14 | Serious |
| 4 | Hong Yuan Holding Group | HGYN | $1M | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-04-01filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-08-14filed late (10-Q)accounts not ready | 2026-08-14 | Serious |
| 4 | Trutankless, Inc. | TKLS | $2M | 2026-08-14filed late (10-Q)auditor2026-05-18filed late (10-Q)auditor2026-04-01filed late (10-K)auditor2025-11-14filed late (10-Q)auditor2025-03-31filed late (10-K)auditor | 2026-08-14 | Serious |
| 4 | Vivakor, Inc. | VIVK | $22M | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-08-14filed late (10-Q)accounts not ready | 2026-08-14 | Serious |
| 4 | Skytech Orion Global Corp. | SKTG | — | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-03-27filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2024-04-01filed late (10-K)auditor | 2026-08-14 | Serious |
| 4 | Greenwave Technology Solutions, Inc. | GWAV | $11M | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-11-17filed late (10-Q)accounts not ready2025-08-15filed late (10-Q)accounts not ready | 2026-08-14 | Serious |
| 4 | Polar Power, Inc. | POLA | $3M | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)staff or resources2025-11-17filed late (10-Q)auditor | 2026-08-14 | Serious |
| 4 | Digital Brands Group, Inc. | DBGI | $40M | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2026-01-05auditor changed or resigned2025-03-31filed late (10-K)accounts not ready | 2026-08-14 | Serious |
| 4 | Certiplex Corp | CPLX | — | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-08-14filed late (10-Q)accounts not ready | 2026-08-14 | Serious |
| 4 | Regenerative Medical Technology Group Inc. | RMTG | $613K | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-04-01filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-08-13filed late (10-Q)accounts not ready | 2026-08-14 | Serious |
| 4 | Aibotics, Inc. | AIBT | $1M | 2026-08-14filed late (10-Q)auditor2026-05-15filed late (10-Q)auditor2026-03-31filed late (10-K)accounts not ready2025-11-14filed late (10-Q)auditor2025-08-14filed late (10-Q)auditor | 2026-08-14 | Serious |
| 4 | T3 Defense Inc. | DFNS | $40M | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)staff or resources2026-01-14auditor changed or resigned2025-05-15filed late (10-Q)accounts not ready | 2026-08-14 | Serious |
| 4 | Kinetic Seas Inc. | KSEZ | $3M | 2026-08-14filed late (10-Q)accounts not ready2026-05-14filed late (10-Q)auditor2026-03-30filed late (10-K)auditor2025-11-14filed late (10-Q)accounts not ready2025-03-28filed late (10-K)auditor | 2026-08-14 | Serious |
| 4 | DataMeds AI, Inc. | MEDS | $27M | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2025-11-17auditor changed or resigned2025-11-14filed late (10-Q)auditor2025-08-14filed late (10-Q)auditor | 2026-08-14 | Serious |
| 3 | ProtoKinetix, Inc. | PKTX | $2M | 2026-08-14filed late (10-Q)auditor2026-05-15filed late (10-Q)auditor2026-03-31filed late (10-K)auditor | 2026-08-14 | Elevated |
| 3 | Celularity Inc | CELU | $28M | 2026-08-14filed late (10-Q)liquidity2026-05-15filed late (10-Q)liquidity2026-03-31filed late (10-K)liquidity2025-03-31filed late (10-K)liquidity2024-11-15filed late (10-Q)liquidity | 2026-08-14 | Elevated |
| 3 | Mobix Labs, Inc | MOBX | $30M stale | 2026-08-14filed late (10-Q)liquidity2026-05-18filed late (10-Q)staff or resources2025-12-30filed late (10-K)complex accounting2024-02-15filed late (10-Q)complex accounting2023-12-28auditor changed or resignednot counted — change of control | 2026-08-14 | Elevated |
| 3 | Thunder Power Holdings, Inc. | AIEV | $7M | 2026-08-14filed late (10-Q)auditor2026-05-15filed late (10-Q)2026-03-31filed late (10-K)accounts not ready2025-05-16filed late (10-Q)complex accounting2024-08-22filed late (10-Q/A)auditor | 2026-08-14 | Elevated |
| 3 | Allurion Technologies, Inc. | ALUR | $21M | 2026-08-14filed late (10-Q)accounts not ready2026-05-27auditor changed or resigned2025-11-17filed late (10-Q)accounts not ready2025-08-15filed late (10-Q)material weakness2025-08-14accounts declared unreliable | 2026-08-14 | Elevated |
| 3 | Global Asset Management Group, Inc. | GAMG | $2M | 2026-08-14filed late (10-Q)auditor2026-05-15filed late (10-Q)auditor2026-03-30filed late (10-K)auditor2025-06-30auditor changed or resigned2025-05-16filed late (10-Q)accounts not ready | 2026-08-14 | Elevated |
| 3 | Wenyuan Group Corp. | WYGC | $2M | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-08-14filed late (10-Q)accounts not ready2025-05-15filed late (10-Q)accounts not ready | 2026-08-14 | Elevated |
| 3 | Hugoton Royalty Trust | HGTXU | — | 2026-08-14filed late (10-Q)going concern2026-05-15filed late (10-Q)going concern2026-04-17auditor changed or resigned2025-06-17auditor changed or resigned2025-05-16filed late (10-Q)going concern | 2026-08-14 | Elevated |
| 3 | Elite Health Systems Inc. | EHSI | $24M | 2026-08-14filed late (10-Q)complex accounting2026-05-15filed late (10-Q)complex accounting2026-04-01filed late (10-K)acquisition or merger2025-03-31filed late (10-K)accounts not ready2024-04-01filed late (10-K)accounts not ready | 2026-08-14 | Elevated |
| 3 | Apple iSports Group, Inc. | AAPI | $130M | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)2026-04-01filed late (10-K)accounts not ready2025-05-15filed late (10-Q)accounts not ready2025-04-01filed late (10-K)accounts not ready | 2026-08-14 | Elevated |
| 3 | Givbux, Inc. | GBUX | $0 | 2026-08-14filed late (10-Q)accounts not ready2026-03-30filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-04-10auditor changed or resigned2025-03-31filed late (10-K)material weakness | 2026-08-14 | Elevated |
| 3 | ENvue Medical, Inc. | FEED | $7M | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-08-14filed late (10-Q)accounts not ready2025-08-14auditor changed or resigned | 2026-08-14 | Elevated |
| 3 | Cuentas Inc. | CUEN | — | 2026-08-14filed late (10-Q)accounts not ready2026-05-18filed late (10-Q)accounts not ready2026-04-01filed late (10-K)accounts not ready2024-08-15filed late (10-Q)accounts not ready2024-05-15filed late (10-Q)accounts not ready | 2026-08-14 | Elevated |
| 3 | Cosmos Health Inc. | COSM | $10M | 2026-08-14filed late (10-Q)XBRL or exhibits2026-05-15filed late (10-Q)XBRL or exhibits2026-04-01filed late (10-K)XBRL or exhibits2025-08-15filed late (10-Q)XBRL or exhibits2025-03-31filed late (10-K)XBRL or exhibits | 2026-08-14 | Elevated |
| 3 | Two Hands Corp | TWOH | — | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-03-31filed late (10-K)accounts not ready2024-11-14filed late (10-Q)accounts not ready | 2026-08-14 | Elevated |
| 3 | iQSTEL Inc | IQST | $33M | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2023-03-31filed late (10-K)accounts not ready2022-03-31filed late (10-K)accounts not ready | 2026-08-14 | Elevated |
| 3 | I-ON Digital Corp. | IONI | $23M | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-03-31filed late (10-K)accounts not ready2024-06-21auditor changed or resigned | 2026-08-14 | Elevated |
| 3 | Jaguar Health, Inc. | JAGX | $4M | 2026-08-14filed late (10-Q)accounts not ready2026-05-18filed late (10-Q)accounts not ready2026-04-01filed late (10-K)accounts not ready2025-02-20auditor changed or resigned2022-08-16filed late (10-Q)accounts not ready | 2026-08-14 | Elevated |
| 3 | Livento Group, Inc. | LIVG | $14M | 2026-08-14filed late (10-Q)accounts not ready2026-04-08filed late (10-K/A)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-05-14filed late (10-Q)auditor2025-05-07auditor changed or resigned | 2026-08-14 | Elevated |
| 3 | Securetech Innovations, Inc. | SCTH | $79M | 2026-08-14filed late (10-Q)restatement2026-08-05accounts declared unreliable2025-11-14filed late (10-Q)auditor2025-08-14filed late (10-Q)auditor2025-07-16auditor changed or resigned | 2026-08-14 | Elevated |
| 3 | NetBrands Corp. | NBND | $12K | 2026-08-14filed late (10-Q)accounts not ready2026-04-01auditor changed or resigned2026-03-31filed late (10-K)accounts not ready2025-04-10auditor changed or resigned2024-11-14filed late (10-Q) | 2026-08-14 | Elevated |
| 3 | BiomX Inc. | PHGE | $12M | 2026-08-14filed late (10-Q)auditor2026-07-02auditor changed or resigned2026-05-15filed late (10-Q)accounts not ready2024-05-15filed late (10-Q)acquisition or merger2024-04-01filed late (10-K) | 2026-08-14 | Elevated |
| 3 | Farmhouse, Inc. /NV | FMHS | — | 2026-08-14filed late (10-Q)auditor2026-05-13filed late (10-Q)auditor2026-03-31filed late (10-K)accounts not ready2024-08-15filed late (10-Q)2024-04-01filed late (10-K)accounts not ready | 2026-08-14 | Elevated |
| 3 | Specificity, Inc. | SPTY | $593K | 2026-08-14filed late (10-Q)accounts not ready2026-05-26accounts declared unreliable2026-05-15filed late (10-Q)accounts not ready2025-08-15filed late (10-Q)accounts not ready2025-04-02filed late (10-K)auditor | 2026-08-14 | Elevated |
| 3 | Evolution Metals & Technologies Corp. | EMAT | $7M | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)accounts not ready2025-11-13filed late (10-Q)auditor2025-08-15filed late (10-Q)auditor2024-11-14filed late (10-Q)auditor | 2026-08-14 | Elevated |
| 3 | VisionWave Holdings, Inc. | VWAV | $24M stale | 2026-08-14filed late (10-Q)auditor2026-05-15filed late (10-Q)auditor2025-12-30filed late (10-K)auditor2025-08-14filed late (10-Q)auditor | 2026-08-14 | Elevated |
| 3 | Hall Chadwick Acquisition Corp | HCAC | $0 | 2026-08-14filed late (10-Q)acquisition or merger2026-05-18filed late (10-Q)acquisition or merger2026-03-31filed late (10-K)acquisition or merger | 2026-08-14 | Elevated |
| 2 | NaturalShrimp Inc | not listed | $7M stale | 2026-08-14filed late (10-Q)auditor2026-07-07auditor changed or resigned2025-07-21auditor changed or resigned2024-07-02filed late (10-K)accounts not ready2023-11-14filed late (10-Q)accounts not ready | 2026-08-14 | Elevated |
| 2 | Sow Good Inc. | SOWG | $5M | 2026-08-14filed late (10-Q)auditor2026-05-15filed late (10-Q)auditor2023-08-23auditor changed or resigned2023-05-16filed late (10-Q)accounts not ready2023-04-03filed late (10-K)accounts not ready | 2026-08-14 | Elevated |
| 2 | Bubblr Inc. | BBLR | $3M | 2026-08-14filed late (10-Q)auditor2026-06-24auditor changed or resigned2024-05-30auditor changed or resigned2024-05-09auditor changed or resigned2023-03-17auditor changed or resigned | 2026-08-14 | Elevated |
| 2 | Creditriskmonitor COM Inc | CRMZ | $12M | 2026-08-14filed late (10-Q)material weakness2026-08-06accounts declared unreliable | 2026-08-14 | Elevated |
| 2 | Aeternum Health, Inc. | AETN | $531K | 2026-08-14filed late (10-Q)accounts not ready2026-05-15filed late (10-Q)auditor2025-08-13filed late (10-Q)auditor2025-05-15filed late (10-Q)auditor2025-03-31filed late (10-K)auditor | 2026-08-14 | Elevated |
| 2 | ADM Tronics Unlimited, Inc. | ADMT | $7M | 2026-08-14filed late (10-Q)accounts not ready2026-06-29filed late (10-K)accounts not ready2025-08-14filed late (10-Q)accounts not ready2025-06-30filed late (10-K)accounts not ready2024-08-14filed late (10-Q)accounts not ready | 2026-08-14 | Elevated |
| 2 | Dynaresource, Inc. | DYNR | $22M | 2026-08-14filed late (10-Q)auditor2026-03-31filed late (10-K)auditor2025-08-13filed late (10-Q)restatement2025-05-16filed late (10-Q/A)accounts not ready2025-05-14filed late (10-Q)auditor | 2026-08-14 | Elevated |
| 2 | Beam Global | BEEM | $23M | 2026-08-14filed late (10-Q)staff or resources2026-04-01filed late (10-K)accounts not ready2025-04-25auditor changed or resigned2025-03-31filed late (10-K)accounts not ready2024-05-15filed late (10-Q)accounts not ready | 2026-08-14 | Elevated |
| 2 | Bioadaptives, Inc. | BDPT | $252K | 2026-08-14filed late (10-Q)accounts not ready2026-03-31filed late (10-K)auditor2025-03-31filed late (10-K)auditor2024-11-14filed late (10-Q)accounts not ready2024-08-15filed late (10-Q)accounts not ready | 2026-08-14 | Elevated |
| 2 | Momentus Inc. | MNTS | $13M | 2026-08-14auditor changed or resigned2025-11-14filed late (10-Q)complex accounting2025-08-14filed late (10-Q)accounts not ready2025-04-01filed late (10-K)auditor2024-08-15filed late (10-Q) | 2026-08-14 | Elevated |
| 2 | Tradewinds Universal | TRWD | $2M | 2026-08-14filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-05-06auditor changed or resigned2024-07-17auditor changed or resigned | 2026-08-14 | Elevated |
| 2 | Boost Run Inc. | BRUN | — | 2026-08-14filed late (10-Q)accounts not ready2026-05-26filed late (10-Q)accounts not ready2026-05-14auditor changed or resignednot counted — change of control | 2026-08-14 | Elevated |
| 1 | Capital Bancorp Inc | CBNK | $375M | 2026-08-14auditor changed or resigned | 2026-08-14 | One failure |
| 1 | Cyberloq Technologies, Inc. | CLOQ | $17M | 2026-08-14filed late (10-Q)auditor2024-08-15filed late (10-Q)auditor | 2026-08-14 | One failure |
| 1 | Amcor plc | AMCR | $19.3B | 2026-08-14auditor changed or resigned | 2026-08-14 | One failure |
| 1 | Inno Holdings Inc. | INHD | $17M stale | 2026-08-14filed late (10-Q)auditor2025-01-16auditor changed or resigned2024-02-14filed late (10-Q)accounts not ready2024-01-31auditor changed or resigned2024-01-04filed late (10-K)accounts not ready | 2026-08-14 | One failure |
| 1 | Nutra Pharma Corp | NPHC | $703K | 2026-08-14filed late (10-Q)auditor2025-09-03auditor changed or resigned2022-11-15filed late (10-Q)2022-08-15filed late (10-Q)accounts not ready2022-08-04auditor changed or resigned | 2026-08-14 | One failure |
| 1 | MDWerks, Inc. | MDWK | $32M | 2026-08-14filed late (10-Q)auditor2024-05-20filed late (10-Q)auditor2024-04-01filed late (10-K)2023-12-12auditor changed or resigned2023-05-19accounts declared unreliable | 2026-08-14 | One failure |
| 1 | Transportation & Logistics Systems, Inc. | TLSS | — | 2026-08-14filed late (10-Q)auditor2025-03-31filed late (10-K)liquidity2024-11-15filed late (10-Q)liquidity2024-08-15filed late (10-Q)accounts not ready2024-05-16filed late (10-Q)accounts not ready | 2026-08-14 | One failure |
| 1 | SeeQC, Inc. | SEQC | — | 2026-08-14filed late (10-Q)acquisition or merger | 2026-08-14 | One failure |
| 1 | Onfolio Holdings, Inc | ONFO | $4M | 2026-08-14filed late (10-Q)accounts not ready2025-03-31filed late (10-K)accounts not ready2024-05-14filed late (10-Q)auditor2024-05-14auditor changed or resigned2024-05-03auditor changed or resigned | 2026-08-14 | One failure |
| 1 | HCW Biologics Inc. | HCWB | $6M | 2026-08-14accounts declared unreliable2025-08-15filed late (10-Q)accounts not ready2024-09-20auditor changed or resigned2024-05-03accounts declared unreliable | 2026-08-14 | One failure |
| 1 | Alpha Star Acquisition Corp | ALSAF | $289K | 2026-08-14filed late (10-Q)accounts not ready2024-05-16filed late (10-Q)acquisition or merger2024-03-28filed late (10-K)acquisition or merger2024-03-28accounts declared unreliable | 2026-08-14 | One failure |
| 1 | Inflection Point Acquisition Corp. VII | IPXG | $0 | 2026-08-14filed late (10-Q)accounts not ready | 2026-08-14 | One failure |
| 1 | Avalanche Treasury Corp | AVAT | — | 2026-08-14filed late (10-Q)accounts not ready | 2026-08-14 | One failure |
| 5 | Gulf Resources, Inc. | GURE | $7M | 2026-08-13filed late (10-Q)accounts not ready2026-06-04accounts declared unreliable2026-05-14filed late (10-Q)accounts not ready2026-03-30filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready | 2026-08-13 | Serious |
| 4 | Originclear, Inc. | OCLN | $23M | 2026-08-13filed late (10-Q)auditor2026-05-15filed late (10-Q)auditor2026-04-01filed late (10-K)2025-11-14filed late (10-Q)2025-08-14filed late (10-Q)auditor | 2026-08-13 | Serious |
| 3 | Totaligent, Inc. | TGNT | $6M | 2026-08-13filed late (10-Q)accounts not ready2026-03-31filed late (10-K)auditor2025-11-14filed late (10-Q)auditor2025-05-15filed late (10-Q)auditor2025-03-31filed late (10-K)auditor | 2026-08-13 | Elevated |
| 3 | Sunrise Real Estate Group Inc | SRRE | $3M | 2026-08-13filed late (10-Q)accounts not ready2026-05-18filed late (10-Q)accounts not ready2026-03-31filed late (10-K)2025-08-14filed late (10-Q)accounts not ready2025-05-16filed late (10-Q)accounts not ready | 2026-08-13 | Elevated |
| 3 | ECO Science Solutions, Inc. | ESSI | $632K | 2026-08-13auditor changed or resigned2026-06-16filed late (10-Q)accounts not ready2026-05-01filed late (10-K)accounts not ready2025-05-01filed late (10-K)auditor2024-05-24auditor changed or resigned | 2026-08-13 | Elevated |
| 2 | Nordicus Partners Corp | NORD | $21M | 2026-08-13filed late (10-Q)auditor2026-06-29filed late (10-K)auditor2025-08-14filed late (10-Q)auditor2025-06-27filed late (10-K)auditor2025-02-14filed late (10-Q)auditor | 2026-08-13 | Elevated |
| 2 | Regen BioPharma Inc | RGBP | $1M stale | 2026-08-13filed late (10-Q)auditor2026-07-15auditor changed or resigned2025-05-13accounts declared unreliable2025-04-07auditor changed or resigned2024-05-29auditor changed or resigned | 2026-08-13 | Elevated |
| 2 | Hongchang International Co., Ltd | HCIL | $13M stale | 2026-08-13filed late (10-Q)2026-06-30filed late (10-K)accounts not ready2025-04-30auditor changed or resigned2023-08-15filed late (10-Q)accounts not ready2022-05-16filed late (10-Q)accounts not ready | 2026-08-13 | Elevated |
| 2 | ModuLink Inc. | MDLK | $1M | 2026-08-13filed late (10-Q)acquisition or merger2026-05-13filed late (10-Q)liquidity | 2026-08-13 | Elevated |
| 2 | Pelthos Therapeutics Inc. | PTHS | $7M | 2026-08-13accounts declared unreliable2026-05-21auditor changed or resigned2025-04-17auditor changed or resigned2024-04-01filed late (10-K)auditor | 2026-08-13 | Elevated |
| 7 | AI Financial Corp | AIFC | $161M | 2026-08-12filed late (10-Q)auditor2026-05-13filed late (10-Q)auditor2026-03-27filed late (10-K)auditor2025-12-29auditor changed or resigned2025-12-09auditor changed or resigned | 2026-08-12 | Serious |
| 5 | SunPower Inc. | SPWR | $85M | 2026-08-12filed late (10-Q)accounts not ready2026-05-13filed late (10-Q)accounts not ready2026-04-14accounts declared unreliable2026-03-30filed late (10-K)accounts not ready2025-11-12filed late (10-Q)accounts not ready | 2026-08-12 | Serious |
| 4 | Embrace Change Acquisition Corp. | EMCGF | $58M stale | 2026-08-12filed late (10-Q)acquisition or merger2026-05-27filed late (10-Q)acquisition or merger2026-03-31filed late (10-K)acquisition or merger2025-11-17filed late (10-Q)acquisition or merger2025-08-14filed late (10-Q)acquisition or merger | 2026-08-12 | Serious |
| 4 | Capstone Holding Corp. | CAPS | — | 2026-08-12accounts declared unreliable2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)auditor2025-11-14filed late (10-Q)auditor2025-08-15filed late (10-Q)auditor | 2026-08-12 | Serious |
| 3 | Shepherd's Finance, LLC | not listed | $0 | 2026-08-12auditor changed or resigned2026-03-31filed late (10-K)accounts not ready2025-11-05auditor changed or resigned2023-01-26auditor changed or resigned | 2026-08-12 | Elevated |
| 2 | Dogecoin Cash, Inc. | DOGP | $3M | 2026-08-12filed late (10-Q)2026-05-14filed late (10-Q)auditor2025-08-13filed late (10-Q)auditor2025-05-15filed late (10-Q)auditor2025-03-28filed late (10-K)auditor | 2026-08-12 | Elevated |
| 2 | Virtuix Holdings Inc. | VTIX | $0 | 2026-08-12filed late (10-Q)auditor2026-08-06auditor changed or resigned | 2026-08-12 | Elevated |
| 1 | Unusual Machines, Inc. | UMAC | $198M | 2026-08-12auditor changed or resigned2024-08-07accounts declared unreliable2024-04-16auditor changed or resigned | 2026-08-12 | One failure |
| 1 | Harmonic Inc. | HLIT | $655M | 2026-08-12filed late (10-Q)accounts not ready2021-03-05auditor changed or resigned | 2026-08-12 | One failure |
| 5 | Hub Group, Inc. | HUBG | $2.6B stale | 2026-08-11filed late (10-Q)restatement2026-05-12filed late (10-Q)restatement2026-05-12accounts declared unreliable2026-03-03filed late (10-K)material weakness2026-02-05accounts declared unreliable | 2026-08-11 | Serious |
| 4 | Bally's Corp | BALY | $69M | 2026-08-11filed late (10-Q)accounts not ready2026-05-11filed late (10-Q)accounts not ready2026-03-17filed late (10-K)accounts not ready2025-11-12filed late (10-Q)accounts not ready | 2026-08-11 | Serious |
| 2 | HIVE Digital Technologies Ltd. | HIVE | — | 2026-08-11filed late (10-Q)complex accounting2026-06-02filed late (10-K)accounts not ready | 2026-08-11 | Elevated |
| 2 | Better Home & Finance Holding Co | BETR | $169M | 2026-08-11filed late (10-Q)accounts not ready2026-03-19auditor changed or resigned2024-04-02filed late (10-K)accounts not ready2023-08-25auditor changed or resigned2023-03-29filed late (10-K)restatement | 2026-08-11 | Elevated |
