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Golden Minerals Co

AUMN · OTC

1 reporting failure in the last 12 months

Companies at this level ended the following year delisted, bankrupt, restated or silent 9.2% of the time, against 4.0% for companies with a clean record.

$6Mstalepublic float
2026-04-01most recent failure

Score over time

0123202220232024202520262022-10-01 · score 12022-09-09 auditor change2023-01-01 · score 12022-09-09 auditor change2023-04-01 · score 12022-09-09 auditor change2023-07-01 · score 12022-09-09 auditor change2023-10-01 · score 12023-07-07 auditor change2024-01-01 · score 12023-07-07 auditor change2024-04-01 · score 12023-07-07 auditor change2024-07-01 · score 12023-07-07 auditor change2025-01-01 · score 12024-11-15 filed late (10-Q) · auditor2025-04-01 · score 22025-03-31 filed late (10-K) · staff or resources2024-11-15 filed late (10-Q) · auditor2025-07-01 · score 32025-05-13 filed late (10-Q) · staff or resources2025-03-31 filed late (10-K) · staff or resources2024-11-15 filed late (10-Q) · auditor2025-10-01 · score 32025-05-13 filed late (10-Q) · staff or resources2025-03-31 filed late (10-K) · staff or resources2024-11-15 filed late (10-Q) · auditor2026-01-01 · score 22025-05-13 filed late (10-Q) · staff or resources2025-03-31 filed late (10-K) · staff or resources2026-04-01 · score 12025-05-13 filed late (10-Q) · staff or resources2026-07-01 · score 12026-04-01 filed late (10-K) · staff or resources2026-10-01 · score 12026-04-01 filed late (10-K) · staff or resources

Hover or tap a dot to see the filings behind that score.

Why they said they were late

Golden Minerals Company (the “ Company ”) was unable, without unreasonable effort or expense, to file its Annual Report on Form 10-K for the period ended December 31, 2025 (the “ Annual Report ”) by the March 31, 2026 deadline for non-accelerated filers. Due to the Company’s limited resources and the time required to complete its financial reporting and review processes, the Company requires additional time to finalize its financial statements and related disclosures for the Annual Report. The Company currently anticipates that the Annual Report will be filed as soon as practicable and prior to the fifteenth calendar day following the March 31, 2026 deadline

NT 10-K, filed 2026-04-01 · staff or resources

What it filed

2026-04-01filed late (10-K)staff or resources SEC →

Golden Minerals Company (the “ Company ”) was unable, without unreasonable effort or expense, to file its Annual Report on Form 10-K for the period ended December 31, 2025 (the “ Annual Report ”) by the March 31, 2026 deadline for non-accelerated filers. Due to the Company’s limited resources and the time required to complete its financial reporting and review processes, the Company requires additional time to finalize its financial statements and related disclosures for the Annual Report. The Company currently anticipates that the Annual Report will be filed as soon as practicable and prior to the fifteenth calendar day following the March 31, 2026 deadline

2025-05-13filed late (10-Q)staff or resources SEC →

Golden Minerals Company (the “ Company ”) was unable, without unreasonable effort or expense, to file its Quarterly Report on Form 10-Q for the period ended March 31, 2025 (the “ Quarterly Report ”) by the May 15, 2025 deadline for non-accelerated filers. Due to its limited resources of financial reporting and accounting personnel, the Company requires additional time to prepare and finalize its review procedures for the Quarterly Report. The Company currently anticipates that the Quarterly Report will be filed as soon as practicable and prior to the fifth calendar day following the May 15, 2025 deadline

2025-03-31filed late (10-K)staff or resources SEC →

Golden Minerals Company (the “ Company ”) was unable, without unreasonable effort or expense, to file its Annual Report on Form 10-K for the period ended December 31, 2024 (the “ Annual Report ”) by the March 31, 2025 deadline for non-accelerated filers. Due to its limited resources of financial reporting and accounting personnel, the Company requires additional time to prepare and finalize its review procedures for its financial statements and related disclosures for the Annual Report. The Company currently anticipates that the Annual Report will be filed as soon as practicable and prior to the fifteenth calendar day following the March 31, 2025 deadline

2024-11-15filed late (10-Q)auditor SEC →

Golden Minerals Company (the “ Company ”) was unable, without unreasonable effort or expense, to file its Quarterly Report on Form 10-Q for the period ended September 30, 2024 (the “ Quarterly Report ”) by the November 14, 2024 deadline for smaller reporting companies. This delay was due to the Company’s need for additional time to complete its financial statements and related disclosures in the Quarterly Report. The Company is still in the process of compiling the required information, and its independent registered public accounting firm requires additional time to complete the review of the financial statements for the period ended September 30, 2024, to be included in the Quarterly Report. In accordance with Rule 12b-25 of the Securities Exchange Act of 1934, as amended, the Company will file its Form 10-Q no later than the fifth calendar day following the prescribed due date

2023-07-07auditor changed or resigned SEC →

2022-09-09auditor changed or resigned SEC →

About this score

reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.

Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.

See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.

Every item above is a filing this company made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not investment advice

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