| 1 | PLAYSTUDIOS, Inc. | MYPS | $116M | 2026-08-11filed late (10-Q)accounts not ready2021-06-25auditor changed or resigned2021-05-10accounts declared unreliable | 2026-08-11 | One failure |
| 1 | Free Flow USA, Inc. | FFLO | $0 | 2026-08-11auditor changed or resigned2025-04-01filed late (10-K)auditor2025-03-20auditor changed or resigned2024-11-01auditor changed or resigned2024-08-14filed late (10-Q) | 2026-08-11 | One failure |
| 4 | Omnitek Engineering Corp | OMTK | $267K | 2026-08-10filed late (10-Q)auditor2026-05-08filed late (10-Q)auditor2026-03-31filed late (10-K)auditor2025-11-12filed late (10-Q)auditor2025-08-13filed late (10-Q)auditor | 2026-08-10 | Serious |
| 3 | BT Brands, Inc. | BTBD | $8M | 2026-08-10filed late (10-Q)accounts not ready2026-05-12filed late (10-Q)acquisition or merger2025-11-12filed late (10-Q)accounts not ready2025-08-15filed late (10-Q)accounts not ready2023-04-03filed late (10-K)accounts not ready | 2026-08-10 | Elevated |
| 2 | Anavex Life Sciences Corp. | AVXL | $708M stale | 2026-08-10filed late (10-Q)investigation2026-05-11filed late (10-Q)investigation2022-03-04auditor changed or resigned | 2026-08-10 | Elevated |
| 1 | DocGo Inc. | DCGO | $150M | 2026-08-10filed late (10-Q)accounts not ready2021-11-23accounts declared unreliable2021-11-12auditor changed or resignednot counted — change of control2021-05-13filed late (10-Q)restatement2021-05-13accounts declared unreliable | 2026-08-10 | One failure |
| 1 | National Energy Services Reunited Corp. | NESR | $411M | 2026-08-10auditor changed or resigned | 2026-08-10 | One failure |
| 2 | Canopy Growth Corp | CGC | — | 2026-08-07auditor changed or resigned2026-05-15accounts declared unreliable2023-06-27auditor changed or resigned2023-06-14filed late (10-K/A)restatement2023-05-26filed late (10-K)restatement | 2026-08-07 | Elevated |
| 1 | Nexentis Technologies Inc. | NXTS | $6M | 2026-08-06auditor changed or resigned2021-07-26auditor changed or resigned2021-05-17filed late (10-Q)accounts not ready | 2026-08-06 | One failure |
| 4 | Eagle Nuclear Energy Corp. | NUCL | — | 2026-08-05auditor changed or resigned2026-08-04auditor changed or resigned2026-07-15filed late (10-Q)accounts not ready2026-04-14filed late (10-Q)accounts not ready | 2026-08-05 | Serious |
| 1 | Blue Line Holdings, Inc. | BLNH | — | 2026-08-03auditor changed or resigned | 2026-08-03 | One failure |
| 3 | Defense Technologies International Corp. | not listed | $194K stale | 2026-07-30filed late (10-K)auditor2026-03-17filed late (10-Q)auditor2025-12-16filed late (10-Q)auditor2025-09-15filed late (10-Q)auditor2025-07-30filed late (10-K)auditor | 2026-07-30 | Elevated |
| 3 | Marwynn Holdings, Inc. | MWYN | $8M | 2026-07-30filed late (10-K)auditor2026-04-01auditor changed or resigned2025-12-15filed late (10-Q)accounts not ready2025-07-29filed late (10-K)auditor | 2026-07-30 | Elevated |
| 2 | Alexander Tech Corp | not listed | $0 | 2026-07-30filed late (10-Q)auditor2026-07-30filed late (10-Q)auditor2026-07-30filed late (10-Q)auditor2026-07-30filed late (10-K)auditor2026-03-12auditor changed or resigned | 2026-07-30 | Elevated |
| 1 | New ERA Energy & Digital, Inc. | NUAI | $12M | 2026-07-30accounts declared unreliable2024-12-12auditor changed or resignednot counted — change of control | 2026-07-30 | One failure |
| 2 | House of Doge Inc. | HODO | $7M | 2026-07-29auditor changed or resigned2025-11-17filed late (10-Q)accounts not ready2025-08-15filed late (10-Q)auditor2025-06-16auditor changed or resigned2025-05-16filed late (10-Q)accounts not ready | 2026-07-29 | Elevated |
| 1 | George Risk Industries, Inc. | RSKIA | $29M | 2026-07-29filed late (10-K)auditor2025-07-29filed late (10-K)auditor2024-07-29filed late (10-K)auditor2022-09-14filed late (10-Q)auditor2022-07-29filed late (10-K)accounts not ready | 2026-07-29 | One failure |
| 2 | SemiLEDs Corp | LEDS | $6M stale | 2026-07-27auditor changed or resigned2026-07-14auditor changed or resigned2025-07-11auditor changed or resigned | 2026-07-27 | Elevated |
| 1 | DPL LLC | not listed | — | 2026-07-27auditor changed or resigned | 2026-07-27 | One failure |
| 1 | PetVivo Holdings, Inc. | PETV | $12M | 2026-07-27auditor changed or resigned2025-06-30filed late (10-K)accounts not ready2025-04-08auditor changed or resigned | 2026-07-27 | One failure |
| 1 | Dayton Power & Light Co | not listed | $0 | 2026-07-27auditor changed or resigned | 2026-07-27 | One failure |
| 1 | Ipalco Enterprises, Inc. | not listed | $0 | 2026-07-27auditor changed or resigned | 2026-07-27 | One failure |
| 1 | AES Corp | AES | $7.5B | 2026-07-27auditor changed or resigned2025-03-11accounts declared unreliable2025-03-03filed late (10-K)auditor | 2026-07-27 | One failure |
| 5 | Laser Photonics Corp | LASE | $26M | 2026-07-24auditor changed or resigned2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2026-01-06auditor changed or resigned2025-11-14filed late (10-Q)accounts not ready | 2026-07-24 | Serious |
| 4 | American Resources Corp | AREC | $64M | 2026-07-24accounts declared unreliable2026-05-15filed late (10-Q)auditor2026-03-31filed late (10-K)auditor2025-11-21auditor changed or resigned2025-08-14filed late (10-Q)auditor | 2026-07-24 | Serious |
| 3 | Flag Ship Acquisition Corp | FSHP | $72M | 2026-07-21auditor changed or resigned2026-05-15filed late (10-Q)acquisition or merger2026-03-31filed late (10-K)acquisition or merger2024-09-05auditor changed or resigned | 2026-07-21 | Elevated |
| 1 | American Well Corp | AMWL | $125M | 2026-07-21auditor changed or resigned | 2026-07-21 | One failure |
| 3 | Sativus Tech Corp. | SATT | $193K | 2026-07-20auditor changed or resigned2026-03-30filed late (10-K)accounts not ready2025-11-17filed late (10-Q)accounts not ready2025-08-15filed late (10-Q)accounts not ready2024-05-16filed late (10-Q)accounts not ready | 2026-07-20 | Elevated |
| 2 | Adapti, Inc. | ADTI | — | 2026-07-20accounts declared unreliable2025-11-14filed late (10-Q)accounts not ready2025-06-30filed late (10-K)accounts not ready | 2026-07-20 | Elevated |
| 4 | Trans American Aquaculture, Inc | GRPS | $2M stale | 2026-07-17accounts declared unreliable2026-05-15filed late (10-Q)auditor2026-03-31filed late (10-K)auditor2025-11-14filed late (10-Q)auditor2025-08-14filed late (10-Q)auditor | 2026-07-17 | Serious |
| 2 | Compass Group Diversified Holdings LLC | not listed | — | 2026-07-16auditor changed or resigned2025-11-10filed late (10-Q)restatement2025-08-11filed late (10-Q)restatement2025-06-25accounts declared unreliable2025-05-13filed late (10-Q)restatement | 2026-07-16 | Elevated |
| 2 | Compass Diversified Holdings | CODI | $419M | 2026-07-16auditor changed or resigned2025-11-10filed late (10-Q)restatement2025-08-11filed late (10-Q)restatement2025-06-25accounts declared unreliable2025-05-13filed late (10-Q)restatement | 2026-07-16 | Elevated |
| 4 | Pineapple Financial Inc. | PAPL | $5M | 2026-07-15filed late (10-Q)auditor2026-06-03auditor changed or resigned2026-01-15filed late (10-Q)auditor2025-12-01filed late (10-K)auditor2025-01-14filed late (10-Q)auditor | 2026-07-15 | Serious |
| 3 | High Wire Networks, Inc. | HWNI | $3M stale | 2026-07-15accounts declared unreliable2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2024-11-22accounts declared unreliable2024-11-15filed late (10-Q) | 2026-07-15 | Elevated |
| 3 | Ankam, Inc. | ANKM | $0 | 2026-07-15filed late (10-Q)accounts not ready2026-04-14filed late (10-Q)accounts not ready2026-02-26filed late (10-K)2025-07-15filed late (10-Q)accounts not ready2025-04-11filed late (10-Q)accounts not ready | 2026-07-15 | Elevated |
| 3 | RetinalGenix Technologies Inc. | RTGN | $16M | 2026-07-15auditor changed or resigned2026-05-15filed late (10-Q)accounts not ready2026-03-30filed late (10-K)accounts not ready2025-08-14filed late (10-Q)accounts not ready2024-11-13filed late (10-Q)accounts not ready | 2026-07-15 | Elevated |
| 1 | AI Era Corp. | AERA | $446K stale | 2026-07-15filed late (10-Q)accounts not ready2022-11-29filed late (10-K)accounts not ready2022-06-06accounts declared unreliable2022-05-10auditor changed or resigned2022-05-02auditor changed or resigned | 2026-07-15 | One failure |
| 1 | BayFirst Financial Corp. | BAFN | $49M | 2026-07-15accounts declared unreliable2022-06-01auditor changed or resigned | 2026-07-15 | One failure |
| 1 | Park Aerospace Corp | PKE | $353M | 2026-07-15filed late (10-Q)accounts not ready2024-06-03filed late (10-K)accounts not ready | 2026-07-15 | One failure |
| 7 | BestGofer Inc. | BGFR | $0 | 2026-07-14filed late (10-Q)accounts not ready2026-06-29auditor changed or resigned2026-05-19accounts declared unreliable2026-04-22filed late (10-Q/A)auditor2026-04-15filed late (10-Q)auditor | 2026-07-14 | Serious |
| 2 | Anvi Global Holdings, Inc. | ANVI | $0 | 2026-07-14filed late (10-Q)accounts not ready2026-05-29filed late (10-K)accounts not ready2023-07-18filed late (10-Q)accounts not ready2022-05-31filed late (10-K)accounts not ready2021-07-15filed late (10-Q)accounts not ready | 2026-07-14 | Elevated |
| 1 | Sable Offshore Corp. | SOC | $1.2B | 2026-07-13auditor changed or resigned2024-02-14auditor changed or resignednot counted — change of control2022-04-01filed late (10-K)auditor2021-11-17accounts declared unreliable2021-11-15filed late (10-Q)restatement | 2026-07-13 | One failure |
| 1 | Streamex Corp. | STEX | $190M | 2026-07-13auditor changed or resigned2025-08-15filed late (10-Q)accounts not ready2025-05-15filed late (10-Q)accounts not ready2025-04-30auditor changed or resigned2025-03-31filed late (10-K)accounts not ready | 2026-07-13 | One failure |
| 3 | Innsuites Hospitality Trust | IHT | $4M | 2026-07-10auditor changed or resigned2026-06-16filed late (10-Q)accounts not ready2026-05-01filed late (10-K)accounts not ready2025-06-16filed late (10-Q)accounts not ready2024-05-17auditor changed or resigned | 2026-07-10 | Elevated |
| 1 | Ainos, Inc. | AIMD | $4M | 2026-07-10auditor changed or resigned2025-07-31auditor changed or resigned2023-04-11auditor changed or resigned2023-04-03filed late (10-K)auditor2021-10-08auditor changed or resigned | 2026-07-10 | One failure |
| 1 | Stabilis Solutions, Inc. | SLNG | $25M | 2026-07-10auditor changed or resigned | 2026-07-10 | One failure |
| 1 | Natural GAS Services Group Inc | NGS | $182M | 2026-07-10auditor changed or resigned2022-07-22auditor changed or resigned2022-06-03auditor changed or resigned | 2026-07-10 | One failure |
| 3 | BIO KEY International Inc | BKYI | $5M | 2026-07-09auditor changed or resigned2026-05-18filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-04-01filed late (10-K)accounts not ready2024-05-16filed late (10-Q)restatement | 2026-07-09 | Elevated |
| 1 | Future FinTech Group Inc. | FTFT | $13M | 2026-07-09auditor changed or resigned2025-08-15filed late (10-Q)accounts not ready2025-05-15filed late (10-Q)accounts not ready2025-03-31filed late (10-K)accounts not ready2024-11-14filed late (10-Q)accounts not ready | 2026-07-09 | One failure |
| 1 | Minerva Gold Inc. | MINR | $0 | 2026-07-09auditor changed or resigned2022-05-06auditor changed or resigned | 2026-07-09 | One failure |
| 1 | Oncolytics Biotech Inc | ONCY | $72M | 2026-07-08auditor changed or resigned | 2026-07-08 | One failure |
| 2 | ONE Group Hospitality, Inc. | STKS | $93M | 2026-07-07auditor changed or resigned2026-03-13filed late (10-K)complex accounting2021-03-30auditor changed or resigned | 2026-07-07 | Elevated |
| 1 | CXApp Inc. | CXAI | $23M | 2026-07-06auditor changed or resigned2025-05-15filed late (10-Q)accounts not ready2025-04-07accounts declared unreliable2025-03-31filed late (10-K)accounts not ready2024-05-15filed late (10-Q)acquisition or merger | 2026-07-06 | One failure |
| 3 | Abvc Biopharma, Inc. | ABVC | $37M | 2026-07-02auditor changed or resigned2026-05-15filed late (10-Q)XBRL or exhibits2026-03-03accounts declared unreliable2025-04-15accounts declared unreliable2025-03-31filed late (10-K)accounts not ready | 2026-07-02 | Elevated |
| 1 | Praxis Precision Medicines, Inc. | PRAX | $883M | 2026-07-02auditor changed or resigned | 2026-07-02 | One failure |
| 1 | Bimergen Energy Corp | BESS | $10M | 2026-07-02auditor changed or resigned2025-05-15filed late (10-Q)auditor2025-04-15auditor changed or resigned2025-03-31filed late (10-K)auditor2025-03-26filed late (10-Q/A)accounts not ready | 2026-07-02 | One failure |
| 2 | Interactive Strength, Inc. | TRNR | $8M | 2026-07-01auditor changed or resigned2026-05-15filed late (10-Q)accounts not ready2025-05-15filed late (10-Q)accounts not ready2024-05-15filed late (10-Q)accounts not ready | 2026-07-01 | Elevated |
| 1 | CorMedix Inc. | CRMD | $910M | 2026-07-01auditor changed or resigned2025-04-22auditor changed or resigned2022-10-21auditor changed or resigned | 2026-07-01 | One failure |
| 3 | Xenous Holdings, Inc. | XITO | $3M stale | 2026-06-30filed late (10-K)accounts not ready2026-02-18filed late (10-Q)accounts not ready2025-11-17filed late (10-Q)accounts not ready2023-08-15filed late (10-Q)staff or resources2022-08-15filed late (10-Q)staff or resources | 2026-06-30 | Elevated |
| 3 | Senmiao Technology Ltd | VAI | $5M | 2026-06-30filed late (10-K)accounts not ready2026-06-30accounts declared unreliable2025-11-14filed late (10-Q)accounts not ready2025-08-15filed late (10-Q)accounts not ready2025-06-30filed late (10-K)accounts not ready | 2026-06-30 | Elevated |
| 3 | King Resources, Inc. | KRFG | $382K | 2026-06-30filed late (10-K)acquisition or merger2026-02-17filed late (10-Q)staff or resources2025-11-14filed late (10-Q)staff or resources2025-08-14filed late (10-Q)staff or resources2025-06-30filed late (10-K)acquisition or merger | 2026-06-30 | Elevated |
| 2 | Chi Special Acquisition Corp. | GDST | $5M | 2026-06-30filed late (10-K)accounts not ready2025-11-17filed late (10-Q)accounts not ready2025-08-15filed late (10-Q)accounts not ready2023-06-29filed late (10-K)acquisition or merger2023-03-15auditor changed or resigned | 2026-06-30 | Elevated |
| 1 | Caro Holdings Inc. | CAHO | $3M | 2026-06-30filed late (10-K)accounts not ready2025-08-15filed late (10-Q)accounts not ready2025-07-15auditor changed or resigned2025-06-30filed late (10-K)accounts not ready2024-05-17auditor changed or resigned | 2026-06-30 | One failure |
| 1 | REST EZ Inc. | not listed | $250K | 2026-06-30filed late (10-K)accounts not ready2023-09-26auditor changed or resigned2022-11-15filed late (10-Q)accounts not ready2022-08-15filed late (10-Q)accounts not ready2022-07-01filed late (10-K)accounts not ready | 2026-06-30 | One failure |
| 1 | Avai BIO, Inc. | AVAI | $37M | 2026-06-30filed late (10-K)accounts not ready2025-06-30filed late (10-K)accounts not ready2024-08-14filed late (10-Q)accounts not ready2024-07-02filed late (10-K)accounts not ready2023-11-14filed late (10-Q)accounts not ready | 2026-06-30 | One failure |
| 1 | Beneficient | BENF | $9M | 2026-06-30filed late (10-K)2025-08-19filed late (10-Q)auditor2025-07-01filed late (10-K)auditor2024-07-02filed late (10-K)investigation2023-06-30filed late (10-K) | 2026-06-30 | One failure |
| 1 | Battalion OIL Corp | BATL | $5M | 2026-06-30auditor changed or resigned2023-11-14filed late (10-Q)auditor2023-08-14filed late (10-Q)staff or resources | 2026-06-30 | One failure |
| 1 | International Battery Metals Ltd. | IBATF | $34M | 2026-06-30auditor changed or resigned | 2026-06-30 | One failure |
| 1 | DeltaSoft Corp | DSFT | $0 | 2026-06-30filed late (10-K)accounts not ready2025-07-22auditor changed or resigned2025-06-30filed late (10-K)accounts not ready | 2026-06-30 | One failure |
| 1 | OFA Group | OFAL | $7M | 2026-06-30filed late (10-K)accounts not ready | 2026-06-30 | One failure |
| 3 | Universal Safety Products, Inc. | UUU | $8M | 2026-06-29filed late (10-K)accounts not ready2026-02-13filed late (10-Q)complex accounting2025-11-13filed late (10-Q)complex accounting2025-08-14filed late (10-Q)auditor2025-06-27filed late (10-K)auditor | 2026-06-29 | Elevated |
| 3 | Yinfu Gold Corp. | ELRE | — | 2026-06-29filed late (10-K)accounts not ready2026-02-17filed late (10-Q)accounts not ready2025-11-13filed late (10-Q)accounts not ready2025-08-14filed late (10-Q)accounts not ready2024-06-28filed late (10-K)accounts not ready | 2026-06-29 | Elevated |
| 3 | BlueOne Technologies, Inc. | BCRD | $19M | 2026-06-29filed late (10-K)accounts not ready2026-05-13auditor changed or resigned2025-11-14filed late (10-Q)auditor2025-08-14filed late (10-Q)auditor2025-06-30filed late (10-K)auditor | 2026-06-29 | Elevated |
| 3 | CDT Equity Inc. | CDT | — | 2026-06-29auditor changed or resigned2026-05-15filed late (10-Q)accounts not ready2026-04-01filed late (10-K)accounts not ready2025-08-14accounts declared unreliable2025-04-25auditor changed or resigned | 2026-06-29 | Elevated |
| 2 | Zicix Corp | ZICX | $10M | 2026-06-29filed late (10-K)staff or resources2026-02-17filed late (10-Q)staff or resources | 2026-06-29 | Elevated |
| 1 | Antiaging Quantum Living Inc. | AAQL | $780K | 2026-06-29filed late (10-K)accounts not ready2025-06-30filed late (10-K)accounts not ready2025-02-14filed late (10-Q)accounts not ready2024-07-31auditor changed or resigned2023-10-04auditor changed or resigned | 2026-06-29 | One failure |
| 1 | Outdoor Holding Co | POWW | $145M | 2026-06-29auditor changed or resigned2025-07-03auditor changed or resigned2025-02-25accounts declared unreliable2025-02-10filed late (10-Q)investigation2024-11-13filed late (10-Q)investigation | 2026-06-29 | One failure |
| 1 | Liquidmetal Technologies Inc | LQMT | $83M | 2026-06-29auditor changed or resigned2024-11-01auditor changed or resigned2024-05-15filed late (10-Q)auditor2024-05-09auditor changed or resigned2024-05-07auditor changed or resigned | 2026-06-29 | One failure |
| 1 | VivoSim Labs, INC. | VIVS | $8M | 2026-06-29filed late (10-K)accounts not ready2025-02-14filed late (10-Q)accounts not ready2023-09-05auditor changed or resigned2023-07-24auditor changed or resigned2023-06-29filed late (10-K)accounts not ready | 2026-06-29 | One failure |
| 1 | Gpods, Inc. | not listed | $0 | 2026-06-29filed late (10-K)2025-06-30filed late (10-K) | 2026-06-29 | One failure |
| 1 | Zoomcar Holdings, Inc. | ZCAR | $2M | 2026-06-29filed late (10-K)accounts not ready2025-08-01auditor changed or resigned2024-07-02filed late (10-K)accounts not ready2024-02-06auditor changed or resigned2024-01-04auditor changed or resignednot counted — change of control | 2026-06-29 | One failure |
| 1 | WinVest Acquisition Corp. | WINV | $4M | 2026-06-29auditor changed or resigned2025-10-24auditor changed or resigned2025-08-14filed late (10-Q)acquisition or merger2025-05-20auditor changed or resigned2025-05-15filed late (10-Q)acquisition or merger | 2026-06-29 | One failure |
| 1 | UY Scuti Acquisition Corp. | UYSC | $61M | 2026-06-29filed late (10-K)acquisition or merger2025-06-27filed late (10-K)acquisition or merger2025-06-11auditor changed or resigned | 2026-06-29 | One failure |
| 1 | Dominari Holdings Inc. | DOMH | $54M | 2026-06-26auditor changed or resigned2025-04-30auditor changed or resigned2025-03-27filed late (10-K)accounts not ready2022-07-06auditor changed or resigned2021-04-13auditor changed or resigned | 2026-06-26 | One failure |
| 1 | Contango Silver & Gold Inc. | CTGO | $395M | 2026-06-26auditor changed or resigned2025-06-05auditor changed or resigned | 2026-06-26 | One failure |
| 1 | Quantum Cyber N.V. | QUCY | $6M | 2026-06-26auditor changed or resigned | 2026-06-26 | One failure |
| 1 | Vertical Data Inc. | VDTA | $2M stale | 2026-06-26auditor changed or resigned2025-08-25filed late (10-Q)auditor | 2026-06-26 | One failure |
| 1 | Jaguar Uranium Corp. | JAGU | $36M | 2026-06-26auditor changed or resigned | 2026-06-26 | One failure |
| 2 | Mobiquity Technologies, Inc. | MOBQ | $20M | 2026-06-24auditor changed or resigned2026-03-31filed late (10-K)XBRL or exhibits2025-04-25auditor changed or resigned2025-03-31filed late (10-K)XBRL or exhibits2024-05-15filed late (10-Q)XBRL or exhibits | 2026-06-24 | Elevated |
| 1 | Hoyne Bancorp, Inc. | HYNE | $0 | 2026-06-24auditor changed or resigned | 2026-06-24 | One failure |
| 3 | Hawkeye Digital, Inc. | HWKE | $186K | 2026-06-23auditor changed or resigned2026-02-19filed late (10-Q)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-09-30filed late (10-K)accounts not ready2024-11-15filed late (10-Q)auditor | 2026-06-23 | Elevated |
| 3 | CS Diagnostics Corp. | CSDX | — | 2026-06-23accounts declared unreliable2026-05-15filed late (10-Q)auditor2026-03-31filed late (10-K)auditor | 2026-06-23 | Elevated |
| 1 | Teucrium Commodity Trust | BTCK | $242M | 2026-06-23auditor changed or resigned | 2026-06-23 | One failure |
| 2 | Osprey Bitcoin Trust | OBTC | $198M | 2026-06-22auditor changed or resigned2026-04-01filed late (10-K)accounts not ready | 2026-06-22 | Elevated |
| 2 | Nakamoto Inc. | NAKA | $62M | 2026-06-22auditor changed or resigned2025-11-14filed late (10-Q)auditor | 2026-06-22 | Elevated |
| 1 | AeroVironment Inc | AVAV | $18.3B | 2026-06-22accounts declared unreliable | 2026-06-22 | One failure |
| 1 | Investar Holding Corp | ISTR | $177M | 2026-06-22auditor changed or resigned2025-11-03auditor changed or resigned | 2026-06-22 | One failure |
| 1 | Redox International Group, Corp. | not listed | $0 | 2026-06-22accounts declared unreliable2025-10-16filed late (10-Q)accounts not ready2025-07-15filed late (10-Q)accounts not ready2025-05-30filed late (10-K)accounts not ready2025-01-15filed late (10-Q)accounts not ready | 2026-06-22 | One failure |
| 1 | CEA Industries Inc. | BNC | — | 2026-06-17accounts declared unreliable2025-09-15filed late (10-Q)accounts not ready | 2026-06-17 | One failure |
| 1 | Donegal Group Inc | DGICA | $355M | 2026-06-17auditor changed or resigned | 2026-06-17 | One failure |
| 1 | Keel Infrastructure Corp. | KEEL | $406M | 2026-06-16auditor changed or resigned | 2026-06-16 | One failure |
| 1 | Omega Flex, Inc. | OFLX | $114M | 2026-06-15auditor changed or resigned | 2026-06-15 | One failure |
| 1 | Coherus Oncology, Inc. | CHRS | $82M | 2026-06-15auditor changed or resigned | 2026-06-15 | One failure |
| 1 | Quantum Corp /de/ | QMCO | $117M | 2026-06-15filed late (10-K)material weakness2025-10-06auditor changed or resigned2025-08-15filed late (10-Q)auditor2025-08-08accounts declared unreliable2025-06-30filed late (10-K)accounts not ready | 2026-06-15 | One failure |
| 1 | News Corp | NWSA | $0 | 2026-06-12auditor changed or resigned | 2026-06-12 | One failure |
| 4 | Sentinel Holdings Ltd. | SNTL | $38M | 2026-06-11auditor changed or resigned2026-05-14filed late (10-Q)auditor2026-03-31filed late (10-K)auditor2025-11-17filed late (10-Q)auditor2025-03-31filed late (10-K)auditor | 2026-06-11 | Serious |
| 2 | Karman Holdings Inc. | KRMN | $2.6B | 2026-06-11auditor changed or resigned2026-04-01filed late (10-K)accounts not ready2025-06-06auditor changed or resigned2025-04-01filed late (10-K)auditor | 2026-06-11 | Elevated |
| 1 | RideNow Group, Inc. | RDNW | $39M | 2026-06-11auditor changed or resigned2024-03-14filed late (10-K)material weakness2023-09-14auditor changed or resigned2023-05-25auditor changed or resigned2022-05-27auditor changed or resigned | 2026-06-11 | One failure |
| 1 | Domo, Inc. | DOMO | $579M | 2026-06-10filed late (10-Q)accounts not ready | 2026-06-10 | One failure |
| 1 | LGI Homes, Inc. | LGIH | $1.2B | 2026-06-10auditor changed or resigned | 2026-06-10 | One failure |
| 1 | Comstock Inc. | LODE | $118M | 2026-06-09auditor changed or resigned | 2026-06-09 | One failure |
| 1 | Blue Biofuels, Inc. | BIOF | $33M | 2026-06-09auditor changed or resigned2024-05-17auditor changed or resigned2024-05-16filed late (10-Q)auditor2023-05-25auditor changed or resigned2021-04-01filed late (10-K/A) | 2026-06-09 | One failure |
| 1 | Vireo Growth Inc. | VREOF | $346M | 2026-06-09auditor changed or resigned | 2026-06-09 | One failure |
| 1 | Silver BOW Mining Corp. | SBMT | — | 2026-06-09auditor changed or resigned | 2026-06-09 | One failure |
| 3 | Society Pass Incorporated. | SOPAQ | $3M stale | 2026-06-08auditor changed or resigned2026-03-31filed late (10-K)auditor2026-01-06auditor changed or resigned2025-05-15filed late (10-Q)accounts not ready2025-03-31filed late (10-K)auditor | 2026-06-08 | Elevated |
| 2 | Flexible Solutions International Inc | FSI | $41M | 2026-06-08auditor changed or resigned2026-03-31filed late (10-K)auditor2024-12-03auditor changed or resigned | 2026-06-08 | Elevated |
| 1 | Idaho Strategic Resources, Inc. | IDR | $169M | 2026-06-08auditor changed or resigned | 2026-06-08 | One failure |
| 1 | Thunder Mountain Gold Inc | THMG | $16M | 2026-06-08auditor changed or resigned2024-08-13filed late (10-Q)accounts not ready | 2026-06-08 | One failure |
| 1 | United States Antimony Corp | UAMY | $250M | 2026-06-08auditor changed or resigned2024-03-29filed late (10-K)2023-08-15filed late (10-Q)2023-05-16filed late (10-Q)accounts not ready2023-03-31filed late (10-K)accounts not ready | 2026-06-08 | One failure |
| 3 | Basanite, Inc. | BASA | $3M stale | 2026-06-05auditor changed or resigned2026-03-31filed late (10-K)accounts not ready2025-11-17filed late (10-Q)accounts not ready2025-08-14filed late (10-Q)accounts not ready2024-11-14filed late (10-Q)accounts not ready | 2026-06-05 | Elevated |
| 1 | Nevada Canyon Gold Corp. | NGLD | $18M | 2026-06-05auditor changed or resigned2023-04-14auditor changed or resigned | 2026-06-05 | One failure |
| 1 | Star Gold Corp. | SRGZ | $4M | 2026-06-05auditor changed or resigned2025-07-30filed late (10-K)accounts not ready2025-03-17filed late (10-Q)accounts not ready2024-12-16filed late (10-Q)accounts not ready2024-09-18filed late (10-Q)accounts not ready | 2026-06-05 | One failure |
| 1 | Lifeloc Technologies, Inc | LCTC | $2M | 2026-06-05auditor changed or resigned2024-05-23auditor changed or resigned2023-10-19auditor changed or resigned2021-06-14auditor changed or resigned | 2026-06-05 | One failure |
| 1 | Solitario Resources Corp. | XPL | $53M | 2026-06-04auditor changed or resigned2023-06-30auditor changed or resigned | 2026-06-04 | One failure |
| 2 | Sharing Economy International Inc. | SEII | $43K | 2026-06-03auditor changed or resigned2026-02-19auditor changed or resigned2023-03-31filed late (10-K)2022-11-15filed late (10-Q)2022-11-14auditor changed or resigned | 2026-06-03 | Elevated |
| 1 | Netscout Systems Inc | NTCT | $1.8B | 2026-06-03auditor changed or resigned | 2026-06-03 | One failure |
| 4 | INVO Fertility, Inc. | IVF | $2M | 2026-06-02accounts declared unreliable2026-05-18filed late (10-Q)auditor2026-04-01filed late (10-K)accounts not ready2025-11-17filed late (10-Q)accounts not ready2025-09-05auditor changed or resigned | 2026-06-02 | Serious |
| 2 | U S Global Investors Inc | GROW | $20M | 2026-06-02accounts declared unreliable2026-02-18filed late (10-Q)accounts not ready2023-11-15filed late (10-Q)accounts not ready2023-09-29filed late (10-K)complex accounting2023-03-06accounts declared unreliable | 2026-06-02 | Elevated |
| 4 | Cytta Corp. | not listed | $10M stale | 2026-06-01auditor changed or resigned2026-04-01filed late (10-Q)auditor2026-02-17filed late (10-Q)auditor2025-12-30filed late (10-K)auditor2025-08-15filed late (10-Q)auditor | 2026-06-01 | Serious |
| 1 | Maxlinear, Inc | MXL | $1.1B | 2026-06-01auditor changed or resigned | 2026-06-01 | One failure |
| 4 | Quest Water Global, Inc. | QWTR | $3M stale | 2026-05-29auditor changed or resigned2026-05-07auditor changed or resigned2026-04-01filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-08-15filed late (10-Q)accounts not ready | 2026-05-29 | Serious |
| 1 | Oxford Square Capital Corp. | OXSQ | $155M | 2026-05-29auditor changed or resigned | 2026-05-29 | One failure |
| 1 | Jingbo Technology, Inc. | SVMB | $1.0B | 2026-05-29filed late (10-K)accounts not ready2025-05-30filed late (10-K)accounts not ready2025-01-13filed late (10-Q)2024-07-11filed late (10-Q)accounts not ready2024-05-31filed late (10-K)accounts not ready | 2026-05-29 | One failure |
| 3 | Century Casinos Inc /co/ | CNTY | $55M | 2026-05-28auditor changed or resigned2025-11-10filed late (10-Q)restatement2025-11-10accounts declared unreliable | 2026-05-28 | Elevated |
| 1 | MINERALRITE Corp | RITE | — | 2026-05-27accounts declared unreliable | 2026-05-27 | One failure |
| 1 | Silvaco Group, Inc. | SVCO | $45M | 2026-05-27auditor changed or resigned2025-07-10auditor changed or resigned | 2026-05-27 | One failure |
| 1 | Audioeye Inc | AEYE | $110M | 2026-05-26auditor changed or resigned | 2026-05-26 | One failure |
| 1 | Octave Intelligence plc | OCTV | — | 2026-05-26auditor changed or resigned | 2026-05-26 | One failure |
| 3 | Groove Botanicals Inc. | GRVE | $304K | 2026-05-22auditor changed or resigned2026-02-17filed late (10-Q)accounts not ready2025-11-18filed late (10-Q)accounts not ready2025-08-19accounts declared unreliable2025-08-15filed late (10-Q)accounts not ready | 2026-05-22 | Elevated |
| 3 | Waste Energy Corp. | WAST | $6M | 2026-05-22auditor changed or resigned2026-05-15filed late (10-Q)auditor2026-03-30filed late (10-K)auditor2025-05-15filed late (10-Q)auditor2025-04-01filed late (10-K)auditor | 2026-05-22 | Elevated |
| 1 | NEUROONE MEDICAL TECHNOLOGIES Corp | NMTC | $26M stale | 2026-05-22accounts declared unreliable2021-06-24auditor changed or resigned | 2026-05-22 | One failure |
| 1 | FinTrade Sherpa, Inc. | not listed | $1M stale | 2026-05-19filed late (10-Q)2025-01-10auditor changed or resigned2024-12-17auditor changed or resigned2024-11-15filed late (10-Q)auditor2022-05-16filed late (10-Q)auditor | 2026-05-19 | One failure |
| 1 | Made IN USA Inc. | USDW | $1M | 2026-05-19filed late (10-K)accounts not ready2024-05-29filed late (10-K)accounts not ready2024-05-10auditor changed or resigned2023-12-05auditor changed or resigned2023-12-01auditor changed or resigned | 2026-05-19 | One failure |
| 6 | Solidion Technology Inc. | STI | $5M | 2026-05-18filed late (10-Q)accounts not ready2026-04-01filed late (10-K)restatement2026-03-24accounts declared unreliable2025-11-26auditor changed or resigned2025-11-17filed late (10-Q)auditor | 2026-05-18 | Serious |
| 5 | Equus Total Return, Inc. | EQS | $9M | 2026-05-18filed late (10-Q)auditor2026-05-12auditor changed or resigned2026-05-04auditor changed or resigned2026-04-01filed late (10-K)accounts not ready2025-11-17filed late (10-Q)accounts not ready | 2026-05-18 | Serious |
| 4 | Redwood Mortgage Investors IX | RWDMU | $0 | 2026-05-18filed late (10-Q)accounts not ready2026-05-07auditor changed or resigned2026-04-24auditor changed or resigned2026-03-31filed late (10-K)accounts not ready2025-08-14filed late (10-Q)staff or resources | 2026-05-18 | Serious |
| 4 | ScanTech AI Systems Inc. | STAI | $52M stale | 2026-05-18filed late (10-Q)complex accounting2026-03-31filed late (10-K)accounts not ready2026-01-21auditor changed or resigned2025-11-14filed late (10-Q)auditor2025-11-03accounts declared unreliable | 2026-05-18 | Serious |
| 3 | iSpecimen Inc. | ISPC | $2M | 2026-05-18filed late (10-Q)2026-03-31filed late (10-K)accounts not ready2025-11-14filed late (10-Q)2025-05-15filed late (10-Q)2025-03-26filed late (10-K)auditor | 2026-05-18 | Elevated |
| 3 | Transuite.org Inc. | TRSO | $31M | 2026-05-18filed late (10-Q)accounts not ready2026-03-30filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-02-28filed late (10-K)accounts not ready2025-02-25auditor changed or resigned | 2026-05-18 | Elevated |
| 3 | AiXin Life International, Inc. | AIXN | $884K | 2026-05-18filed late (10-Q)accounts not ready2026-04-02filed late (10-K)accounts not ready2025-11-17filed late (10-Q)going concern2025-08-15filed late (10-Q)investigation2025-05-19filed late (10-Q)accounts not ready | 2026-05-18 | Elevated |
| 3 | Global Innovative Platforms Inc. | GIPL | $3M | 2026-05-18filed late (10-Q)auditor2025-12-30filed late (10-K)accounts not ready2025-11-07auditor changed or resigned2025-08-15filed late (10-Q)auditor2022-12-30filed late (10-K)accounts not ready | 2026-05-18 | Elevated |
| 3 | AMC Robotics Corp | AMCI | — | 2026-05-18filed late (10-Q)acquisition or merger2026-03-31filed late (10-K)acquisition or merger2025-11-14filed late (10-Q)acquisition or merger2025-05-15filed late (10-Q)acquisition or merger2025-03-31filed late (10-K)acquisition or merger | 2026-05-18 | Elevated |
| 3 | Maitong Sunshine Cultural Development Co., Ltd | MGSD | $0 | 2026-05-18filed late (10-Q)accounts not ready2026-02-17filed late (10-Q)accounts not ready2025-12-29filed late (10-K)accounts not ready2025-08-14filed late (10-Q)accounts not ready2024-07-19auditor changed or resigned | 2026-05-18 | Elevated |
| 2 | AG Acquisition Group III, Inc. | not listed | $0 | 2026-05-18filed late (10-Q)acquisition or merger2026-02-23auditor changed or resigned2025-10-01filed late (10-K)acquisition or merger2025-02-18filed late (10-Q)acquisition or merger2023-08-18auditor changed or resigned | 2026-05-18 | Elevated |
| 2 | Dalrada Technology Group, Inc. | DHTI | $5M stale | 2026-05-18filed late (10-Q)auditor2026-02-17filed late (10-Q)auditor2025-09-30filed late (10-K)2024-12-23accounts declared unreliable2024-10-22auditor changed or resigned | 2026-05-18 | Elevated |
| 2 | OLB Group, Inc. | OLB | $3M | 2026-05-18filed late (10-Q)accounts not ready2026-04-01filed late (10-K)auditor2025-08-15filed late (10-Q)accounts not ready2025-03-31filed late (10-K)auditor2024-07-19auditor changed or resigned | 2026-05-18 | Elevated |
| 2 | Loan Artificial Intelligence Corp. | VEST | $708K | 2026-05-18filed late (10-Q)2026-03-31filed late (10-K)2025-03-31filed late (10-K)accounts not ready2024-04-16auditor changed or resigned2024-04-01filed late (10-K)accounts not ready | 2026-05-18 | Elevated |
| 2 | Edgemode, Inc. | EDGM | — | 2026-05-18filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-03-31filed late (10-K)accounts not ready2024-11-15filed late (10-Q)accounts not ready2024-09-24accounts declared unreliable | 2026-05-18 | Elevated |
| 2 | Onar Holding Corp | ONAR | $470K | 2026-05-18filed late (10-Q)investigation2026-03-31filed late (10-K)auditor2025-08-15filed late (10-Q)auditor2025-06-09auditor changed or resigned2025-05-16filed late (10-Q)auditor | 2026-05-18 | Elevated |
| 2 | Corvex, Inc. | MOVE | $5M | 2026-05-18filed late (10-Q)acquisition or merger2026-04-28auditor changed or resigned2025-08-15filed late (10-Q)auditor2025-08-15auditor changed or resigned2025-06-25auditor changed or resigned | 2026-05-18 | Elevated |
| 2 | Foxx Development Holdings Inc. | FOXX | $13M | 2026-05-18filed late (10-Q)complex accounting2025-11-14filed late (10-Q)accounts not ready2025-09-29filed late (10-K)accounts not ready2025-05-06auditor changed or resigned2024-11-14filed late (10-Q)accounts not ready | 2026-05-18 | Elevated |
| 2 | NewHold Investment Corp. III | NHIC | $205M | 2026-05-18filed late (10-Q)accounts not ready2026-04-01filed late (10-K)accounts not ready | 2026-05-18 | Elevated |
| 1 | Akari Therapeutics Plc | AKTX | $15M | 2026-05-18filed late (10-Q)2025-03-31filed late (10-K)acquisition or merger2024-11-15filed late (10-Q)acquisition or merger2024-08-15filed late (10-Q)accounts not ready | 2026-05-18 | One failure |
| 1 | Fathom Holdings Inc. | FTHM | $22M | 2026-05-18filed late (10-Q)accounts not ready2021-06-11auditor changed or resigned | 2026-05-18 | One failure |
| 1 | GoHealth, Inc. | not listed | $33M | 2026-05-18filed late (10-Q)going concern2025-05-16filed late (10-Q)going concern2022-08-16filed late (10-Q)accounts not ready2022-03-02filed late (10-K)complex accounting | 2026-05-18 | One failure |
| 1 | Energy Vault Holdings, Inc. | NRGV | $68M | 2026-05-18filed late (10-Q)accounts not ready2025-05-13filed late (10-Q)2025-03-18filed late (10-K)auditor2023-03-31filed late (10-K)auditor2022-02-14auditor changed or resignednot counted — change of control | 2026-05-18 | One failure |
| 1 | Estrella Immunopharma, Inc. | ESLA | $20M | 2026-05-18filed late (10-Q)accounts not ready2024-02-02auditor changed or resigned2023-11-15filed late (10-Q)accounts not ready2023-05-16filed late (10-Q)acquisition or merger2022-10-11auditor changed or resigned | 2026-05-18 | One failure |
| 1 | Natural Alternatives International Inc | NAII | $6M | 2026-05-18filed late (10-Q)accounts not ready | 2026-05-18 | One failure |
| 1 | American Clean Resources Group, Inc. | ACRG | — | 2026-05-18filed late (10-Q)accounts not ready2025-08-15filed late (10-Q)accounts not ready2025-02-18auditor changed or resigned2024-11-15filed late (10-Q)staff or resources2024-08-14filed late (10-Q)accounts not ready | 2026-05-18 | One failure |
| 1 | VPR Brands, LP. | VPRB | $92M | 2026-05-18filed late (10-Q)accounts not ready2025-05-15filed late (10-Q)accounts not ready2025-03-31filed late (10-K)accounts not ready2024-08-14filed late (10-Q)accounts not ready2024-05-15filed late (10-Q)accounts not ready | 2026-05-18 | One failure |
| 1 | Sachem Capital Corp. | SACH | $54M | 2026-05-18filed late (10-Q)accounts not ready2024-11-20auditor changed or resigned | 2026-05-18 | One failure |
| 1 | Catheter Precision, Inc. | VTAK | $4M | 2026-05-18filed late (10-Q)acquisition or merger2023-11-15filed late (10-Q)auditor2023-08-15filed late (10-Q)auditor2023-06-26auditor changed or resigned2023-05-16filed late (10-Q)auditor | 2026-05-18 | One failure |
| 1 | CleanCore Solutions, Inc. | ZONE | $52M | 2026-05-18accounts declared unreliable | 2026-05-18 | One failure |
| 1 | Oxley Bridge Acquisition Ltd | OBA | $253M | 2026-05-18filed late (10-Q) | 2026-05-18 | One failure |
| 1 | X3 Acquisition Corp. Ltd. | XCBE | $0 | 2026-05-18filed late (10-Q)accounts not ready | 2026-05-18 | One failure |
| 4 | Flash Sports & Media Holdings, Inc. | FLZH | $3M | 2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)auditor2026-03-05auditor changed or resigned2025-11-24filed late (10-Q)restatement2025-03-31filed late (10-K)restatement | 2026-05-15 | Serious |
| 3 | Inception Growth Acquisition Ltd | not listed | $2M | 2026-05-15filed late (10-Q)acquisition or merger2026-03-31filed late (10-K)acquisition or merger2025-11-14filed late (10-Q)acquisition or merger2025-08-13filed late (10-Q)acquisition or merger2025-05-15filed late (10-Q)acquisition or merger | 2026-05-15 | Elevated |
| 3 | Mosaic ImmunoEngineering Inc. | CPMV | $856K | 2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-11-12filed late (10-Q)accounts not ready2025-08-12filed late (10-Q)accounts not ready2025-05-15filed late (10-Q)accounts not ready | 2026-05-15 | Elevated |
| 3 | IIOT-OXYS, Inc. | ITOX | $340K | 2026-05-15filed late (10-Q)auditor2026-03-31filed late (10-K)auditor2025-11-14filed late (10-Q)auditor2025-08-14filed late (10-Q)auditor2025-05-15filed late (10-Q)auditor | 2026-05-15 | Elevated |
| 3 | Clean Vision Corp | CLNV | $12M stale | 2026-05-15filed late (10-Q)auditor2026-03-30filed late (10-K)auditor2025-11-14filed late (10-Q)auditor2025-08-14filed late (10-Q)auditor2025-03-31filed late (10-K)auditor | 2026-05-15 | Elevated |
| 3 | Dream Homes & Development Corp. | DREM | — | 2026-05-15filed late (10-Q)accounts not ready2026-04-01filed late (10-K)accounts not ready2025-11-12filed late (10-Q)accounts not ready2025-08-19auditor changed or resigned2025-08-15filed late (10-Q)accounts not ready | 2026-05-15 | Elevated |
| 3 | Techlott Inc. | LOTT | $4M | 2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-08-14filed late (10-Q)accounts not ready2025-03-31filed late (10-K)accounts not ready | 2026-05-15 | Elevated |
| 3 | Greenway Technologies, Inc. & Subsidiaries | GWTI | $28M | 2026-05-15filed late (10-Q)auditor2026-04-17auditor changed or resigned2026-03-27filed late (10-K)auditor2024-03-28filed late (10-K)auditor2023-11-16accounts declared unreliable | 2026-05-15 | Elevated |
| 3 | Hubilu Venture Corp | HBUV | $1M | 2026-05-15filed late (10-Q)2026-03-30filed late (10-K)2025-11-17filed late (10-Q)2025-05-15filed late (10-Q)2025-04-01filed late (10-K) | 2026-05-15 | Elevated |
| 3 | Limitless X Holdings Inc. | LIMX | $3M | 2026-05-15filed late (10-Q)auditor2026-03-31filed late (10-K)auditor2025-11-14filed late (10-Q)auditor2025-05-15filed late (10-Q)auditor2025-04-07accounts declared unreliable | 2026-05-15 | Elevated |
| 3 | Sono Group N.V. | SSM | $7M | 2026-05-15filed late (10-Q)going concern2026-03-31filed late (10-K)going concern2025-11-17filed late (10-Q)accounts not ready2025-08-14filed late (10-Q)staff or resources2025-05-16filed late (10-Q)staff or resources | 2026-05-15 | Elevated |
| 3 | ASP Isotopes Inc. | ASPI | $400M | 2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-05-15filed late (10-Q)accounts not ready2024-11-14filed late (10-Q)accounts not ready | 2026-05-15 | Elevated |
| 3 | Quanome Technologies, Inc. | QNME | $31M | 2026-05-15filed late (10-Q)accounts not ready2026-02-17filed late (10-Q)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-09-29filed late (10-K)accounts not ready | 2026-05-15 | Elevated |
| 2 | DeFi Development Corp. | DFDV | — | 2026-05-15filed late (10-Q)auditor2025-11-14filed late (10-Q)auditor2025-04-24auditor changed or resigned | 2026-05-15 | Elevated |
| 2 | Barnwell Industries Inc | BRN | $5M stale | 2026-05-15filed late (10-Q)accounts not ready2026-02-17filed late (10-Q)staff or resources | 2026-05-15 | Elevated |
| 2 | Theglobe COM Inc | TGLO | $19M | 2026-05-15filed late (10-Q)accounts not ready2026-04-01filed late (10-K)2025-04-18auditor changed or resigned | 2026-05-15 | Elevated |
| 2 | Bio-Path Holdings, Inc. | BPTH | $5M stale | 2026-05-15filed late (10-Q)accounts not ready2025-11-17filed late (10-Q)accounts not ready2025-08-13auditor changed or resigned | 2026-05-15 | Elevated |
| 2 | Kun Peng International Ltd. | KPEA | $6M stale | 2026-05-15filed late (10-Q)accounts not ready2026-01-06auditor changed or resigned2024-12-31filed late (10-K)accounts not ready2024-08-15filed late (10-Q)accounts not ready2024-02-14filed late (10-Q)accounts not ready | 2026-05-15 | Elevated |
| 2 | Cloudweb, Inc. | CLOW | $53K | 2026-05-15filed late (10-Q)accounts not ready2026-04-01filed late (10-K)accounts not ready2024-06-21auditor changed or resigned | 2026-05-15 | Elevated |
| 2 | Greenlit Ventures Inc. | not listed | $2M | 2026-05-15filed late (10-Q)accounts not ready2026-04-01filed late (10-K)accounts not ready2024-06-10auditor changed or resigned | 2026-05-15 | Elevated |
| 2 | SmartKem, Inc. | SMTK | $4M | 2026-05-15filed late (10-Q)2026-03-31filed late (10-K)2025-04-22auditor changed or resigned2024-05-15filed late (10-Q)complex accounting2023-06-23auditor changed or resigned | 2026-05-15 | Elevated |
| 2 | Scilex Holding Co | SCLX | $32M | 2026-05-15filed late (10-Q)accounts not ready2026-04-01filed late (10-K)accounts not ready2024-12-06auditor changed or resigned2024-11-20auditor changed or resigned2024-11-14filed late (10-Q)accounts not ready | 2026-05-15 | Elevated |
| 2 | TruGolf Holdings, Inc. | TRUG | $3M | 2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-08-15filed late (10-Q)accounts not ready2025-03-31filed late (10-K)accounts not ready2024-08-15filed late (10-Q)accounts not ready | 2026-05-15 | Elevated |
| 2 | Welsis Corp. | not listed | $2M stale | 2026-05-15filed late (10-Q)accounts not ready2025-12-30filed late (10-K)accounts not ready2025-01-14auditor changed or resigned2024-12-31filed late (10-K)auditor2024-06-07auditor changed or resigned | 2026-05-15 | Elevated |
| 2 | Abpro Holdings, Inc. | ABPO | $9M | 2026-05-15filed late (10-Q)auditor2026-03-31filed late (10-K)accounts not ready2025-04-15accounts declared unreliable2025-04-01filed late (10-K)accounts not ready2024-12-10auditor changed or resigned | 2026-05-15 | Elevated |
| 2 | ClimateRock | CLRCF | $2M | 2026-05-15filed late (10-Q)accounts not ready2026-04-01filed late (10-K)accounts not ready2025-08-14filed late (10-Q)accounts not ready2025-03-31filed late (10-K)accounts not ready2024-03-08accounts declared unreliable | 2026-05-15 | Elevated |
| 2 | Cyber Enviro-Tech, Inc. | CETI | $13M | 2026-05-15filed late (10-Q)accounts not ready2026-03-30filed late (10-K)accounts not ready2025-08-15filed late (10-Q)systems or records2025-05-16filed late (10-Q)accounts not ready2025-03-31filed late (10-K)auditor | 2026-05-15 | Elevated |
| 2 | FRP Holdings, Inc. | FRPH | $390M | 2026-05-15auditor changed or resigned2026-03-31filed late (10-K)auditor2025-05-05auditor changed or resigned | 2026-05-15 | Elevated |
| 2 | Eline Entertainment Group, Inc. | EEGI | $3M | 2026-05-15filed late (10-Q)2026-03-31filed late (10-K)2025-03-31filed late (10-K)accounts not ready2024-06-28auditor changed or resigned2023-11-14filed late (10-Q)accounts not ready | 2026-05-15 | Elevated |
| 2 | BMP AI Technologies, Inc. | BMPA | — | 2026-05-15filed late (10-Q)2026-03-31filed late (10-K)accounts not ready2025-05-15filed late (10-Q)2025-03-28filed late (10-K)accounts not ready2024-11-15filed late (10-Q)accounts not ready | 2026-05-15 | Elevated |
| 2 | Cluster Group Holdings Ltd Co | CLUS | $4K | 2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)2025-05-15filed late (10-Q)accounts not ready2025-03-31filed late (10-K)accounts not ready2024-11-15filed late (10-Q) | 2026-05-15 | Elevated |
| 2 | XWELL, Inc. | XWEL | $4M | 2026-05-15filed late (10-Q)accounts not ready2026-04-01filed late (10-K)accounts not ready2025-05-16filed late (10-Q)accounts not ready2025-04-21auditor changed or resigned2025-03-31filed late (10-K)accounts not ready | 2026-05-15 | Elevated |
| 2 | Powerdyne International, Inc. | PWDY | $3M | 2026-05-15filed late (10-Q)auditor2026-03-31filed late (10-K)auditor2025-08-14filed late (10-Q)auditor2025-05-15filed late (10-Q)auditor2025-04-11auditor changed or resigned | 2026-05-15 | Elevated |
| 2 | LataMed AI Corp. | LMED | — | 2026-05-15filed late (10-Q)2026-03-31filed late (10-K)accounts not ready2025-05-15filed late (10-Q)2025-03-28filed late (10-K)accounts not ready2024-11-14filed late (10-Q)accounts not ready | 2026-05-15 | Elevated |
| 2 | Starco Brands, Inc. | STCB | $19M | 2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-05-15filed late (10-Q)accounts not ready2025-03-31filed late (10-K)staff or resources2024-04-02filed late (10-K)complex accounting | 2026-05-15 | Elevated |
| 2 | Realloys Inc. | ALOY | $16M | 2026-05-15filed late (10-Q)accounts not ready2026-04-20auditor changed or resigned2024-12-26auditor changed or resigned2024-08-15filed late (10-Q)accounts not ready2023-03-31filed late (10-K)accounts not ready | 2026-05-15 | Elevated |
| 2 | Bioregenx, Inc. | BRGX | $4M | 2026-05-15filed late (10-Q)accounts not ready2026-04-01filed late (10-K)accounts not ready2025-04-01filed late (10-K)accounts not ready2024-08-12filed late (10-Q)auditor2024-06-11accounts declared unreliable | 2026-05-15 | Elevated |
| 2 | Aditxt, Inc. | ADTX | $4M | 2026-05-15filed late (10-Q)accounts not ready2025-11-17filed late (10-Q)accounts not ready2024-11-15filed late (10-Q)accounts not ready2024-08-14filed late (10-Q)accounts not ready2024-05-15filed late (10-Q)accounts not ready | 2026-05-15 | Elevated |
| 2 | Chilean Cobalt Corp. | COBA | $16M | 2026-05-15filed late (10-Q)accounts not ready2025-11-17filed late (10-Q)accounts not ready2025-04-01filed late (10-K)accounts not ready2024-08-15filed late (10-Q)auditor2024-05-20auditor changed or resigned | 2026-05-15 | Elevated |
| 2 | Blue Star Foods Corp. | BSFC | $2M | 2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-09-23auditor changed or resigned2025-08-14filed late (10-Q)accounts not ready2025-05-15filed late (10-Q)accounts not ready | 2026-05-15 | Elevated |
| 2 | Elvictor Group, Inc. | ELVG | $8M | 2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-03-31filed late (10-K)accounts not ready2022-11-15filed late (10-Q)accounts not ready2022-10-03auditor changed or resigned | 2026-05-15 | Elevated |
| 2 | Apimeds Pharmaceuticals US, Inc. | APUS | $8M | 2026-05-15filed late (10-Q)accounts not ready2026-03-31filed late (10-K)auditor2025-08-14filed late (10-Q)accounts not ready2025-05-15filed late (10-Q)accounts not ready2025-03-31filed late (10-K)accounts not ready | 2026-05-15 | Elevated |
| 2 | Mangoceuticals, Inc. | MGRX | $15M | 2026-05-15filed late (10-Q)auditor2026-03-31filed late (10-K)auditor | 2026-05-15 | Elevated |
| 2 | Charlton Aria Acquisition Corp | CHAR | $0 | 2026-05-15filed late (10-Q)acquisition or merger2026-03-31filed late (10-K)acquisition or merger | 2026-05-15 | Elevated |
| 1 | Radnostix Inc | INIS | $6M | 2026-05-15filed late (10-Q)complex accounting2023-03-31filed late (10-K)auditor | 2026-05-15 | One failure |
| 1 | Oramed Pharmaceuticals Inc. | ORMP | $78M | 2026-05-15filed late (10-Q)accounts not ready | 2026-05-15 | One failure |
| 1 | Office Properties Income Trust | OPI | $18M | 2026-05-15filed late (10-Q)accounts not ready | 2026-05-15 | One failure |
| 1 | Lifeward Ltd. | LFWD | $10M | 2026-05-15filed late (10-Q)complex accounting | 2026-05-15 | One failure |
| 1 | DUKE Robotics Corp. | DUKR | $4M | 2026-05-15filed late (10-Q)accounts not ready2023-01-09auditor changed or resigned2021-05-17filed late (10-Q)accounts not ready | 2026-05-15 | One failure |
| 1 | Mammoth Energy Services, Inc. | TUSK | $71M | 2026-05-15auditor changed or resigned2025-03-12auditor changed or resigned | 2026-05-15 | One failure |
| 1 | Vynleads, Inc. | VYND | $5M | 2026-05-15filed late (10-Q)accounts not ready2022-11-21auditor changed or resigned2022-11-09filed late (10-Q)auditor2022-05-13filed late (10-Q)auditor2021-11-15filed late (10-Q)auditor | 2026-05-15 | One failure |
| 1 | GenFlat Holdings, Inc. | GFLT | $39M | 2026-05-15filed late (10-Q)accounts not ready2024-11-14filed late (10-Q)accounts not ready2024-09-30filed late (10-K)accounts not ready2024-02-15filed late (10-Q)accounts not ready2024-02-02auditor changed or resigned | 2026-05-15 | One failure |
| 1 | Amesite Inc. | AMST | $9M | 2026-05-15filed late (10-Q)accounts not ready2025-06-26auditor changed or resigned2023-09-27filed late (10-K)accounts not ready2023-02-14filed late (10-Q)accounts not ready2023-02-02auditor changed or resigned | 2026-05-15 | One failure |
| 1 | Dream Finders Homes, Inc. | DFH | $478M | 2026-05-15auditor changed or resigned | 2026-05-15 | One failure |
| 1 | Nuvve Holding Corp. | NVVE | $10M | 2026-05-15filed late (10-Q)investigation2023-03-28accounts declared unreliable2022-10-21auditor changed or resigned2022-08-19auditor changed or resigned2021-05-18filed late (10-Q)complex accounting | 2026-05-15 | One failure |
| 1 | Innovative Food Holdings Inc | IVFH | $33M | 2026-05-15filed late (10-Q)accounts not ready2025-09-23auditor changed or resigned2025-05-02auditor changed or resigned2022-11-14auditor changed or resigned2022-08-16filed late (10-Q)accounts not ready | 2026-05-15 | One failure |
| 1 | 20/20 Biolabs, Inc. | AIDX | $0 | 2026-05-15filed late (10-Q)accounts not ready | 2026-05-15 | One failure |
| 1 | Lingerie Fighting Championships, Inc. | BOTY | $899K | 2026-05-15filed late (10-Q)accounts not ready2025-05-15filed late (10-Q)accounts not ready2025-03-31filed late (10-K)accounts not ready2024-05-09auditor changed or resigned2023-03-29filed late (10-K)accounts not ready | 2026-05-15 | One failure |
| 1 | Rego Payment Architectures, Inc. | RPMT | $51M | 2026-05-15filed late (10-Q)accounts not ready2024-10-03auditor changed or resigned | 2026-05-15 | One failure |
| 1 | Exicure, Inc. | XCUR | $16M | 2026-05-15filed late (10-Q)accounts not ready2025-05-15filed late (10-Q)accounts not ready2025-04-14auditor changed or resigned2024-05-15filed late (10-Q)restatement2024-04-01filed late (10-K)restatement | 2026-05-15 | One failure |
| 1 | OS Therapies Inc | OSTX | $50M | 2026-05-15filed late (10-Q)accounts not ready2025-08-15filed late (10-Q)accounts not ready2024-11-14filed late (10-Q)accounts not ready2024-05-15filed late (10-Q)accounts not ready2024-05-15filed late (10-K)accounts not ready | 2026-05-15 | One failure |
| 1 | PANTAGES CAPITAL ACQUISITION Corp | PGAC | $0 | 2026-05-15filed late (10-Q)acquisition or merger | 2026-05-15 | One failure |
| 1 | Roman DBDR Acquisition Corp. II | DRDB | $237M | 2026-05-15filed late (10-Q)accounts not ready2025-08-15filed late (10-Q)accounts not ready2025-05-15filed late (10-Q)accounts not ready2025-04-07auditor changed or resigned | 2026-05-15 | One failure |
| 1 | Collab Z Inc. | CLBZ | $0 | 2026-05-15filed late (10-Q)auditor | 2026-05-15 | One failure |
| 1 | GalaxyEdge Acquisition Corp | GLED | — | 2026-05-15filed late (10-Q)acquisition or merger | 2026-05-15 | One failure |
| 3 | Primeenergy Resources Corp | PNRG | — | 2026-05-14filed late (10-Q)accounts not ready2026-04-01filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-08-15filed late (10-Q)accounts not ready2025-07-01auditor changed or resigned | 2026-05-14 | Elevated |
| 3 | Stemtech Corp | STEK | $6M | 2026-05-14filed late (10-Q/A)accounts not ready2026-05-14filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-08-14filed late (10-Q)accounts not ready | 2026-05-14 | Elevated |
| 2 | Smith Midland Corp | SMID | $93M | 2026-05-14filed late (10-Q)staff or resources2026-03-31filed late (10-K)material weakness2025-05-15filed late (10-Q)accounts not ready2025-03-31filed late (10-K)material weakness2024-05-15filed late (10-Q)accounts not ready | 2026-05-14 | Elevated |
| 2 | Winvest Group Ltd | WNLV | $46M | 2026-05-14filed late (10-Q)accounts not ready2026-03-30filed late (10-K)accounts not ready2025-05-15filed late (10-Q)accounts not ready2025-03-27filed late (10-K)auditor2025-03-13auditor changed or resigned | 2026-05-14 | Elevated |
| 2 | Intelligent Hotel Group Ltd. | ZHJD | $51M stale | 2026-05-14filed late (10-Q)2026-03-31filed late (10-K)accounts not ready2025-08-14filed late (10-Q)investigation2025-05-29filed late (10-Q)2025-04-23filed late (10-K)accounts not ready | 2026-05-14 | Elevated |
| 2 | Jocom Holdings Corp. | JOCM | $13M | 2026-05-14filed late (10-Q)auditor2026-03-31filed late (10-K)auditor2025-05-15filed late (10-Q)auditor2025-03-26filed late (10-K)auditor2024-03-22filed late (10-K)auditor | 2026-05-14 | Elevated |
| 1 | Horizon Technology Finance Corp | HRZN | $300M | 2026-05-14auditor changed or resigned | 2026-05-14 | One failure |
| 3 | Bioforce Nanosciences Holdings, Inc. | BFNH | $3M | 2026-05-13filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-11-13filed late (10-Q)accounts not ready2025-03-28filed late (10-K)accounts not ready2024-05-07auditor changed or resigned | 2026-05-13 | Elevated |
| 3 | Nature's Miracle Holding Inc. | NMHI | $519K | 2026-05-13filed late (10-Q)accounts not ready2026-04-14accounts declared unreliable2026-03-31filed late (10-K)auditor2025-03-31filed late (10-K)auditor2024-03-29filed late (10-K)accounts not ready | 2026-05-13 | Elevated |
| 2 | Interparfums Inc | IPAR | $2.4B | 2026-05-13auditor changed or resigned2026-03-03filed late (10-K)material weakness2025-03-03filed late (10-K)material weakness2024-06-06auditor changed or resigned | 2026-05-13 | Elevated |
| 4 | New Fortress Energy Inc. | NFE | $558M | 2026-05-12filed late (10-Q)accounts not ready2026-03-17filed late (10-K)restatement2026-03-17accounts declared unreliable2025-11-12filed late (10-Q)liquidity2025-08-12filed late (10-Q)auditor | 2026-05-12 | Serious |
| 3 | Genie Energy Ltd. | GNE | $512M | 2026-05-12filed late (10-Q)accounts not ready2026-03-16filed late (10-K)restatement2026-03-12accounts declared unreliable2025-07-10auditor changed or resigned2022-09-29auditor changed or resigned | 2026-05-12 | Elevated |
| 2 | Summit Networks Inc. | SNTW | $2M | 2026-05-12filed late (10-Q)accounts not ready2026-03-30filed late (10-K)accounts not ready2025-08-11filed late (10-Q)accounts not ready2025-05-14filed late (10-Q)accounts not ready2025-04-03auditor changed or resigned | 2026-05-12 | Elevated |
| 2 | Gencor Industries Inc | GENC | $124M | 2026-05-12filed late (10-Q)accounts not ready2026-01-28auditor changed or resigned2025-05-09filed late (10-Q)material weakness2025-02-20auditor changed or resigned2025-02-11filed late (10-Q)material weakness | 2026-05-12 | Elevated |
| 2 | Tofutti Brands Inc | TOFB | $1M | 2026-05-12filed late (10-Q)accounts not ready2026-03-27filed late (10-K)accounts not ready2025-08-12filed late (10-Q)2025-05-13filed late (10-Q)2024-11-12filed late (10-Q) | 2026-05-12 | Elevated |
| 1 | Stoneridge Inc | SRI | $193M | 2026-05-12filed late (10-Q)complex accounting | 2026-05-12 | One failure |
| 1 | Rocket Companies, Inc. | RKT | $2.1B | 2026-05-12filed late (10-Q) | 2026-05-12 | One failure |
| 1 | DANA Inc | DAN | $2.2B | 2026-05-12filed late (10-Q)complex accounting | 2026-05-12 | One failure |
| 3 | RCI Hospitality Holdings, Inc. | RICK | $348M stale | 2026-05-11filed late (10-Q)accounts not ready2026-02-09filed late (10-Q)accounts not ready2025-12-15filed late (10-K)accounts not ready2025-01-27auditor changed or resigned2023-01-13auditor changed or resigned | 2026-05-11 | Elevated |
| 2 | CBAK Energy Technology, Inc. | not listed | $91M | 2026-05-11filed late (10-Q)accounts not ready2026-03-16filed late (10-K)accounts not ready2025-08-11filed late (10-Q)accounts not ready2025-05-12filed late (10-Q)accounts not ready2024-08-12filed late (10-Q)accounts not ready | 2026-05-11 | Elevated |
| 2 | Awareness Group, Inc. | TAAG | — | 2026-05-11filed late (10-Q)accounts not ready2025-12-30filed late (10-K)accounts not ready2025-08-14filed late (10-Q)accounts not ready2025-05-15filed late (10-Q)accounts not ready2025-04-28auditor changed or resigned | 2026-05-11 | Elevated |
| 2 | Bryn Inc. | BRRN | — | 2026-05-11filed late (10-Q)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-05-16filed late (10-Q)accounts not ready2025-03-31filed late (10-K)accounts not ready | 2026-05-11 | Elevated |
| 1 | OP Bancorp | OPBK | $158M | 2026-05-11filed late (10-Q)auditor2025-03-17filed late (10-K)material weakness | 2026-05-11 | One failure |
| 1 | Hasbro, Inc. | HAS | $10.3B | 2026-05-11filed late (10-Q)investigation | 2026-05-11 | One failure |
| 1 | Applied Optoelectronics, Inc. | AAOI | $1.5B | 2026-05-08auditor changed or resigned | 2026-05-08 | One failure |
| 2 | Barrel Energy Inc. | BRLL | $205K stale | 2026-05-06auditor changed or resigned2026-04-01filed late (10-K)accounts not ready2021-05-27auditor changed or resigned | 2026-05-06 | Elevated |
| 1 | Milestone Scientific Inc. | MLSS | $40M | 2026-05-06auditor changed or resigned2025-04-22auditor changed or resigned2025-03-28filed late (10-K)2022-10-18auditor changed or resigned | 2026-05-06 | One failure |
| 3 | PINEAPPLE EXPRESS CANNABIS Co | PNXP | $0 | 2026-05-05filed late (10-K)auditor2026-05-05auditor changed or resigned2025-12-15filed late (10-Q)accounts not ready2025-06-16filed late (10-Q)accounts not ready2025-04-30filed late (10-K)accounts not ready | 2026-05-05 | Elevated |
| 1 | Workiva Inc | WK | $3.5B | 2026-05-05auditor changed or resigned | 2026-05-05 | One failure |
| 2 | RCM Technologies, Inc. | RCMT | $99M | 2026-05-04auditor changed or resigned2026-03-18filed late (10-K)accounts not ready2025-07-07auditor changed or resigned2022-04-06auditor changed or resigned | 2026-05-04 | Elevated |
| 1 | Bitmine Immersion Technologies, Inc. | BMNR | $4M stale | 2026-05-01auditor changed or resigned2024-11-25filed late (10-K)accounts not ready2024-05-07accounts declared unreliable2023-11-29filed late (10-K)accounts not ready2022-11-29filed late (10-K)accounts not ready | 2026-05-01 | One failure |
| 1 | Ducommun Inc /de/ | DCO | $1.2B | 2026-05-01accounts declared unreliable | 2026-05-01 | One failure |
| 1 | Starguide Group, Inc. | STRG | — | 2026-05-01filed late (10-K)accounts not ready2024-05-01filed late (10-K)auditor2023-06-07auditor changed or resigned2023-05-01filed late (10-K)auditor2022-12-15filed late (10-Q)auditor | 2026-05-01 | One failure |
| 1 | ACRES Commercial Realty Corp. | ACR | $106M | 2026-04-30auditor changed or resigned2024-04-26auditor changed or resigned | 2026-04-30 | One failure |
| 1 | Rapid Line Inc. | RPDL | $0 | 2026-04-30filed late (10-K)accounts not ready2025-06-16filed late (10-Q)accounts not ready2023-11-01auditor changed or resigned | 2026-04-30 | One failure |
| 3 | Stablecoin Development Corp | SDEV | $3M | 2026-04-29accounts declared unreliable2026-01-30auditor changed or resigned2026-01-28auditor changed or resigned2025-04-01filed late (10-K)accounts not ready2021-07-21auditor changed or resigned | 2026-04-29 | Elevated |
| 1 | Green Brick Partners, Inc. | GRBK | $1.9B | 2026-04-29accounts declared unreliable | 2026-04-29 | One failure |
| 3 | Veritone, Inc. | VERI | $55M | 2026-04-28auditor changed or resigned2026-04-14accounts declared unreliable2026-04-01filed late (10-K)restatement2025-03-17filed late (10-K)acquisition or merger2024-08-09filed late (10-Q)staff or resources | 2026-04-28 | Elevated |
| 3 | Mentor Capital, Inc. | MNTR | $998K | 2026-04-23auditor changed or resigned2026-04-01filed late (10-K)auditor2026-01-16auditor changed or resigned2024-05-17auditor changed or resigned2024-05-16filed late (10-Q)auditor | 2026-04-23 | Elevated |
| 2 | FGI Industries Ltd. | FGI | $2M | 2026-04-23auditor changed or resigned2026-03-31filed late (10-K)accounts not ready2025-04-23auditor changed or resigned2023-03-31filed late (10-K)auditor | 2026-04-23 | Elevated |
| 1 | Amprius Technologies, Inc. | AMPX | $518M | 2026-04-21auditor changed or resigned2022-09-16auditor changed or resignednot counted — change of control2022-05-17filed late (10-Q)accounts not ready | 2026-04-21 | One failure |
| 1 | Hydrofarm Holdings Group, Inc. | HYFM | $16M | 2026-04-20auditor changed or resigned | 2026-04-20 | One failure |
| 1 | Damora Therapeutics, Inc. | DMRA | $4M | 2026-04-20auditor changed or resigned | 2026-04-20 | One failure |
| 2 | FTAI Infrastructure Inc. | FIP | $698M | 2026-04-17auditor changed or resigned2026-03-03filed late (10-K)accounts not ready2025-08-12filed late (10-Q)accounts not ready2025-05-13filed late (10-Q)accounts not ready2025-03-04filed late (10-K)accounts not ready | 2026-04-17 | Elevated |
| 2 | Crown Equity Holdings, Inc. | CRWE | $3M | 2026-04-17auditor changed or resigned2026-01-07auditor changed or resigned2025-05-14filed late (10-Q)accounts not ready2025-03-28filed late (10-K)accounts not ready2024-11-13filed late (10-Q)accounts not ready | 2026-04-17 | Elevated |
| 1 | Volato Group, Inc. | SOAR | $5M | 2026-04-17auditor changed or resigned2025-04-07auditor changed or resigned2024-11-14filed late (10-Q)accounts not ready2023-12-07auditor changed or resignednot counted — change of control2023-08-23accounts declared unreliable | 2026-04-17 | One failure |
| 2 | LanzaTech Global, Inc. | LNZA | $31M | 2026-04-16auditor changed or resigned2025-11-17filed late (10-Q)accounts not ready2025-08-15filed late (10-Q)accounts not ready2025-05-09filed late (10-Q)accounts not ready2025-04-01filed late (10-K)liquidity | 2026-04-16 | Elevated |
| 2 | Technology & Telecommunication Acquisition Corp | TETEF | $7M | 2026-04-16filed late (10-Q)accounts not ready2026-03-09filed late (10-K)2025-10-16filed late (10-Q)accounts not ready2025-04-14filed late (10-Q)accounts not ready2025-03-03filed late (10-K) | 2026-04-16 | Elevated |
| 1 | Autolus Therapeutics plc | AUTL | $549M | 2026-04-16auditor changed or resigned2024-05-13filed late (10-Q)complex accounting2024-03-21accounts declared unreliable | 2026-04-16 | One failure |
| 1 | BuzzFeed, Inc. | BZFD | $65M | 2026-04-16auditor changed or resigned2021-12-09auditor changed or resignednot counted — change of control2021-11-15accounts declared unreliable2021-05-17filed late (10-Q)acquisition or merger | 2026-04-16 | One failure |
| 1 | Viskase Holdings, Inc. | VISK | $5M | 2026-04-16auditor changed or resigned | 2026-04-16 | One failure |
| 3 | Pacific Sports Exchange Inc. | PSPX | $57K stale | 2026-04-15filed late (10-Q)accounts not ready2026-01-14filed late (10-Q)accounts not ready2025-12-01filed late (10-K)accounts not ready2025-10-28auditor changed or resigned2023-01-13filed late (10-Q)accounts not ready | 2026-04-15 | Elevated |
| 1 | Chegg, Inc | CHGG | $126M | 2026-04-15auditor changed or resigned | 2026-04-15 | One failure |
| 3 | Quotemedia Inc | QMCI | $10M | 2026-04-14auditor changed or resigned2026-03-31filed late (10-K)auditor2025-11-19filed late (10-Q)2025-03-31filed late (10-K)2024-04-01filed late (10-K) | 2026-04-14 | Elevated |
| 2 | Exousia Bio, Inc. | LMMY | $1M stale | 2026-04-14filed late (10-Q)auditor2026-01-15filed late (10-Q)auditor2025-10-16filed late (10-Q)auditor2025-08-29filed late (10-K)accounts not ready2025-04-14filed late (10-Q)auditor | 2026-04-14 | Elevated |
| 2 | Black Hawk Acquisition Corp | BKHA | $74M | 2026-04-14filed late (10-Q)acquisition or merger2026-03-02filed late (10-K)acquisition or merger2025-10-15filed late (10-Q)accounts not ready | 2026-04-14 | Elevated |
| 2 | Rain Enhancement Technologies Holdco, Inc. | RAIN | $7M | 2026-04-14accounts declared unreliable2026-04-01filed late (10-K)accounts not ready2025-04-01filed late (10-K)accounts not ready | 2026-04-14 | Elevated |
| 2 | Quartzsea Acquisition Corp | QSEA | $85M | 2026-04-14filed late (10-Q)acquisition or merger2026-03-02filed late (10-K)acquisition or merger2025-10-15filed late (10-Q/A)accounts not ready2025-10-15filed late (10-Q)complex accounting | 2026-04-14 | Elevated |
| 1 | Bridgford Foods Corp | BRID | $14M stale | 2026-04-14auditor changed or resigned2022-08-22filed late (10-Q)auditor2022-05-27filed late (10-Q)auditor | 2026-04-14 | One failure |
| 3 | Noble Romans Inc | NROM | — | 2026-04-13filed late (10-K/A)2026-03-31filed late (10-K)auditor2025-11-14filed late (10-Q)auditor2025-10-20auditor changed or resigned2025-08-15filed late (10-Q)staff or resources | 2026-04-13 | Elevated |
| 1 | SPAR Group, Inc. | SGRP | $9M | 2026-04-13auditor changed or resigned2025-07-16accounts declared unreliable2025-05-15filed late (10-Q)staff or resources2025-05-15accounts declared unreliable2025-03-31filed late (10-K)accounts not ready | 2026-04-13 | One failure |
| 1 | Jubilant Flame International, Ltd | JFIL | $270K | 2026-04-10auditor changed or resigned2023-04-06auditor changed or resigned | 2026-04-10 | One failure |
| 1 | Douglas Elliman Inc. | DOUG | $191M | 2026-04-10auditor changed or resigned2023-05-11filed late (10-Q)accounts not ready | 2026-04-10 | One failure |
| 3 | Deep Fission, Inc. | FISN | $0 | 2026-04-09accounts declared unreliable2026-03-31filed late (10-K)auditor2026-03-05auditor changed or resigned2025-09-11auditor changed or resignednot counted — change of control2022-07-28auditor changed or resigned | 2026-04-09 | Elevated |
| 2 | Data I/O Corp | DAIO | $27M | 2026-04-08filed late (10-K/A)accounts not ready2026-03-31filed late (10-K)accounts not ready2025-04-01filed late (10-K)accounts not ready | 2026-04-08 | Elevated |
| 3 | Cyngn Inc. | CYN | $101M | 2026-04-07auditor changed or resigned2025-11-14filed late (10-Q)2025-11-07accounts declared unreliable2025-04-25auditor changed or resigned | 2026-04-07 | Elevated |
| 2 | Flywheel Advanced Technology, Inc. | FWFW | $947K stale | 2026-04-07auditor changed or resigned2025-12-29filed late (10-K)accounts not ready2024-12-31filed late (10-K)accounts not ready2024-08-15filed late (10-Q)accounts not ready2024-06-04auditor changed or resigned | 2026-04-07 | Elevated |
| 2 | Aphoenity International Holdings Inc. | LDSN | — | 2026-04-07filed late (10-K)auditor2025-11-18filed late (10-Q)auditor2025-08-15filed late (10-Q)auditor2025-07-10auditor changed or resigned2025-02-19auditor changed or resigned | 2026-04-07 | Elevated |
| 1 | ANI Pharmaceuticals Inc | ANIP | $1.3B | 2026-04-07auditor changed or resigned | 2026-04-07 | One failure |
| 1 | Editas Medicine, Inc. | EDIT | $191M | 2026-04-07auditor changed or resigned | 2026-04-07 | One failure |
| 1 | WM Technology, Inc. | MAPS | $85M | 2026-04-07auditor changed or resigned2025-06-09auditor changed or resigned2024-05-24accounts declared unreliable2024-05-13filed late (10-Q)material weakness2024-03-18filed late (10-K)material weakness | 2026-04-07 | One failure |
| 1 | Seaport Entertainment Group Inc. | SEG | $142M | 2026-04-07auditor changed or resigned | 2026-04-07 | One failure |
| 4 | Hills Bancorporation | HBIA | $598M | 2026-04-06auditor changed or resigned2026-03-16filed late (10-K)material weakness2026-01-09auditor changed or resigned2025-11-12filed late (10-Q)auditor | 2026-04-06 | Serious |
| 1 | Bitgo Holdings, Inc. | BTGO | — | 2026-04-06auditor changed or resigned | 2026-04-06 | One failure |
| 1 | Kestrel Group Ltd | KG | $114M | 2026-04-06auditor changed or resigned2025-08-11filed late (10-Q)restatement2025-08-11accounts declared unreliable2025-06-24auditor changed or resigned | 2026-04-06 | One failure |
| 2 | Neolara Corp. | NELR | $0 | 2026-04-03filed late (10-Q/A)auditor2026-02-18filed late (10-Q)auditor2024-05-15filed late (10-Q)auditor2023-10-24auditor changed or resigned | 2026-04-03 | Elevated |
| 2 | Nixxy, Inc. | NIXX | $41M | 2026-04-03auditor changed or resigned2026-04-01filed late (10-K)2025-06-13auditor changed or resigned2025-06-06auditor changed or resigned2025-05-15filed late (10-Q)accounts not ready | 2026-04-03 | Elevated |
| 1 | Arcadia Biosciences, Inc. | RKDA | $6M | 2026-04-03auditor changed or resigned | 2026-04-03 | One failure |
| 1 | Instil Bio, Inc. | TIL | $83M | 2026-04-03auditor changed or resigned | 2026-04-03 | One failure |
| 1 | Balance Labs, Inc. | BLNC | $4M | 2026-04-02filed late (10-K)auditor2025-05-15filed late (10-Q)accounts not ready2025-03-31filed late (10-K)auditor2024-12-13auditor changed or resigned2024-11-15filed late (10-Q)accounts not ready | 2026-04-02 | One failure |
| 3 | Cero Therapeutics Holdings, Inc. | CERO | $11M | 2026-04-01filed late (10-K)auditor2026-02-13auditor changed or resigned2025-11-17filed late (10-Q)auditor2025-08-15filed late (10-Q)staff or resources2025-04-01filed late (10-K)auditor | 2026-04-01 | Elevated |
| 2 | Landmark Bancorp Inc | LARK | $110M | 2026-04-01filed late (10-K)material weakness2026-02-27auditor changed or resigned | 2026-04-01 | Elevated |
| 2 | Data Storage Corp | DTST | $14M | 2026-04-01filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2022-11-14accounts declared unreliable | 2026-04-01 | Elevated |
| 2 | First America Resources Corp | FSTJ | — | 2026-04-01filed late (10-K)XBRL or exhibits2025-11-17filed late (10-Q)accounts not ready2025-02-11filed late (10-Q)auditor2024-11-14filed late (10-Q)auditor2024-05-15filed late (10-Q)auditor | 2026-04-01 | Elevated |
| 2 | Zeo Energy Corp. | ZEO | $8M | 2026-04-01filed late (10-K)accounts not ready2025-11-04auditor changed or resigned2025-03-31filed late (10-K)accounts not ready2024-11-14filed late (10-Q)auditor2024-11-14accounts declared unreliable | 2026-04-01 | Elevated |
| 2 | Aimei Health Technology Co., Ltd. | AFJK | $45M | 2026-04-01filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready | 2026-04-01 | Elevated |
| 2 | TherapeuticsMD, Inc. | TXMD | $9M | 2026-04-01filed late (10-K)auditor2026-01-21auditor changed or resigned2023-07-10auditor changed or resigned2023-03-31filed late (10-K)accounts not ready | 2026-04-01 | Elevated |
| 2 | Strategic Acquisitions Inc /nv/ | STQN | $76K | 2026-04-01filed late (10-K)accounts not ready2026-03-10auditor changed or resigned2025-07-07auditor changed or resigned2022-12-23auditor changed or resignednot counted — change of control2022-03-31filed late (10-K)accounts not ready | 2026-04-01 | Elevated |
| 2 | Algorhythm Holdings, Inc. | RIME | $6M | 2026-04-01filed late (10-K)2025-11-14filed late (10-Q)2025-10-09auditor changed or resigned2025-08-14filed late (10-Q)2025-06-04auditor changed or resigned | 2026-04-01 | Elevated |
| 2 | Windtree Therapeutics Inc /de/ | WINT | $2M stale | 2026-04-01filed late (10-K)liquidity2025-11-14filed late (10-Q)accounts not ready2025-08-14filed late (10-Q)accounts not ready2025-03-31filed late (10-K)liquidity2024-11-15filed late (10-Q)liquidity | 2026-04-01 | Elevated |
| 2 | XCel Brands, Inc. | XELB | $2M | 2026-04-01filed late (10-K)accounts not ready2025-11-17filed late (10-Q)accounts not ready2025-09-19auditor changed or resigned2025-05-29auditor changed or resigned2025-05-16filed late (10-Q)accounts not ready | 2026-04-01 | Elevated |
| 2 | China Foods Holdings Ltd. | CFOO | $864K | 2026-04-01filed late (10-K)accounts not ready2026-03-30auditor changed or resigned2025-04-01filed late (10-K)accounts not ready2024-10-21auditor changed or resigned2024-04-15auditor changed or resigned | 2026-04-01 | Elevated |
| 2 | American Strategic Investment Co. | NYC | $7M | 2026-04-01filed late (10-K)accounts not ready2025-11-17filed late (10-Q)accounts not ready2025-10-31auditor changed or resigned2025-10-21auditor changed or resigned2022-11-14accounts declared unreliable | 2026-04-01 | Elevated |
| 2 | International Land Alliance Inc. | ILAL | $15M | 2026-04-01filed late (10-K)auditor2025-11-17filed late (10-Q)auditor2025-05-16filed late (10-Q)auditor2025-04-01filed late (10-K)liquidity2024-11-15filed late (10-Q)auditor | 2026-04-01 | Elevated |
| 2 | Nauticus Robotics, Inc. | KITT | $34M | 2026-04-01filed late (10-K)investigation2025-12-23auditor changed or resigned2025-03-31filed late (10-K)restatement2025-03-19accounts declared unreliable2024-04-01filed late (10-K)complex accounting | 2026-04-01 | Elevated |
| 2 | Aedis Energy Inc. | ALCE | $2M | 2026-04-01filed late (10-K)auditor2025-11-17filed late (10-Q)accounts not ready2025-08-15filed late (10-Q)accounts not ready2025-03-31filed late (10-K)accounts not ready2024-11-14filed late (10-Q)accounts not ready | 2026-04-01 | Elevated |
| 2 | Drugs Made In America Acquisition Corp. | DMAA | $235M | 2026-04-01filed late (10-K)accounts not ready2025-11-17filed late (10-Q)accounts not ready2025-05-15filed late (10-Q)accounts not ready | 2026-04-01 | Elevated |
| 2 | Drugs Made In America Acquisition II Corp. | DMII | $0 | 2026-04-01filed late (10-K)accounts not ready2025-11-17filed late (10-Q)accounts not ready | 2026-04-01 | Elevated |
| 1 | Golden Minerals Co | AUMN | $6M stale | 2026-04-01filed late (10-K)staff or resources2025-05-13filed late (10-Q)staff or resources2025-03-31filed late (10-K)staff or resources2024-11-15filed late (10-Q)auditor2023-07-07auditor changed or resigned | 2026-04-01 | One failure |
| 1 | Amaze Holdings, Inc. | AMZE | $36M | 2026-04-01filed late (10-K)accounts not ready2025-05-15filed late (10-Q)auditor2023-05-16filed late (10-Q)staff or resources | 2026-04-01 | One failure |
| 1 | Beasley Broadcast Group Inc | BBGI | $3M | 2026-04-01filed late (10-K)going concern | 2026-04-01 | One failure |
| 1 | QVC Group, Inc. | QVCG | $0 | 2026-04-01filed late (10-K)going concern | 2026-04-01 | One failure |
| 1 | Sotherly Hotels Inc. | not listed | $16M | 2026-04-01filed late (10-K)acquisition or merger2025-09-17auditor changed or resigned2024-11-14filed late (10-Q)complex accounting2024-08-12filed late (10-Q)complex accounting2024-05-16filed late (10-Q)complex accounting | 2026-04-01 | One failure |
| 1 | Sotherly Hotels LP | not listed | $71M stale | 2026-04-01filed late (10-K)acquisition or merger2025-09-17auditor changed or resigned2024-11-14filed late (10-Q)complex accounting2024-08-12filed late (10-Q)complex accounting2024-05-16filed late (10-Q)complex accounting | 2026-04-01 | One failure |
| 1 | Old QVC Group, Inc. | not listed | $22M | 2026-04-01filed late (10-K)going concern | 2026-04-01 | One failure |
| 1 | iRhythm Holdings, Inc. | IRTC | $4.9B | 2026-04-01auditor changed or resigned | 2026-04-01 | One failure |
| 1 | Lftd Partners Inc. | LIFD | $6M | 2026-04-01filed late (10-K)auditor | 2026-04-01 | One failure |
| 1 | Bioxytran, Inc | BIXT | $9M | 2026-04-01filed late (10-K)auditor2025-03-31filed late (10-K)auditor2025-01-13accounts declared unreliable2024-05-09auditor changed or resigned2023-03-07auditor changed or resigned | 2026-04-01 | One failure |
| 1 | Keenova Therapeutics plc | not listed | — | 2026-04-01filed late (10-K)acquisition or merger2024-04-08auditor changed or resigned | 2026-04-01 | One failure |
| 1 | FORUM MARKETS Inc | FRMM | $3M | 2026-04-01filed late (10-K)accounts not ready2024-04-19auditor changed or resigned2023-08-14filed late (10-Q)complex accounting2021-05-18filed late (10-Q)acquisition or merger2021-03-30filed late (10-K)acquisition or merger | 2026-04-01 | One failure |
| 1 | Asiafin Holdings Corp. | ASFH | $16M | 2026-04-01filed late (10-K)auditor2023-08-15filed late (10-Q)accounts not ready2023-05-15filed late (10-Q)accounts not ready | 2026-04-01 | One failure |
| 1 | Veea Inc. | VEEA | $40M | 2026-04-01filed late (10-K)auditor2025-08-15filed late (10-Q)auditor2025-05-16filed late (10-Q)auditor2025-03-31filed late (10-K)auditor2024-11-15filed late (10-Q)auditor | 2026-04-01 | One failure |
| 1 | Chain Bridge I | CBRRF | $5M | 2026-04-01filed late (10-K)accounts not ready2025-04-10auditor changed or resigned2025-04-01filed late (10-K)auditor2025-01-29accounts declared unreliable2024-11-14filed late (10-Q)accounts not ready | 2026-04-01 | One failure |
| 1 | Sidus Space Inc. | SIDU | $31M | 2026-04-01filed late (10-K)2024-08-14filed late (10-Q)auditor2024-05-15filed late (10-Q)auditor2024-05-08auditor changed or resigned2022-03-31filed late (10-K)accounts not ready | 2026-04-01 | One failure |
| 1 | Maui Land & Pineapple Co Inc | MLP | $137M | 2026-04-01filed late (10-K)accounts not ready2025-01-10accounts declared unreliable2024-08-14filed late (10-Q)auditor2023-08-14filed late (10-Q)auditor | 2026-04-01 | One failure |
| 1 | Capstone Companies, Inc. | CAPC | $1M | 2026-04-01filed late (10-K)2025-04-30auditor changed or resigned2023-06-20auditor changed or resigned | 2026-04-01 | One failure |
| 1 | Saga Communications Inc | SGA | $53M | 2026-04-01filed late (10-K)accounts not ready2025-03-18filed late (10-K)material weakness2024-08-12auditor changed or resigned | 2026-04-01 | One failure |
| 1 | Aspira Women's Health Inc. | AWHL | $5M | 2026-04-01filed late (10-K)complex accounting2025-05-15filed late (10-Q)accounts not ready2024-11-14filed late (10-Q)complex accounting2023-10-13accounts declared unreliable | 2026-04-01 | One failure |
| 1 | China Pharma Holdings, Inc. | CPHI | $4M | 2026-04-01filed late (10-K)accounts not ready2024-05-08auditor changed or resigned | 2026-04-01 | One failure |
| 1 | Pioneer Power Solutions, Inc. | PPSI | $24M | 2026-04-01filed late (10-K)material weakness2025-04-01filed late (10-K)accounts not ready2024-11-26auditor changed or resigned2024-11-20auditor changed or resigned2024-08-15filed late (10-Q)accounts not ready | 2026-04-01 | One failure |
| 1 | Good Gaming, Inc. | GMER | $1M | 2026-04-01filed late (10-K)accounts not ready2024-08-15filed late (10-Q)accounts not ready2024-05-16filed late (10-Q)accounts not ready2023-03-31filed late (10-K)auditor2022-04-01filed late (10-K)auditor | 2026-04-01 | One failure |
| 1 | Synergy CHC Corp. | SNYR | $13M | 2026-04-01filed late (10-K)accounts not ready | 2026-04-01 | One failure |
| 1 | Western Uranium & Vanadium Corp. | WSTRF | $32M | 2026-04-01filed late (10-K)accounts not ready2025-04-01filed late (10-K)accounts not ready2024-05-16filed late (10-Q)accounts not ready2024-04-02filed late (10-K)accounts not ready2023-11-15filed late (10-Q)accounts not ready | 2026-04-01 | One failure |
| 1 | Healthy Extracts Inc. | HYEX | $4M | 2026-04-01filed late (10-K)acquisition or merger2025-04-01filed late (10-K)2024-05-15filed late (10-Q)auditor2024-05-10auditor changed or resigned2022-04-01filed late (10-K)accounts not ready | 2026-04-01 | One failure |
| 1 | Quince Therapeutics, Inc. | QNCX | $64M | 2026-04-01filed late (10-K)staff or resources | 2026-04-01 | One failure |
| 1 | Jupiter Neurosciences, Inc. | JUNS | $20M | 2026-04-01filed late (10-K)accounts not ready2025-08-14filed late (10-Q)accounts not ready2025-04-21auditor changed or resigned | 2026-04-01 | One failure |
| 1 | Versus Systems Inc. | VS | $4M | 2026-04-01filed late (10-K)material weakness | 2026-04-01 | One failure |
| 1 | Global Gas Corp | HGAS | $100K | 2026-04-01filed late (10-K)staff or resources2024-02-12auditor changed or resigned2023-12-28auditor changed or resignednot counted — change of control2023-07-14accounts declared unreliable2023-04-07accounts declared unreliable | 2026-04-01 | One failure |
| 1 | DYNAMIC AEROSPACE SYSTEMS Corp | BRQL | $10M | 2026-04-01filed late (10-K)accounts not ready2025-05-15filed late (10-Q)accounts not ready2025-04-01filed late (10-K)accounts not ready2024-11-15filed late (10-Q)auditor2024-08-14filed late (10-Q)auditor | 2026-04-01 | One failure |
| 1 | SHF Holdings, Inc. | SHFS | $3M | 2026-04-01filed late (10-K)accounts not ready2025-08-14accounts declared unreliable2025-05-16filed late (10-Q)accounts not ready2025-05-02auditor changed or resigned2025-04-18auditor changed or resigned | 2026-04-01 | One failure |
| 1 | Family Office OF America, Inc. | FOFA | $6M | 2026-04-01filed late (10-K)accounts not ready2024-07-15auditor changed or resigned2024-04-03filed late (10-K)auditor2023-11-20filed late (10-Q)auditor2023-05-15filed late (10-Q)auditor | 2026-04-01 | One failure |
| 1 | Rainmaker Worldwide Inc. | RAKR | $613K stale | 2026-04-01filed late (10-K)accounts not ready2024-05-16filed late (10-Q)auditor2023-11-15filed late (10-Q)auditor2023-05-16filed late (10-Q)auditor2023-03-31filed late (10-K)auditor | 2026-04-01 | One failure |
| 1 | Graf Global Corp. | TONT | $241M | 2026-04-01filed late (10-K)accounts not ready | 2026-04-01 | One failure |
| 1 | Adaptin BIO, Inc. | APTN | $9M | 2026-04-01filed late (10-K)2025-03-31filed late (10-K)acquisition or merger2025-02-18auditor changed or resignednot counted — change of control | 2026-04-01 | One failure |
| 1 | RenX Enterprises Corp. | RENX | — | 2026-04-01filed late (10-K)XBRL or exhibits2025-08-15filed late (10-Q)accounts not ready2023-12-21auditor changed or resigned | 2026-04-01 | One failure |
| 1 | Security Midwest Bancorp, Inc. | SBMW | $8M | 2026-04-01filed late (10-K)auditor | 2026-04-01 | One failure |
| 1 | D. Boral Acquisition I Corp. | DBCA | $0 | 2026-04-01filed late (10-K)accounts not ready | 2026-04-01 | One failure |
| 3 | Wytec International Inc | WYTC | $0 | 2026-03-31filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-11-04auditor changed or resigned2023-08-17filed late (10-Q)accounts not ready2023-08-16auditor changed or resigned | 2026-03-31 | Elevated |
| 3 | Triller Group Inc. | ILLR | $61M | 2026-03-31filed late (10-K)accounts not ready2026-02-04auditor changed or resigned2026-02-02auditor changed or resigned2025-03-31filed late (10-K)accounts not ready2024-03-28accounts declared unreliable | 2026-03-31 | Elevated |
| 3 | Q/C Technologies, Inc. | QCLS | $4M | 2026-03-31filed late (10-K)accounts not ready2026-03-13auditor changed or resigned2025-11-14filed late (10-Q)accounts not ready2025-08-14filed late (10-Q)accounts not ready2025-03-31filed late (10-K)accounts not ready | 2026-03-31 | Elevated |
| 3 | Vestand Inc. | VSTD | $3M stale | 2026-03-31filed late (10-K)2025-11-14filed late (10-Q)2025-11-07auditor changed or resigned2025-10-31accounts declared unreliable2025-08-15filed late (10-Q)accounts not ready | 2026-03-31 | Elevated |
| 3 | Horizon Space Acquisition I Corp. | HSPOF | — | 2026-03-31filed late (10-K)auditor2026-01-28auditor changed or resigned2025-11-17filed late (10-Q)auditor | 2026-03-31 | Elevated |
| 2 | Fyntechnical Innovations Inc | FYNN | $4M stale | 2026-03-31filed late (10-K)accounts not ready2025-11-17filed late (10-Q)2025-08-12filed late (10-Q)accounts not ready2025-05-14filed late (10-Q)accounts not ready2025-03-31filed late (10-K)accounts not ready | 2026-03-31 | Elevated |
| 2 | Global AI, Inc. | GLAI | $20M | 2026-03-31filed late (10-K)auditor2026-03-26auditor changed or resigned2025-06-04auditor changed or resigned2025-05-20auditor changed or resigned2025-05-16filed late (10-Q)accounts not ready | 2026-03-31 | Elevated |
| 2 | All In FutureTech Alliance, Inc. | AIFA | $38M | 2026-03-31filed late (10-K)auditor2025-11-14filed late (10-Q)auditor2025-05-15filed late (10-Q)accounts not ready2025-03-31filed late (10-K)auditor2024-08-14filed late (10-Q)auditor | 2026-03-31 | Elevated |
| 2 | Oncotelic Therapeutics, Inc. | OTLC | $9M | 2026-03-31filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-03-31filed late (10-K)accounts not ready2024-11-14filed late (10-Q)accounts not ready2024-04-01filed late (10-K)accounts not ready | 2026-03-31 | Elevated |
| 2 | World Health Energy Holdings, Inc. | WHEN | $17M stale | 2026-03-31filed late (10-K)staff or resources2025-11-14filed late (10-Q)accounts not ready2025-05-15filed late (10-Q)accounts not ready2025-03-31filed late (10-K)accounts not ready2024-11-14filed late (10-Q)accounts not ready | 2026-03-31 | Elevated |
| 2 | Kuber Resources Corp | KUBR | $271M stale | 2026-03-31filed late (10-K)2025-11-14filed late (10-Q)2025-08-15filed late (10-Q)2025-05-15filed late (10-Q)accounts not ready2025-03-31filed late (10-K)accounts not ready | 2026-03-31 | Elevated |
| 2 | BILI Social International, Inc. | BSCL | $267M | 2026-03-31filed late (10-K)2026-03-04auditor changed or resigned | 2026-03-31 | Elevated |
| 2 | Weed, Inc. | BUDZ | $2M | 2026-03-31filed late (10-K)accounts not ready2025-11-14filed late (10-Q)2023-05-16filed late (10-Q)accounts not ready2022-11-15filed late (10-Q)accounts not ready2022-08-16filed late (10-Q)accounts not ready | 2026-03-31 | Elevated |
| 2 | Mobivity Holdings Corp. | MFON | $24M stale | 2026-03-31filed late (10-K)auditor2025-11-17filed late (10-Q)auditor2025-08-15filed late (10-Q)auditor2025-05-16filed late (10-Q)auditor2025-04-01filed late (10-K)auditor | 2026-03-31 | Elevated |
| 2 | Ameriguard Security Services, Inc. | AGSS | $377K | 2026-03-31filed late (10-K)2025-11-17filed late (10-Q)2025-05-15filed late (10-Q)auditor2025-03-31filed late (10-K)auditor2024-05-15filed late (10-Q)auditor | 2026-03-31 | Elevated |
| 2 | One World Products, Inc. | OWPC | $4M stale | 2026-03-31filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-08-14filed late (10-Q)accounts not ready2025-04-01filed late (10-K)accounts not ready2024-08-15filed late (10-Q)accounts not ready | 2026-03-31 | Elevated |
| 2 | Advent Technologies Holdings, Inc. | ADNH | $7M stale | 2026-03-31filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-05-14filed late (10-Q)accounts not ready2025-03-31filed late (10-K)auditor2024-11-14filed late (10-Q)accounts not ready | 2026-03-31 | Elevated |
| 2 | Guochun International Inc. | GCGJ | $4K | 2026-03-31filed late (10-K)auditor2026-03-26accounts declared unreliable2025-05-22auditor changed or resigned2024-05-16filed late (10-Q)auditor2024-04-01filed late (10-K)accounts not ready | 2026-03-31 | Elevated |
| 2 | Corner Growth Acquisition Corp. | COOLU | — | 2026-03-31filed late (10-K)acquisition or merger2025-11-14filed late (10-Q)acquisition or merger2025-05-16filed late (10-Q)acquisition or merger2025-04-01filed late (10-K)auditor2025-03-27auditor changed or resigned | 2026-03-31 | Elevated |
| 2 | Brand Engagement Network Inc. | BNAI | $298M | 2026-03-31filed late (10-K)auditor2025-11-14filed late (10-Q)auditor2025-08-15filed late (10-Q)auditor2025-05-15filed late (10-Q)auditor2024-03-28auditor changed or resigned | 2026-03-31 | Elevated |
| 2 | Vocodia Holdings Corp | VHAI | $9M stale | 2026-03-31filed late (10-K)accounts not ready2025-11-14filed late (10-Q)accounts not ready2025-08-15filed late (10-Q)accounts not ready2025-05-16filed late (10-Q)auditor2025-04-01filed late (10-K)accounts not ready | 2026-03-31 | Elevated |
| 2 | ChampionsGate Acquisition Corp | CHPG | $0 | 2026-03-31filed late (10-K)acquisition or merger2025-11-17filed late (10-Q)acquisition or merger2025-08-14filed late (10-Q)acquisition or merger2025-08-05auditor changed or resigned2025-07-01filed late (10-Q)acquisition or merger | 2026-03-31 | Elevated |
| 2 | Texas Ventures Acquisition III Corp | TVA | $230M | 2026-03-31filed late (10-K)acquisition or merger2025-11-14filed late (10-Q)acquisition or merger | 2026-03-31 | Elevated |
| 1 | Renewable Energy Acquisition Corp. | not listed | $0 | 2026-03-31filed late (10-K)investigation2024-02-06auditor changed or resigned | 2026-03-31 | One failure |
| 1 | Quetta Acquisition Corp | QETA | $18M | 2026-03-31filed late (10-K)acquisition or merger2025-08-13filed late (10-Q)acquisition or merger2025-03-31filed late (10-K)acquisition or merger | 2026-03-31 | One failure |
| 1 | Standard Premium Finance Holdings, Inc. | SPFX | $4M | 2026-03-31auditor changed or resigned2025-04-21auditor changed or resigned2023-01-24auditor changed or resigned2022-11-15accounts declared unreliable2022-10-12auditor changed or resigned | 2026-03-31 | One failure |
| 1 | Cumulus Media Inc | CMLS | $2M | 2026-03-31filed late (10-K)auditor | 2026-03-31 | One failure |
| 1 | Northwest Biotherapeutics Inc | NWBO | $340M | 2026-03-31filed late (10-K)auditor2024-03-01filed late (10-K)material weakness2021-01-26auditor changed or resigned | 2026-03-31 | One failure |
| 1 | Patriot Gold Corp | PGOL | $965K | 2026-03-31filed late (10-K)accounts not ready2025-03-31filed late (10-K)accounts not ready2021-03-31filed late (10-K)accounts not ready | 2026-03-31 | One failure |
| 1 | Zoned Properties, Inc. | ZDPY | $2M | 2026-03-31filed late (10-K)accounts not ready2023-04-20auditor changed or resigned | 2026-03-31 | One failure |
| 1 | Sunshine Biopharma Inc. | SBFM | $7M | 2026-03-31filed late (10-K)2025-09-30auditor changed or resigned2025-03-31filed late (10-K)accounts not ready2024-08-14filed late (10-Q)accounts not ready2024-05-15filed late (10-Q)auditor | 2026-03-31 | One failure |
| 1 | RTB Digital, Inc. | RTB | $9M | 2026-03-31filed late (10-K)2025-05-15filed late (10-Q)accounts not ready2023-05-15filed late (10-Q)auditor2023-03-31filed late (10-K)material weakness2023-01-20accounts declared unreliable | 2026-03-31 | One failure |
| 1 | Nu-Med Plus, Inc. | NUMD | $3M | 2026-03-31filed late (10-K)accounts not ready2024-08-14filed late (10-Q)accounts not ready2023-02-21auditor changed or resigned2022-11-14filed late (10-Q)accounts not ready | 2026-03-31 | One failure |
| 1 | Premier Air Charter Holdings Inc. | PREM | $2M | 2026-03-31filed late (10-K)accounts not ready2025-08-15filed late (10-Q)accounts not ready2025-06-27auditor changed or resigned2025-03-31filed late (10-K)accounts not ready2025-03-11auditor changed or resignednot counted — change of control | 2026-03-31 | One failure |
| 1 | TCW Direct Lending LLC | not listed | $0 | 2026-03-31filed late (10-K)accounts not ready2023-03-31filed late (10-K)accounts not ready | 2026-03-31 | One failure |
| 1 | Boxlight Corp | BOXL | $4M | 2026-03-31filed late (10-K)accounts not ready2025-09-19auditor changed or resigned2022-06-02auditor changed or resigned2022-03-31filed late (10-K)liquidity | 2026-03-31 | One failure |
| 1 | Sigyn Therapeutics, Inc. | SIGY | $4M stale | 2026-03-31filed late (10-K)accounts not ready2025-08-15filed late (10-Q)accounts not ready2025-05-15filed late (10-Q)accounts not ready2025-03-31filed late (10-K)accounts not ready2024-11-15filed late (10-Q)accounts not ready | 2026-03-31 | One failure |
| 1 | Cannabist Co Holdings Inc. | not listed | $31M stale | 2026-03-31filed late (10-K)staff or resources2024-10-15auditor changed or resigned | 2026-03-31 | One failure |
| 1 | Playboy, Inc. | PLBY | $89M | 2026-03-31auditor changed or resigned2024-03-15filed late (10-K)restatement2024-03-12accounts declared unreliable2022-03-01filed late (10-K)material weakness2021-07-09auditor changed or resigned | 2026-03-31 | One failure |
| 1 | Foxo Technologies Inc. | FOXO | $2M | 2026-03-31filed late (10-K)auditor2025-08-18accounts declared unreliable2025-08-14filed late (10-Q)auditor2025-05-15filed late (10-Q)auditor2025-03-31filed late (10-K)auditor | 2026-03-31 | One failure |
| 1 | Healthcare Triangle, Inc. | HCTI | $41M | 2026-03-31filed late (10-K)accounts not ready2025-05-09filed late (10-Q)accounts not ready2025-04-11auditor changed or resigned2025-02-18accounts declared unreliable2024-08-15filed late (10-Q)accounts not ready | 2026-03-31 | One failure |
| 1 | Accustem Sciences Inc. | ACUT | $10M | 2026-03-31filed late (10-K)accounts not ready2025-05-15filed late (10-Q)accounts not ready2025-03-31filed late (10-K)accounts not ready2024-12-30auditor changed or resigned2024-11-14filed late (10-Q)accounts not ready | 2026-03-31 | One failure |
| 1 | Datacentrex, Inc. | DTCX | $68M | 2026-03-31filed late (10-K)accounts not ready2023-08-15accounts declared unreliable2023-08-14filed late (10-Q)accounts not ready | 2026-03-31 | One failure |
| 1 | GeoVax Labs, Inc. | GOVX | $14M | 2026-03-31filed late (10-K)accounts not ready | 2026-03-31 | One failure |
| 1 | Soluna Holdings, Inc | SLNH | $8M | 2026-03-31auditor changed or resigned2021-04-30auditor changed or resigned | 2026-03-31 | One failure |
| 1 | Regional Health Properties, Inc | RHEP | $5M | 2026-03-31filed late (10-K)auditor2024-11-14filed late (10-Q)auditor2023-08-14filed late (10-Q)auditor2023-04-03filed late (10-K)staff or resources2022-11-15filed late (10-Q)staff or resources | 2026-03-31 | One failure |
| 1 | Data443 Risk Mitigation, Inc. | ATDS | $2M stale | 2026-03-31filed late (10-K)accounts not ready2025-05-15filed late (10-Q)accounts not ready2025-03-31filed late (10-K)accounts not ready2025-02-14auditor changed or resigned2024-04-01filed late (10-K)accounts not ready | 2026-03-31 | One failure |
| 1 | United Health Products, Inc. | UEEC | $25M | 2026-03-31filed late (10-K)auditor2022-04-01filed late (10-K)accounts not ready | 2026-03-31 | One failure |
| 1 | Traws Pharma, Inc. | TRAW | $10M | 2026-03-31filed late (10-K)going concern2024-08-15filed late (10-Q)XBRL or exhibits2024-07-19auditor changed or resigned2024-05-22auditor changed or resigned | 2026-03-31 | One failure |
| 1 | New Momentum Corp. | NNAX | $826K stale | 2026-03-31filed late (10-K)accounts not ready2025-05-02auditor changed or resigned2025-04-28filed late (10-Q)accounts not ready2025-03-31filed late (10-K)accounts not ready2024-11-14filed late (10-Q)staff or resources | 2026-03-31 | One failure |
| 1 | Superstar Platforms Inc. | SPST | $3M | 2026-03-31filed late (10-K)accounts not ready2025-08-15filed late (10-Q)accounts not ready | 2026-03-31 | One failure |
| 1 | My Size, Inc. | MYSZ | $4M | 2026-03-31filed late (10-K)accounts not ready2023-03-31filed late (10-K)accounts not ready | 2026-03-31 | One failure |
| 1 | Kustom Entertainment, Inc. | KUST | $4M | 2026-03-31filed late (10-K)auditor2025-08-14filed late (10-Q)accounts not ready2025-05-15filed late (10-Q)accounts not ready2025-05-09auditor changed or resigned2025-03-31filed late (10-K)auditor | 2026-03-31 | One failure |
| 1 | OneMeta Inc. | ONEI | $12M | 2026-03-31filed late (10-K)2024-12-13accounts declared unreliable | 2026-03-31 | One failure |
| 1 | SOBR Safe, Inc. | SOBR | $4M | 2026-03-31filed late (10-K)accounts not ready2025-03-31filed late (10-K)accounts not ready2023-04-20auditor changed or resigned2022-05-17filed late (10-Q)accounts not ready2021-02-26auditor changed or resigned | 2026-03-31 | One failure |
| 1 | XMax Inc. | XMAX | $13M | 2026-03-31filed late (10-K)accounts not ready2024-09-26auditor changed or resigned2024-04-01filed late (10-K)accounts not ready2023-04-03filed late (10-K)accounts not ready2022-11-14filed late (10-Q)accounts not ready | 2026-03-31 | One failure |
| 1 | SusGlobal Energy Corp. | SNRG | $5M | 2026-03-31filed late (10-K)2025-05-15filed late (10-Q)accounts not ready2025-04-01filed late (10-K)accounts not ready2024-08-19filed late (10-Q)auditor2024-05-16filed late (10-Q)auditor | 2026-03-31 | One failure |
| 1 | Cenntro Inc. | CENN | $30M | 2026-03-31filed late (10-K)auditor2025-04-01filed late (10-K)auditor2023-04-21auditor changed or resigned2023-03-31filed late (10-K)auditor | 2026-03-31 | One failure |
| 1 | Electronic Servitor Publication Network, Inc. | XESP | — | 2026-03-31auditor changed or resigned2024-05-17accounts declared unreliable2024-05-16filed late (10-Q)auditor2022-08-15filed late (10-Q)2022-05-17filed late (10-Q)auditor | 2026-03-31 | One failure |
| 1 | Agape ATP Corp | ATPC | $5M | 2026-03-31filed late (10-K)auditor2024-04-29auditor changed or resigned2022-10-21auditor changed or resigned | 2026-03-31 | One failure |
| 1 | GameSquare Holdings, Inc. | GAME | $25M | 2026-03-31filed late (10-K)auditor2025-03-31filed late (10-K)auditor2024-08-14filed late (10-Q)auditor2024-05-15filed late (10-Q)auditor2024-04-01filed late (10-K)accounts not ready | 2026-03-31 | One failure |
| 1 | BioNexus Gene Lab Corp | BGLC | $5M | 2026-03-31filed late (10-K)2025-08-14filed late (10-Q)accounts not ready2025-03-31filed late (10-K)accounts not ready2024-11-14filed late (10-Q)complex accounting2024-03-28filed late (10-K)accounts not ready | 2026-03-31 | One failure |
| 1 | micromobility.com Inc. | MCOM | $600K stale | 2026-03-31filed late (10-K)auditor2025-05-15filed late (10-Q)auditor2025-04-30auditor changed or resigned2025-03-31filed late (10-K)auditor2024-11-14filed late (10-Q) | 2026-03-31 | One failure |
| 1 | Greenwich LifeSciences, Inc. | GLSI | $56M | 2026-03-31filed late (10-K)2025-07-24auditor changed or resigned2025-05-15filed late (10-Q)2025-03-31filed late (10-K)2024-05-15filed late (10-Q)auditor | 2026-03-31 | One failure |
| 1 | Petros Pharmaceuticals, Inc. | PTPI | $1M | 2026-03-31filed late (10-K)accounts not ready2025-09-05auditor changed or resigned2025-04-09auditor changed or resigned2024-01-12auditor changed or resigned2023-11-15filed late (10-Q)accounts not ready | 2026-03-31 | One failure |
| 1 | Nextnrg, Inc. | NXXT | $92M | 2026-03-31filed late (10-K)accounts not ready2025-05-15filed late (10-Q)accounts not ready2023-08-14filed late (10-Q)accounts not ready | 2026-03-31 | One failure |
| 1 | Wetouch Technology Inc. | WETH | $11M | 2026-03-31filed late (10-K)auditor2025-06-30auditor changed or resigned2025-06-27auditor changed or resigned2025-04-01filed late (10-K)accounts not ready2024-08-14filed late (10-Q)auditor | 2026-03-31 | One failure |
| 1 | Transcode Therapeutics, Inc. | RNAZ | $6M | 2026-03-31filed late (10-K)complex accounting2025-03-31filed late (10-K)complex accounting | 2026-03-31 | One failure |
| 1 | Envoy Medical, Inc. | COCH | $13M | 2026-03-31auditor changed or resigned2023-12-19accounts declared unreliable2023-11-14filed late (10-Q)acquisition or merger2023-10-24auditor changed or resigned2023-04-03filed late (10-K)acquisition or merger | 2026-03-31 | One failure |
| 1 | Eightco Holdings Inc. | ORBS | $4M | 2026-03-31filed late (10-K)accounts not ready2025-08-14filed late (10-Q)accounts not ready2025-03-31filed late (10-K)auditor2024-10-04auditor changed or resigned2024-04-02filed late (10-K)auditor | 2026-03-31 | One failure |
| 1 | TV Channels Network Inc. | TVCN | $0 | 2026-03-31filed late (10-K)auditor | 2026-03-31 | One failure |
| 1 | Blum Holdings, Inc. | BLMH | $5M stale | 2026-03-31filed late (10-K)accounts not ready2024-07-24auditor changed or resigned2024-04-29auditor changed or resigned2024-04-15accounts declared unreliable2024-04-01filed late (10-K)accounts not ready | 2026-03-31 | One failure |
| 1 | KIDZ AI Inc. | KIDZ | $3M | 2026-03-31filed late (10-K)accounts not ready2025-07-03auditor changed or resigned2025-05-15filed late (10-Q)staff or resources | 2026-03-31 | One failure |
| 1 | Blue Water Acquisition Corp. III | BLUW | $253M | 2026-03-31filed late (10-K)acquisition or merger | 2026-03-31 | One failure |
| 1 | Starry SEA Acquisition Corp | SSEA | $57M | 2026-03-31filed late (10-K)acquisition or merger | 2026-03-31 | One failure |
| 3 | Sentient Brands Holdings Inc. | SNBH | $3M | 2026-03-30filed late (10-K)accounts not ready2026-01-12auditor changed or resigned2025-11-12filed late (10-Q)accounts not ready2025-08-15filed late (10-Q)accounts not ready2025-03-31filed late (10-K)accounts not ready | 2026-03-30 | Elevated |
| 2 | Arvana Inc | AVNI | $13M stale | 2026-03-30filed late (10-K)2025-11-14filed late (10-Q/A)2025-11-14filed late (10-Q)2025-11-14filed late (10-Q)2025-07-30auditor changed or resigned | 2026-03-30 | Elevated |
| 2 | Kaya Holdings, Inc. | KAYS | $479K stale | 2026-03-30filed late (10-K)auditor2025-11-13filed late (10-Q)auditor2025-08-13filed late (10-Q)auditor2025-05-14filed late (10-Q)auditor2025-03-31filed late (10-K)accounts not ready | 2026-03-30 | Elevated |
| 1 | Creative Realities, Inc. | CREX | $28M | 2026-03-30filed late (10-K)liquidity2024-03-28auditor changed or resigned | 2026-03-30 | One failure |
| 1 | Vystar Corp | VYST | $2M | 2026-03-30filed late (10-K)auditor2025-03-31filed late (10-K)auditor2024-08-14filed late (10-Q)auditor2024-06-28auditor changed or resigned2024-05-15filed late (10-Q)auditor | 2026-03-30 | One failure |
| 1 | Authentic Holdings, Inc. | AHRO | $896K stale | 2026-03-30filed late (10-K)accounts not ready2025-08-14filed late (10-Q)accounts not ready2025-04-01filed late (10-K)accounts not ready2024-11-15filed late (10-Q)accounts not ready2024-08-15filed late (10-Q)accounts not ready | 2026-03-30 | One failure |
| 1 | OptimizeRx Corp | OPRX | $241M | 2026-03-30auditor changed or resigned2024-08-15filed late (10-Q)XBRL or exhibits2024-03-28filed late (10-K)material weakness | 2026-03-30 | One failure |
| 1 | Grown Rogue International Inc. | GRUSF | $85M | 2026-03-30filed late (10-K)accounts not ready | 2026-03-30 | One failure |
| 1 | AleeanPeace Group Holdings Ltd | APGH | $0 | 2026-03-30filed late (10-K)material weakness2025-05-13filed late (10-Q)auditor2025-03-31filed late (10-K)auditor2024-04-01filed late (10-K)auditor2024-01-09auditor changed or resigned | 2026-03-30 | One failure |
| 1 | ContextLogic Holdings Inc. | LOGC | $181M | 2026-03-30auditor changed or resigned | 2026-03-30 | One failure |
| 1 | ProCap Financial, Inc. | BRR | $0 | 2026-03-30auditor changed or resigned | 2026-03-30 | One failure |
| 2 | Intergroup Corp | INTG | $17M | 2026-03-27auditor changed or resigned2026-03-23auditor changed or resigned2025-09-30filed late (10-K)auditor2024-02-15filed late (10-Q)auditor2023-09-28filed late (10-K)auditor | 2026-03-27 | Elevated |
| 2 | Portsmouth Square Inc | PRSI | $1M | 2026-03-27auditor changed or resigned2026-03-23auditor changed or resigned2025-09-30filed late (10-K)auditor2023-09-28filed late (10-K)auditor2022-02-02auditor changed or resigned | 2026-03-27 | Elevated |
| 1 | Barfresh Food Group Inc. | BRFH | $20M | 2026-03-27filed late (10-K)acquisition or merger2021-03-31filed late (10-K)accounts not ready | 2026-03-27 | One failure |
| 1 | Stoke Therapeutics, Inc. | STOK | $592M | 2026-03-27auditor changed or resigned | 2026-03-27 | One failure |
| 1 | Kopin Corp | KOPN | $250M | 2026-03-27filed late (10-K)liquidity2025-03-27filed late (10-K)auditor2024-12-06auditor changed or resigned | 2026-03-27 | One failure |
| 1 | SUN Communities Inc | SUI | $15.7B | 2026-03-27auditor changed or resigned2024-02-20accounts declared unreliable | 2026-03-27 | One failure |
| 1 | Silver Point Specialty Lending Fund | not listed | $0 | 2026-03-25auditor changed or resigned | 2026-03-25 | One failure |
| 1 | Addentax Group Corp. | ATXG | $11M | 2026-03-25auditor changed or resigned2024-06-28filed late (10-K)accounts not ready2023-04-19auditor changed or resigned2021-11-15filed late (10-Q)accounts not ready2021-02-16filed late (10-Q)accounts not ready | 2026-03-25 | One failure |
| 3 | Universal Logistics Holdings, Inc. | ULH | $174M | 2026-03-20auditor changed or resigned2026-03-19auditor changed or resigned2026-03-09accounts declared unreliable2021-03-29auditor changed or resigned2021-03-23auditor changed or resigned | 2026-03-20 | Elevated |
| 2 | Sezzle Inc. | SEZL | $3.2B | 2026-03-20auditor changed or resigned2026-02-25accounts declared unreliable | 2026-03-20 | Elevated |
| 1 | Mag Mile Capital, Inc. | MMCP | $596K | 2026-03-20filed late (10-K)accounts not ready2024-08-14filed late (10-Q)accounts not ready2024-03-29filed late (10-K)accounts not ready2023-06-29auditor changed or resigned2023-06-14filed late (10-Q)accounts not ready | 2026-03-20 | One failure |
| 1 | C1 Fund Inc. | CFND | — | 2026-03-20auditor changed or resigned | 2026-03-20 | One failure |
| 1 | Vista Credit Strategic Lending Corp. | not listed | $0 | 2026-03-19auditor changed or resigned | 2026-03-19 | One failure |
| 1 | InfuSystem Holdings, Inc | INFU | $122M | 2026-03-19auditor changed or resigned2024-03-14filed late (10-K)restatement2023-07-07auditor changed or resigned | 2026-03-19 | One failure |
| 2 | Immersion Corp | IMMR | $166M | 2026-03-18filed late (10-Q)restatement2025-12-16filed late (10-Q)restatement2025-09-16filed late (10-Q)investigation2025-09-09accounts declared unreliable2025-07-30filed late (10-K)restatement | 2026-03-18 | Elevated |
| 1 | Rayonier, L.P. | not listed | — | 2026-03-18auditor changed or resigned | 2026-03-18 | One failure |
| 1 | Abacus Global Management, Inc. | ABX | $142M | 2026-03-18auditor changed or resigned2023-07-20auditor changed or resigned2023-05-16filed late (10-Q)acquisition or merger2023-04-03filed late (10-K)auditor2022-11-14filed late (10-Q)acquisition or merger | 2026-03-18 | One failure |
| 1 | Rayonier Inc | RYN | $3.4B | 2026-03-18auditor changed or resigned | 2026-03-18 | One failure |
| 1 | Tonix Pharmaceuticals Holding Corp. | TNXP | $271M | 2026-03-18auditor changed or resigned2024-08-15filed late (10-Q)auditor | 2026-03-18 | One failure |
| 1 | AIB Data Centers Inc. | AIB | $0 | 2026-03-18auditor changed or resigned | 2026-03-18 | One failure |
| 3 | Helio Corp /FL/ | HLEO | $8M stale | 2026-03-17filed late (10-Q)auditor2026-02-26auditor changed or resigned2026-01-30filed late (10-K)auditor2025-09-15filed late (10-Q)auditor2025-06-16filed late (10-Q)accounts not ready | 2026-03-17 | Elevated |
| 2 | Mechanics Bancorp | MCHB | $238M | 2026-03-17filed late (10-K)auditor2025-11-10filed late (10-Q)acquisition or merger2022-10-03auditor changed or resigned | 2026-03-17 | Elevated |
| 2 | Bakkt, Inc. | BKKT | $93M | 2026-03-17filed late (10-K)material weakness2025-11-12filed late (10-Q)accounts not ready2025-06-13auditor changed or resigned2025-03-17filed late (10-K)accounts not ready2024-06-07auditor changed or resigned | 2026-03-17 | Elevated |
| 2 | IMA Tech | IMAA | $0 | 2026-03-17filed late (10-Q)accounts not ready2026-03-03auditor changed or resigned | 2026-03-17 | Elevated |
| 2 | Ultralife Corp | ULBI | $90M | 2026-03-17filed late (10-K)auditor2025-11-07filed late (10-Q)auditor2025-08-27auditor changed or resigned2025-03-07filed late (10-K)auditor | 2026-03-17 | Elevated |
| 2 | BRC Group Holdings, Inc. | RILY | $63M | 2026-03-17filed late (10-K)auditor2025-11-12filed late (10-Q)accounts not ready2025-09-12auditor changed or resigned2025-08-12filed late (10-Q)accounts not ready2025-05-13filed late (10-Q)accounts not ready | 2026-03-17 | Elevated |
| 1 | Bank7 Corp. | BSVN | $175M | 2026-03-17filed late (10-K)2025-03-25auditor changed or resigned | 2026-03-17 | One failure |
| 1 | TruBridge, Inc. | not listed | $248M | 2026-03-17filed late (10-K)accounts not ready2025-07-01auditor changed or resigned2024-08-12filed late (10-Q)material weakness | 2026-03-17 | One failure |
| 1 | Priority Technology Holdings, Inc. | PRTH | $241M | 2026-03-17auditor changed or resigned | 2026-03-17 | One failure |
| 1 | Karat Packaging Inc. | KRT | $244M | 2026-03-17auditor changed or resigned2023-03-21auditor changed or resigned | 2026-03-17 | One failure |
| 1 | Stem, Inc. | STEM | $50M | 2026-03-17auditor changed or resigned2021-08-12auditor changed or resigned2021-04-26accounts declared unreliable | 2026-03-17 | One failure |
| 1 | McEwen Inc. | MUX | $520M | 2026-03-17filed late (10-K)accounts not ready2022-08-09filed late (10-Q)accounts not ready | 2026-03-17 | One failure |
| 2 | Beyond Meat, Inc. | BYND | $241M | 2026-03-16filed late (10-K)material weakness2025-11-07filed late (10-Q)material weakness2025-08-08filed late (10-Q)accounts not ready2024-03-01filed late (10-K)accounts not ready2022-03-02filed late (10-K)XBRL or exhibits | 2026-03-16 | Elevated |
| 2 | AlTi Global, Inc. | ALTI | $314M | 2026-03-16filed late (10-K)accounts not ready2025-11-12filed late (10-Q)accounts not ready2024-03-18filed late (10-K)accounts not ready2023-05-12filed late (10-Q)acquisition or merger2023-03-31filed late (10-K)accounts not ready | 2026-03-16 | Elevated |
| 1 | Blink Charging Co. | BLNK | $95M | 2026-03-16filed late (10-K)accounts not ready2025-08-11filed late (10-Q)accounts not ready2025-03-17filed late (10-K)2024-05-17auditor changed or resigned2024-03-18filed late (10-K)accounts not ready | 2026-03-16 | One failure |
| 1 | Bgsf, Inc. | BGSF | $65M | 2026-03-16filed late (10-K)accounts not ready | 2026-03-16 | One failure |
| 1 | FiscalNote Holdings, Inc. | NOTE | $61M | 2026-03-16filed late (10-K)accounts not ready2025-08-12filed late (10-Q)liquidity2025-05-13filed late (10-Q)XBRL or exhibits2025-03-14filed late (10-K)accounts not ready2022-08-25auditor changed or resigned | 2026-03-16 | One failure |
| 1 | Airsculpt Technologies, Inc. | AIRS | $80M | 2026-03-16filed late (10-K)accounts not ready | 2026-03-16 | One failure |
| 1 | Aemetis, Inc | AMTX | $142M | 2026-03-16auditor changed or resigned2024-03-15filed late (10-K)complex accounting2022-05-12filed late (10-Q)auditor | 2026-03-16 | One failure |
| 1 | SANUWAVE Health, Inc. | SNWV | $233M | 2026-03-13accounts declared unreliable2025-05-15auditor changed or resigned2025-04-14auditor changed or resigned2023-03-31accounts declared unreliable2022-05-16filed late (10-Q)auditor | 2026-03-13 | One failure |
| 1 | Upland Software, Inc. | UPLD | $48M | 2026-03-13auditor changed or resigned | 2026-03-13 | One failure |
| 1 | Black Rock Coffee Bar, Inc. | BRCB | $0 | 2026-03-13auditor changed or resigned | 2026-03-13 | One failure |
| 1 | Angel Oak Mortgage REIT, Inc. | AOMR | $124M | 2026-03-12auditor changed or resigned | 2026-03-12 | One failure |
| 1 | Diodes Inc /del/ | DIOD | $2.4B | 2026-03-11auditor changed or resigned2025-06-06auditor changed or resigned | 2026-03-11 | One failure |
| 1 | RREEF Property Trust, Inc. | not listed | $0 | 2026-03-09auditor changed or resigned2025-08-19auditor changed or resigned | 2026-03-09 | One failure |
| 1 | LSB Industries, Inc. | LXU | $417M | 2026-03-09auditor changed or resigned | 2026-03-09 | One failure |
| 1 | Valmont Industries Inc | VMI | $6.4B | 2026-03-06auditor changed or resigned | 2026-03-06 | One failure |
| 1 | Joby Aviation, Inc. | JOBY | $5.6B | 2026-03-06auditor changed or resigned2021-05-13accounts declared unreliable | 2026-03-06 | One failure |
| 1 | Fastly, Inc. | FSLY | $1.0B | 2026-03-05auditor changed or resigned | 2026-03-05 | One failure |
| 1 | WhiteHorse Finance, Inc. | WHF | $159M | 2026-03-04auditor changed or resigned | 2026-03-04 | One failure |
| 2 | Century Aluminum Co | CENX | $946M | 2026-03-03filed late (10-K)restatement2026-03-03accounts declared unreliable | 2026-03-03 | Elevated |
| 1 | United Parks & Resorts Inc. | PRKS | $1.3B | 2026-03-03filed late (10-K)accounts not ready2023-05-17auditor changed or resigned2021-11-10filed late (10-Q)accounts not ready | 2026-03-03 | One failure |
| 1 | Crinetics Pharmaceuticals, Inc. | CRNX | $2.7B | 2026-03-03auditor changed or resigned | 2026-03-03 | One failure |
| 1 | GigaCloud Technology Inc | GCT | $513M | 2026-03-03auditor changed or resigned2024-03-15filed late (10-K)acquisition or merger | 2026-03-03 | One failure |
| 1 | Core Laboratories Inc. /DE/ | CLB | $499M | 2026-03-03filed late (10-K)material weakness | 2026-03-03 | One failure |
| 1 | Astrana Health, Inc. | ASTH | $1.1B | 2026-03-02filed late (10-K)material weakness2025-02-27filed late (10-K)investigation2023-08-07accounts declared unreliable | 2026-03-02 | One failure |
| 1 | Xerox Corp | not listed | $6.1B stale | 2026-03-02filed late (10-K)acquisition or merger | 2026-03-02 | One failure |
| 1 | GT Biopharma, Inc. | GTBP | $9M | 2026-03-02accounts declared unreliable2021-08-17filed late (10-Q)accounts not ready2021-04-16accounts declared unreliable2021-03-31filed late (10-K) | 2026-03-02 | One failure |
| 1 | Tancheng Group CO., Ltd. | QSJC | $106K | 2026-03-02auditor changed or resigned2022-12-12auditor changed or resigned | 2026-03-02 | One failure |
| 1 | Xerox Holdings Corp | XRX | $613M | 2026-03-02filed late (10-K)acquisition or merger | 2026-03-02 | One failure |
| 1 | Core Scientific, Inc./tx | CORZ | $4.2B | 2026-03-02accounts declared unreliable2025-03-13auditor changed or resigned2023-05-10filed late (10-Q)liquidity2023-03-16filed late (10-K)liquidity2022-11-14filed late (10-Q)going concern | 2026-03-02 | One failure |
| 1 | Monolithic Power Systems, Inc. | MPWR | $24.7B | 2026-02-27accounts declared unreliable | 2026-02-27 | One failure |
| 1 | Bolt Projects Holdings, Inc. | not listed | $79M stale | 2026-02-27auditor changed or resigned2024-08-19auditor changed or resignednot counted — change of control2024-05-15filed late (10-Q)acquisition or merger2024-04-05accounts declared unreliable2023-08-17accounts declared unreliable | 2026-02-27 | One failure |
| 4 | Norris Industries, Inc. | NRIS | $3M | 2026-02-26auditor changed or resigned2026-02-18accounts declared unreliable2026-02-13auditor changed or resigned2026-01-15filed late (10-Q)complex accounting2025-11-03auditor changed or resigned | 2026-02-26 | Serious |
| 1 | DHI Group, Inc. | DHX | $122M | 2026-02-26auditor changed or resigned | 2026-02-26 | One failure |
| 2 | Weis Markets Inc | WMK | $682M | 2026-02-25filed late (10-K)restatement2026-02-20accounts declared unreliable | 2026-02-25 | Elevated |
| 1 | BAB, Inc. | BABB | $4M | 2026-02-25auditor changed or resigned | 2026-02-25 | One failure |
| 1 | Bank of Marin Bancorp | BMRC | $349M | 2026-02-24accounts declared unreliable2025-06-06auditor changed or resigned | 2026-02-24 | One failure |
| 1 | BV Financial, Inc. | BVFL | $128M | 2026-02-23auditor changed or resigned | 2026-02-23 | One failure |
| 1 | Healthcare Realty Trust Inc | HR | $5.5B | 2026-02-23auditor changed or resigned2022-08-05auditor changed or resigned2022-07-26auditor changed or resignednot counted — change of control | 2026-02-23 | One failure |
| 1 | Earth Science Tech, Inc. | ETST | $14M | 2026-02-20auditor changed or resigned2025-04-07auditor changed or resigned2024-06-28filed late (10-K)2024-02-21accounts declared unreliable2024-02-21auditor changed or resigned | 2026-02-20 | One failure |
| 1 | Amrize Ltd | AMRZ | $27.4B | 2026-02-20auditor changed or resigned | 2026-02-20 | One failure |
| 1 | Soren Acquisition Corp. | SORN | $0 | 2026-02-20filed late (10-Q)acquisition or merger | 2026-02-20 | One failure |
| 3 | CIMG Inc. | CIMG | $16M stale | 2026-02-19auditor changed or resigned2026-02-18filed late (10-Q)staff or resources2025-12-30filed late (10-K)staff or resources2025-01-24auditor changed or resigned2024-12-30filed late (10-K)accounts not ready | 2026-02-19 | Elevated |
| 1 | Enlightify Inc. | not listed | $14M stale | 2026-02-18filed late (10-Q)accounts not ready2025-09-30filed late (10-K)accounts not ready2025-05-16filed late (10-Q)accounts not ready2025-02-18filed late (10-Q)accounts not ready2024-10-01filed late (10-K)accounts not ready | 2026-02-18 | One failure |
| 2 | Charles & Colvard Ltd | not listed | $12M stale | 2026-02-17filed late (10-Q)investigation2025-11-17filed late (10-Q)going concern2025-09-30filed late (10-K)going concern2025-05-16filed late (10-Q)going concern2025-02-18filed late (10-Q)going concern | 2026-02-17 | Elevated |
| 2 | Rivulet Entertainment, Inc. | not listed | $3M | 2026-02-17filed late (10-Q)auditor2025-11-13filed late (10-Q)auditor2025-09-29filed late (10-K)auditor2025-06-03accounts declared unreliable2024-11-15filed late (10-Q)auditor | 2026-02-17 | Elevated |
| 1 | DFP HOLDINGS Ltd | not listed | $0 | 2026-02-17filed late (10-Q)accounts not ready | 2026-02-17 | One failure |
| 1 | Rave Restaurant Group, Inc. | RAVE | $34M | 2026-02-17auditor changed or resigned2023-01-11auditor changed or resigned | 2026-02-17 | One failure |
| 1 | Quantumsphere Acquisition Corp | QUMS | $82M | 2026-02-17filed late (10-Q)acquisition or merger | 2026-02-17 | One failure |
| 1 | First Savings Financial Group, Inc. | not listed | $140M stale | 2026-02-10filed late (10-Q)acquisition or merger2023-12-14filed late (10-K)material weakness2023-02-01accounts declared unreliable2022-12-05auditor changed or resigned | 2026-02-10 | One failure |
| 2 | Accuray Inc | ARAY | $87M | 2026-02-09filed late (10-Q)auditor2026-02-09accounts declared unreliable2024-09-16filed late (10-K)material weakness | 2026-02-09 | Elevated |
| 1 | Geospace Technologies Corp | GEOS | $90M stale | 2026-02-09filed late (10-Q)accounts not ready | 2026-02-09 | One failure |
| 1 | Kyndryl Holdings, Inc. | KD | $6.8B | 2026-02-09filed late (10-Q)material weakness | 2026-02-09 | One failure |
| 1 | Fonar Corp | not listed | $92M stale | 2026-02-09filed late (10-Q)accounts not ready2025-09-12filed late (10-K)2025-02-14filed late (10-Q)accounts not ready2024-12-13auditor changed or resigned2021-09-28filed late (10-K)accounts not ready | 2026-02-09 | One failure |
| 1 | SM Energy Co | SM | $2.0B | 2026-02-09auditor changed or resigned | 2026-02-09 | One failure |
| 3 | UMeWorld Inc. | UMEW | — | 2026-02-06auditor changed or resigned2026-02-02filed late (10-Q)auditor2026-01-05auditor changed or resigned | 2026-02-06 | Elevated |
| 2 | Abundia Global Impact Group, Inc. | AGIG | $18M | 2026-02-06accounts declared unreliable2025-11-17filed late (10-Q)complex accounting2025-10-03auditor changed or resigned2025-08-15filed late (10-Q)XBRL or exhibits2024-04-02filed late (10-K) | 2026-02-06 | Elevated |
| 1 | BioCrude Technologies USA, Inc. | not listed | $0 | 2026-02-05auditor changed or resigned2023-01-30auditor changed or resigned | 2026-02-05 | One failure |
| 1 | Dermata Therapeutics, Inc. | DRMA | $3M | 2026-02-03auditor changed or resigned2025-06-05auditor changed or resigned2023-11-09auditor changed or resigned2023-08-03auditor changed or resigned | 2026-02-03 | One failure |
| 2 | Hypha Labs, Inc. | FUNI | $3M stale | 2026-01-30auditor changed or resigned2025-12-30filed late (10-K)accounts not ready2025-08-14filed late (10-Q)accounts not ready2025-05-15filed late (10-Q)accounts not ready2024-12-31filed late (10-K)accounts not ready | 2026-01-30 | Elevated |
| 1 | Leslie's, Inc. | LESL | $153M stale | 2026-01-30auditor changed or resigned | 2026-01-30 | One failure |
| 1 | GMTech Inc. | not listed | $5M stale | 2026-01-29filed late (10-K)accounts not ready2025-09-15filed late (10-Q)accounts not ready2025-06-16filed late (10-Q)accounts not ready | 2026-01-29 | One failure |
| 1 | GD Culture Group Ltd | GDC | $63M | 2026-01-29auditor changed or resigned2024-05-15filed late (10-Q)auditor2024-04-01filed late (10-K)staff or resources2023-11-14filed late (10-Q)auditor2023-10-16auditor changed or resigned | 2026-01-29 | One failure |
| 1 | NFiniTi inc. | not listed | $46K stale | 2026-01-28filed late (10-K)auditor2025-09-17filed late (10-Q)auditor2025-06-17filed late (10-Q)auditor2025-03-18filed late (10-Q)auditor2025-01-30filed late (10-K)auditor | 2026-01-28 | One failure |
| 1 | Chaince Digital Holdings Inc. | CD | $190M | 2026-01-28auditor changed or resigned | 2026-01-28 | One failure |
| 1 | Magnolia Bancorp, Inc. | MGNO | — | 2026-01-28auditor changed or resigned | 2026-01-28 | One failure |
| 1 | Independence Power Holdings, Inc. | ITXP | $22K | 2026-01-27auditor changed or resigned | 2026-01-27 | One failure |
| 1 | Aether Holdings, Inc. | ATHR | $0 | 2026-01-26auditor changed or resigned2025-08-14filed late (10-Q)accounts not ready | 2026-01-26 | One failure |
| 1 | Allegro Merger Corp. | not listed | — | 2026-01-23auditor changed or resigned2024-05-23auditor changed or resigned2023-08-03auditor changed or resigned2021-05-20accounts declared unreliable2021-05-17filed late (10-Q)acquisition or merger | 2026-01-23 | One failure |
| 1 | Next Technology Holding Inc. | NXTT | $1.0B | 2026-01-23auditor changed or resigned2024-12-12accounts declared unreliable2024-12-12accounts declared unreliable2024-11-15filed late (10-Q)auditor2024-08-15filed late (10-Q)auditor | 2026-01-23 | One failure |
| 1 | Workhorse Group Inc. | WKHS | $12M | 2026-01-21auditor changed or resigned2025-08-14filed late (10-Q)investigation2024-12-23auditor changed or resigned2024-12-09auditor changed or resigned2024-11-14filed late (10-Q)investigation | 2026-01-21 | One failure |
| 1 | Everus Construction Group, Inc. | ECG | $2.5B | 2026-01-21auditor changed or resigned | 2026-01-21 | One failure |
| 2 | Scientific Industries Inc | SCND | $4M | 2026-01-20auditor changed or resigned2025-11-14filed late (10-Q)accounts not ready2025-08-27auditor changed or resigned2025-08-14filed late (10-Q)accounts not ready2024-06-06auditor changed or resigned | 2026-01-20 | Elevated |
| 1 | Public Co Management Corp | PCMC | $7M | 2026-01-20auditor changed or resigned2024-12-27filed late (10-K)XBRL or exhibits2024-02-15filed late (10-Q)auditor2023-12-29filed late (10-K)XBRL or exhibits2023-08-15filed late (10-Q)auditor | 2026-01-20 | One failure |
| 1 | Lightwave Logic, Inc. | LWLG | $155M | 2026-01-20accounts declared unreliable2024-10-04auditor changed or resigned | 2026-01-20 | One failure |
| 1 | Sensus Healthcare, Inc. | SRTS | $71M | 2026-01-20auditor changed or resigned2024-09-11auditor changed or resigned | 2026-01-20 | One failure |
| 1 | Ondas Inc. | ONDS | $392M | 2026-01-20auditor changed or resigned | 2026-01-20 | One failure |
| 1 | Quanex Building Products CORP | NX | $748M stale | 2026-01-16auditor changed or resigned | 2026-01-16 | One failure |
| 1 | Yubo International Biotech Ltd | YBGJ | — | 2026-01-16auditor changed or resigned2025-01-06auditor changed or resigned2024-08-13filed late (10-Q)accounts not ready2024-05-13filed late (10-Q)accounts not ready2024-03-28filed late (10-K)accounts not ready | 2026-01-16 | One failure |
| 1 | Stimcell Energetics Inc. | STME | $2M | 2026-01-15filed late (10-Q)accounts not ready2025-09-02filed late (10-K)accounts not ready2023-08-29filed late (10-K)accounts not ready2022-08-29filed late (10-K)accounts not ready | 2026-01-15 | One failure |
| 1 | Amplify Energy Corp. | AMPY | $101M | 2026-01-15auditor changed or resigned | 2026-01-15 | One failure |
| 2 | Astra Energy, Inc. | not listed | $7M stale | 2026-01-14filed late (10-Q)auditor2025-12-01filed late (10-K)2025-04-14filed late (10-Q)2024-11-26filed late (10-K)auditor2024-01-17filed late (10-Q)auditor | 2026-01-14 | Elevated |
| 1 | GPGI, Inc. | GPGI | $665M | 2026-01-13auditor changed or resigned2021-11-15accounts declared unreliable2021-05-25accounts declared unreliable2021-05-17filed late (10-Q)restatement | 2026-01-13 | One failure |
| 1 | Resolute Holdings Management, Inc. | RHLD | $134M | 2026-01-13auditor changed or resigned | 2026-01-13 | One failure |
| 1 | Vishay Intertechnology Inc | VSH | $2.0B | 2026-01-09auditor changed or resigned | 2026-01-09 | One failure |
| 1 | Southwest Gas Holdings, Inc. | SWX | $5.4B | 2026-01-09accounts declared unreliable | 2026-01-09 | One failure |
| 1 | Glimpse Group, Inc. | BTLN | $17M | 2026-01-09auditor changed or resigned2023-12-21auditor changed or resigned | 2026-01-09 | One failure |
| 1 | MAGELLAN COPPER & GOLD Corp | MAGE | $1M | 2026-01-09auditor changed or resigned2025-08-15filed late (10-Q)accounts not ready2024-08-15filed late (10-Q)accounts not ready2024-05-13filed late (10-Q)accounts not ready2024-03-28filed late (10-K)accounts not ready | 2026-01-09 | One failure |
| 1 | Acro Biomedical CO., Ltd. | ACBM | $21K | 2026-01-08auditor changed or resigned2025-07-02auditor changed or resigned2023-11-15filed late (10-Q)accounts not ready2023-04-03filed late (10-K)accounts not ready2022-11-14filed late (10-Q)accounts not ready | 2026-01-08 | One failure |
| 1 | Timberland Bancorp Inc | TSBK | $238M stale | 2026-01-07auditor changed or resigned | 2026-01-07 | One failure |
| 1 | Riverview Bancorp Inc | RVSB | $112M | 2026-01-07auditor changed or resigned | 2026-01-07 | One failure |
| 1 | Cheetah NET Supply Chain Service Inc. | CTNT | $4M | 2026-01-07auditor changed or resigned2023-10-05auditor changed or resigned | 2026-01-07 | One failure |
| 1 | Janel Corp | JANL | $9M stale | 2026-01-05auditor changed or resigned | 2026-01-05 | One failure |
| 1 | American Shared Hospital Services | AMS | $12M | 2026-01-02accounts declared unreliable2025-06-09auditor changed or resigned2025-03-31filed late (10-K)acquisition or merger2021-04-01filed late (10-K)staff or resources | 2026-01-02 | One failure |
| 1 | Graphene & Solar Technologies Ltd | GSTX | $112K | 2025-12-31filed late (10-K)accounts not ready2025-01-08filed late (10-K)accounts not ready2024-08-14filed late (10-Q)accounts not ready2024-05-15filed late (10-Q)accounts not ready2024-02-13filed late (10-Q)accounts not ready | 2025-12-31 | One failure |
| 1 | Medicale Corp. | not listed | $490K stale | 2025-12-30filed late (10-K)auditor2025-08-15filed late (10-Q)accounts not ready2025-02-14filed late (10-Q)accounts not ready2024-12-31auditor changed or resigned2024-12-30filed late (10-K)auditor | 2025-12-30 | One failure |
| 1 | Pathward Financial, Inc. | CASH | $1.7B stale | 2025-12-30auditor changed or resigned2025-08-11filed late (10-Q)restatement2025-07-02accounts declared unreliable2025-05-12filed late (10-Q)complex accounting | 2025-12-30 | One failure |
| 1 | Cleartronic, Inc. | CLRI | $2M | 2025-12-29filed late (10-K)accounts not ready2025-02-14filed late (10-Q)2024-12-30filed late (10-K)accounts not ready2024-02-21auditor changed or resigned2022-12-14auditor changed or resigned | 2025-12-29 | One failure |
| 1 | Exceed World, Inc. | not listed | $922K stale | 2025-12-29filed late (10-K)accounts not ready2025-08-14filed late (10-Q)accounts not ready2025-05-15filed late (10-Q)accounts not ready2025-02-14filed late (10-Q)accounts not ready2024-12-30filed late (10-K)accounts not ready | 2025-12-29 | One failure |
| 1 | MID Penn Bancorp Inc | MPB | $604M | 2025-12-29auditor changed or resigned2024-03-15filed late (10-K)material weakness | 2025-12-29 | One failure |
| 1 | Accel Entertainment, Inc. | ACEL | $651M | 2025-12-23auditor changed or resigned2021-05-10accounts declared unreliable2021-03-16accounts declared unreliable | 2025-12-23 | One failure |
| 1 | Green Rain Energy Holdings Inc. | GREH | — | 2025-12-23auditor changed or resigned | 2025-12-23 | One failure |
| 1 | Landbay Inc | not listed | $1M stale | 2025-12-22auditor changed or resigned2025-06-30filed late (10-K)accounts not ready2024-11-14filed late (10-Q)accounts not ready2022-05-02auditor changed or resigned | 2025-12-22 | One failure |
| 1 | Universal Token | UTKN | $110M | 2025-12-22auditor changed or resigned2025-05-16filed late (10-Q)2025-04-01filed late (10-K)auditor2024-10-17auditor changed or resigned | 2025-12-22 | One failure |
| 1 | Insulet Corp | PODD | $22.1B | 2025-12-19auditor changed or resigned | 2025-12-19 | One failure |
| 1 | Eventiko Inc. | EVTK | $0 | 2025-12-16filed late (10-Q)accounts not ready2025-05-05auditor changed or resigned2024-05-21auditor changed or resigned2023-09-15filed late (10-Q)accounts not ready2022-02-24auditor changed or resigned | 2025-12-16 | One failure |
| 1 | Positron Corp | POSC | $22M | 2025-12-16auditor changed or resigned | 2025-12-16 | One failure |
| 1 | AIxCrypto Holdings, Inc. | AIXC | $6M | 2025-12-16auditor changed or resigned2025-10-07auditor changed or resigned2025-04-01filed late (10-K)accounts not ready2024-07-15auditor changed or resigned2024-05-14filed late (10-Q)accounts not ready | 2025-12-16 | One failure |
| 1 | Octave Specialty Group Inc | OSG | $314M | 2025-12-15auditor changed or resigned | 2025-12-15 | One failure |
| 1 | DevvStream Corp. | DEVSF | $1M stale | 2025-12-15filed late (10-Q)accounts not ready2025-10-29filed late (10-K)accounts not ready2025-06-16filed late (10-Q)accounts not ready2025-03-17filed late (10-Q)acquisition or merger2024-11-15filed late (10-Q)acquisition or merger | 2025-12-15 | One failure |
| 2 | Barnes & Noble Education, Inc. | BNED | $206M | 2025-12-12filed late (10-Q)restatement2025-11-25accounts declared unreliable2025-09-12filed late (10-Q)investigation2025-08-29accounts declared unreliable2025-07-18filed late (10-K)restatement | 2025-12-12 | Elevated |
| 2 | Faraday Future Intelligent Electric Inc. | FFAI | $224M | 2025-12-12auditor changed or resigned2025-11-17filed late (10-Q)acquisition or merger2025-08-14filed late (10-Q)accounts not ready2024-06-25auditor changed or resigned2024-05-16filed late (10-Q)accounts not ready | 2025-12-12 | Elevated |
| 2 | Fusemachines Inc. | FUSE | $0 | 2025-12-12auditor changed or resigned2025-11-17filed late (10-Q)accounts not ready | 2025-12-12 | Elevated |
| 1 | Novelis Inc. | not listed | $0 | 2025-12-12auditor changed or resigned | 2025-12-12 | One failure |
| 1 | FG Nexus Inc. | FGNX | $13M | 2025-12-11auditor changed or resigned2024-05-16filed late (10-Q)restatement2024-04-03auditor changed or resigned | 2025-12-11 | One failure |
| 1 | Mastech Digital, Inc. | MHH | — | 2025-12-10auditor changed or resigned | 2025-12-10 | One failure |
| 1 | BEL Fuse Inc /NJ | BELFA | $1.2B | 2025-12-10auditor changed or resigned2021-02-19auditor changed or resigned | 2025-12-10 | One failure |
| 2 | Petmed Express Inc | PETS | $46M | 2025-12-09auditor changed or resigned2025-11-12filed late (10-Q)investigation2025-10-07accounts declared unreliable2025-08-11filed late (10-Q)investigation2025-06-16filed late (10-K)accounts not ready | 2025-12-09 | Elevated |
| 1 | Lite Strategy, Inc. | LITS | $43M | 2025-12-05auditor changed or resigned2023-12-26auditor changed or resigned2022-05-17filed late (10-Q)restatement2022-05-13accounts declared unreliable | 2025-12-05 | One failure |
| 1 | Elite Express Holding Inc. | ETS | $2M | 2025-12-05auditor changed or resigned | 2025-12-05 | One failure |
| 1 | Nitches Inc | NICH | $569K stale | 2025-12-02filed late (10-K)accounts not ready2025-07-15accounts declared unreliable2025-03-06auditor changed or resigned2025-01-14filed late (10-Q)auditor2024-11-29filed late (10-K)auditor | 2025-12-02 | One failure |
| 1 | Azenta, Inc. | AZTA | $1.0B stale | 2025-12-02filed late (10-K)material weakness2022-05-11filed late (10-Q)accounts not ready | 2025-12-02 | One failure |
| 1 | Enertopia Corp. | ENRT | $332K stale | 2025-12-01filed late (10-K)auditor | 2025-12-01 | One failure |
| 1 | Sky Century Investment, Inc. | SKYI | $359K stale | 2025-12-01filed late (10-K)accounts not ready | 2025-12-01 | One failure |
| 1 | AbCellera Biologics Inc. | ABCL | $789M | 2025-11-28auditor changed or resigned | 2025-11-28 | One failure |
| 1 | IREN Ltd | IREN | $11.9B | 2025-11-28auditor changed or resigned | 2025-11-28 | One failure |
| 1 | NRX Pharmaceuticals, Inc. | NRXP | $57M | 2025-11-26auditor changed or resigned2025-08-14filed late (10-Q)accounts not ready2023-11-21auditor changed or resigned2022-08-12accounts declared unreliable2021-05-28auditor changed or resigned | 2025-11-26 | One failure |
| 1 | Rhino Bitcoin Inc. | RHNO | $4M stale | 2025-11-25auditor changed or resigned2025-10-29filed late (10-K)accounts not ready2024-10-28filed late (10-K)accounts not ready2024-06-14filed late (10-Q)accounts not ready2022-02-18auditor changed or resigned | 2025-11-25 | One failure |
| 1 | Terrestrial Energy Inc. /DE/ | IMSR | $191M | 2025-11-24auditor changed or resigned2025-07-15accounts declared unreliable2025-05-16filed late (10-Q)acquisition or merger | 2025-11-24 | One failure |
| 1 | Greystone Housing Impact Investors LP | GHI | $267M | 2025-11-21auditor changed or resigned | 2025-11-21 | One failure |
| 1 | Dakota Gold Corp. | DC | $414M | 2025-11-21auditor changed or resigned2023-08-16auditor changed or resigned | 2025-11-21 | One failure |
| 1 | GB Sciences Inc | not listed | $4M stale | 2025-11-19filed late (10-Q)accounts not ready2025-10-17filed late (10-Q)accounts not ready2025-10-17filed late (10-K)accounts not ready2025-02-12filed late (10-Q)accounts not ready2024-11-14filed late (10-Q)accounts not ready | 2025-11-19 | One failure |
| 1 | Union Bankshares Inc | UNB | $107M | 2025-11-19auditor changed or resigned | 2025-11-19 | One failure |
| 1 | First Bancorp, Inc /ME/ | FNLC | $271M | 2025-11-19auditor changed or resigned | 2025-11-19 | One failure |
| 2 | Superior Industries International Inc | not listed | $94M stale | 2025-11-18filed late (10-Q/A)acquisition or merger2025-11-12filed late (10-Q)accounts not ready | 2025-11-18 | Elevated |
| 1 | Nutex Health Inc. | NUTX | $524M | 2025-11-17filed late (10-Q)restatement2025-08-21accounts declared unreliable2025-08-14filed late (10-Q)accounts not ready2025-05-21auditor changed or resigned2025-04-25auditor changed or resigned | 2025-11-17 | One failure |
| 1 | Universal Biosensors Inc | not listed | $17M stale | 2025-11-17auditor changed or resigned | 2025-11-17 | One failure |
| 1 | Hall of Fame Resort & Entertainment Co | not listed | $14M stale | 2025-11-17filed late (10-Q)acquisition or merger2023-04-07auditor changed or resigned2021-04-29accounts declared unreliable | 2025-11-17 | One failure |
| 1 | Dynatronics Corp | not listed | $600K stale | 2025-11-17filed late (10-Q)accounts not ready2025-09-26filed late (10-K)complex accounting | 2025-11-17 | One failure |
| 1 | AIM ImmunoTech Inc. | AIM | $6M | 2025-11-17filed late (10-Q)accounts not ready2021-01-22auditor changed or resigned | 2025-11-17 | One failure |
| 1 | Dror Ortho-Design, Inc. | DROR | $19M | 2025-11-17filed late (10-Q)accounts not ready2024-05-15filed late (10-Q)accounts not ready2023-11-14filed late (10-Q)acquisition or merger2023-10-24auditor changed or resigned2023-08-14auditor changed or resignednot counted — change of control | 2025-11-17 | One failure |
| 1 | HealthLynked Corp | HLYK | $4M | 2025-11-17filed late (10-Q)accounts not ready | 2025-11-17 | One failure |
| 1 | Latch, Inc. | LTCH | $19M | 2025-11-17filed late (10-Q)restatement2025-08-15filed late (10-Q)restatement2025-05-16filed late (10-Q)restatement2025-04-09auditor changed or resigned2025-04-01filed late (10-K)restatement | 2025-11-17 | One failure |
| 1 | VenHub Global, Inc. | VHUB | $0 | 2025-11-17filed late (10-Q)accounts not ready | 2025-11-17 | One failure |
| 1 | PACS Group, Inc. | PACS | $588M | 2025-11-17filed late (10-Q)restatement2025-08-15filed late (10-Q)restatement2025-06-16accounts declared unreliable2025-05-16filed late (10-Q)investigation2025-04-01filed late (10-K)investigation | 2025-11-17 | One failure |
| 1 | Curanex Pharmaceuticals Inc | CURX | $0 | 2025-11-17filed late (10-Q)accounts not ready | 2025-11-17 | One failure |
| 1 | Trailblazer Merger Corp I | not listed | $4M | 2025-11-14filed late (10-Q)accounts not ready2025-06-12auditor changed or resigned2024-11-14filed late (10-Q)accounts not ready | 2025-11-14 | One failure |
| 1 | DT Cloud Acquisition Corp | not listed | $71M stale | 2025-11-14filed late (10-Q)acquisition or merger | 2025-11-14 | One failure |
| 1 | Spire Global, Inc. | SPIR | — | 2025-11-14filed late (10-Q)auditor2025-09-15auditor changed or resigned2025-08-13filed late (10-Q)accounts not ready2025-07-21auditor changed or resigned2025-04-04accounts declared unreliable | 2025-11-14 | One failure |
| 1 | Xeriant, Inc. | XERI | $12M | 2025-11-14filed late (10-Q)accounts not ready2025-09-29filed late (10-K)accounts not ready2024-09-30filed late (10-K)accounts not ready2024-08-05auditor changed or resigned2023-09-28filed late (10-K)accounts not ready | 2025-11-14 | One failure |
| 1 | Frequency Holdings, Inc | FRQN | $646K stale | 2025-11-14filed late (10-Q)accounts not ready2025-08-14filed late (10-Q)accounts not ready2025-05-21auditor changed or resigned2025-05-15filed late (10-Q)accounts not ready2025-03-31filed late (10-K)accounts not ready | 2025-11-14 | One failure |
| 1 | ZyVersa Therapeutics, Inc. | ZVSA | $3M | 2025-11-14filed late (10-Q)investigation2025-04-07auditor changed or resigned2023-12-22auditor changed or resigned2023-08-15filed late (10-Q)accounts not ready2022-12-13auditor changed or resignednot counted — change of control | 2025-11-14 | One failure |
| 1 | ASPAC II Acquisition Corp. | ASCBF | $497K | 2025-11-14filed late (10-Q)auditor2025-08-14filed late (10-Q)auditor2025-08-05auditor changed or resigned2025-05-15filed late (10-Q)acquisition or merger2022-08-16filed late (10-Q)acquisition or merger | 2025-11-14 | One failure |
| 1 | Rubber Leaf Inc | RLEA | $14M | 2025-11-14filed late (10-Q)accounts not ready2025-08-14filed late (10-Q)accounts not ready2025-05-15filed late (10-Q)accounts not ready | 2025-11-14 | One failure |
| 1 | KEEMO Fashion Group Ltd | KMFG | $0 | 2025-11-14auditor changed or resigned | 2025-11-14 | One failure |
| 1 | Republic Airways Holdings Inc. | RJET | — | 2025-12-01auditor changed or resignednot counted — change of control2025-11-14filed late (10-Q)accounts not ready2025-05-14filed late (10-Q)accounts not ready2025-03-07auditor changed or resigned2025-02-14filed late (10-Q)accounts not ready | 2025-11-14 | One failure |
| 1 | Broadway Financial Corp DE | BYFC | $54M | 2025-11-14filed late (10-Q)complex accounting2025-10-17accounts declared unreliable2025-08-15filed late (10-Q)complex accounting2025-05-16filed late (10-Q)complex accounting2024-12-23auditor changed or resigned | 2025-11-14 | One failure |
| 1 | Blusky AI Inc. | BSAI | $8M | 2025-11-14filed late (10-Q)auditor2025-08-15filed late (10-Q)auditor2024-08-15filed late (10-Q)2024-05-15filed late (10-Q)2024-03-28filed late (10-K)auditor | 2025-11-14 | One failure |
| 1 | KULR Technology Group, Inc. | KULR | $261M | 2025-11-14filed late (10-Q)accounts not ready2025-05-02auditor changed or resigned2024-04-01filed late (10-K)accounts not ready2023-08-14filed late (10-Q)accounts not ready2021-05-18filed late (10-Q) | 2025-11-14 | One failure |
| 1 | Bonk, Inc. | BNKK | $32M | 2025-11-14filed late (10-Q)auditor2023-11-15filed late (10-Q)auditor2023-04-03filed late (10-K)auditor2021-03-31filed late (10-K)auditor | 2025-11-14 | One failure |
| 1 | Mediaco Holding Inc. | MDIA | $14M | 2025-11-14filed late (10-Q)accounts not ready2025-05-16filed late (10-Q)accounts not ready2025-05-09auditor changed or resigned2025-04-01filed late (10-K)accounts not ready2024-08-14filed late (10-Q)accounts not ready | 2025-11-14 | One failure |
| 1 | HeartCore Enterprises, Inc. | HTCR | $8M | 2025-11-14filed late (10-Q)accounts not ready2024-04-01filed late (10-K)accounts not ready2023-05-15filed late (10-Q)acquisition or merger | 2025-11-14 | One failure |
| 1 | CN Healthy Food Tech Group Corp. | UCFI | — | 2025-11-14filed late (10-Q)auditor | 2025-11-14 | One failure |
| 1 | Renatus Tactical Acquisition Corp I | RTAC | $268M | 2025-11-14filed late (10-Q)auditor | 2025-11-14 | One failure |
| 1 | Globa Terra Acquisition Corp | GTERA | $0 | 2025-11-14filed late (10-Q)auditor | 2025-11-14 | One failure |
| 1 | Vendome Acquisition Corp I | VNME | $201M | 2025-11-14filed late (10-Q)auditor | 2025-11-14 | One failure |
| 1 | Avidia Bancorp, Inc. | AVBC | $0 | 2025-11-14auditor changed or resigned | 2025-11-14 | One failure |
| 1 | Qnity Electronics, Inc. | Q | $20.0B | 2025-11-14filed late (10-Q)complex accounting | 2025-11-14 | One failure |
| 1 | Miluna Acquisition Corp | MMTX | $0 | 2025-11-14filed late (10-Q)accounts not ready | 2025-11-14 | One failure |
| 1 | Cannaisseur Group Inc. | TCRG | $3M | 2025-11-13filed late (10-Q)accounts not ready2025-08-15filed late (10-Q)accounts not ready2025-05-16filed late (10-Q)accounts not ready2024-11-14filed late (10-Q)accounts not ready2024-08-14filed late (10-Q)accounts not ready | 2025-11-13 | One failure |
| 1 | Athena Technology Acquisition Corp. II | ATEK | $13M | 2025-11-13filed late (10-Q)acquisition or merger2025-08-14filed late (10-Q)acquisition or merger2025-05-15filed late (10-Q)acquisition or merger2024-11-14filed late (10-Q)acquisition or merger2024-09-13accounts declared unreliable | 2025-11-13 | One failure |
| 1 | Westin Acquisition Corp | WSTN | $0 | 2025-11-13filed late (10-Q)accounts not ready | 2025-11-13 | One failure |
| 2 | Live Oak Bancshares, Inc. | LOB | $1.1B | 2025-11-12filed late (10-Q)restatement2025-11-12accounts declared unreliable2025-03-04filed late (10-K)material weakness2024-08-09auditor changed or resigned2022-06-03auditor changed or resigned | 2025-11-12 | Elevated |
| 1 | ModivCare Inc | not listed | $292M stale | 2025-11-12filed late (10-Q)investigation2025-08-12filed late (10-Q)investigation2023-03-02filed late (10-K)material weakness | 2025-11-12 | One failure |
| 1 | Solana Co | HSDT | $6M | 2025-11-12filed late (10-Q)auditor2025-10-16auditor changed or resigned2022-09-30auditor changed or resigned | 2025-11-12 | One failure |
| 1 | Arcturus Therapeutics Holdings Inc. | ARCT | $324M | 2025-11-12filed late (10-Q)2024-04-05auditor changed or resigned2021-08-10filed late (10-Q) | 2025-11-12 | One failure |
| 1 | Zynex Inc | not listed | $143M stale | 2025-11-12filed late (10-Q)going concern2025-03-27auditor changed or resigned2022-06-13auditor changed or resigned | 2025-11-12 | One failure |
| 1 | LifeMD, Inc. | LFMD | $512M | 2025-11-12filed late (10-Q)material weakness2025-08-21auditor changed or resigned2025-04-25auditor changed or resigned2022-09-14auditor changed or resigned | 2025-11-12 | One failure |
| 1 | First Guaranty Bancshares, Inc. | FGBI | $44M | 2025-11-10filed late (10-Q)XBRL or exhibits2025-08-11filed late (10-Q)accounts not ready2025-06-18auditor changed or resigned2022-12-16auditor changed or resigned2022-04-12auditor changed or resigned | 2025-11-10 | One failure |
| 1 | SkyWater Technology, LLC | not listed | $312M | 2025-11-10filed late (10-Q)material weakness2024-06-26auditor changed or resigned | 2025-11-10 | One failure |
| 1 | Crown Reserve Acquisition Corp. I | CRAC | $172M | 2025-11-10filed late (10-Q)acquisition or merger | 2025-11-10 | One failure |
| 1 | Chrome Holding Co. | not listed | $120M stale | 2025-11-07filed late (10-Q)XBRL or exhibits2021-05-17filed late (10-Q)acquisition or merger2021-05-03accounts declared unreliable | 2025-11-07 | One failure |
| 1 | Calumet, Inc. /DE | CLMT | $1.4B | 2025-11-07accounts declared unreliable | 2025-11-07 | One failure |
| 1 | Mount Logan Capital Inc. | MLCI | $0 | 2025-11-07auditor changed or resigned | 2025-11-07 | One failure |
| 1 | Catalyst Bancorp, Inc. | CLST | $43M | 2025-11-06auditor changed or resigned2024-11-26auditor changed or resigned | 2025-11-06 | One failure |
| 1 | Community Bancorp /VT | CMTV | $90M | 2025-11-06auditor changed or resigned | 2025-11-06 | One failure |
| 1 | USA Rare Earth, Inc. | USAR | $662M | 2025-11-06auditor changed or resigned2025-04-25auditor changed or resigned2024-04-02filed late (10-K)acquisition or merger | 2025-11-06 | One failure |
| 1 | Nobility Homes Inc | NOBH | $21M stale | 2025-11-05auditor changed or resigned2025-10-17auditor changed or resigned2025-08-25auditor changed or resigned2024-02-16auditor changed or resigned2024-02-02filed late (10-K)auditor | 2025-11-05 | One failure |
| 1 | DENNY'S Corp | not listed | $290M stale | 2025-11-04filed late (10-Q)acquisition or merger | 2025-11-04 | One failure |