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XCel Brands, Inc.

XELB · Nasdaq

2 reporting failures in the last 12 months

Companies at this level ended the following year delisted, bankrupt, restated or silent 13.1% of the time, against 4.0% for companies with a clean record.

$2Mpublic float
2026-04-01most recent failure

Score over time

024202220232024202520262022-01-01 · score 22021-10-06 auditor change2021-04-01 filed late (10-K) · accounts not ready2022-04-01 · score 22021-10-06 auditor change2021-04-01 filed late (10-K) · accounts not ready2022-07-01 · score 32022-05-17 filed late (10-Q) · accounts not ready2022-04-01 filed late (10-K) · accounts not ready2021-10-06 auditor change2022-10-01 · score 32022-05-17 filed late (10-Q) · accounts not ready2022-04-01 filed late (10-K) · accounts not ready2021-10-06 auditor change2023-01-01 · score 22022-05-17 filed late (10-Q) · accounts not ready2022-04-01 filed late (10-K) · accounts not ready2023-04-01 · score 22022-05-17 filed late (10-Q) · accounts not ready2022-04-01 filed late (10-K) · accounts not ready2023-07-01 · score 22023-05-16 filed late (10-Q) · accounts not ready2023-04-03 filed late (10-K) · accounts not ready2023-10-01 · score 22023-05-16 filed late (10-Q) · accounts not ready2023-04-03 filed late (10-K) · accounts not ready2024-01-01 · score 32023-11-15 filed late (10-Q) · accounts not ready2023-05-16 filed late (10-Q) · accounts not ready2023-04-03 filed late (10-K) · accounts not ready2024-04-01 · score 32023-11-15 filed late (10-Q) · accounts not ready2023-05-16 filed late (10-Q) · accounts not ready2023-04-03 filed late (10-K) · accounts not ready2024-07-01 · score 32024-05-16 filed late (10-Q) · accounts not ready2024-04-02 filed late (10-K) · accounts not ready2023-11-15 filed late (10-Q) · accounts not ready2024-10-01 · score 32024-05-16 filed late (10-Q) · accounts not ready2024-04-02 filed late (10-K) · accounts not ready2023-11-15 filed late (10-Q) · accounts not ready2025-01-01 · score 32024-11-15 filed late (10-Q) · accounts not ready2024-05-16 filed late (10-Q) · accounts not ready2024-04-02 filed late (10-K) · accounts not ready2025-04-01 · score 32024-11-15 filed late (10-Q) · accounts not ready2024-05-16 filed late (10-Q) · accounts not ready2024-04-02 filed late (10-K) · accounts not ready2025-07-01 · score 42025-05-29 auditor change2025-05-16 filed late (10-Q) · accounts not ready2025-04-01 filed late (10-K) · accounts not ready2024-11-15 filed late (10-Q) · accounts not ready2025-10-01 · score 52025-09-19 auditor change2025-05-29 auditor change2025-05-16 filed late (10-Q) · accounts not ready2025-04-01 filed late (10-K) · accounts not ready2024-11-15 filed late (10-Q) · accounts not ready2026-01-01 · score 52025-11-17 filed late (10-Q) · accounts not ready2025-09-19 auditor change2025-05-29 auditor change2025-05-16 filed late (10-Q) · accounts not ready2025-04-01 filed late (10-K) · accounts not ready2026-04-01 · score 52025-11-17 filed late (10-Q) · accounts not ready2025-09-19 auditor change2025-05-29 auditor change2025-05-16 filed late (10-Q) · accounts not ready2025-04-01 filed late (10-K) · accounts not ready2026-07-01 · score 32026-04-01 filed late (10-K) · accounts not ready2025-11-17 filed late (10-Q) · accounts not ready2025-09-19 auditor change2026-10-01 · score 22026-04-01 filed late (10-K) · accounts not ready2025-11-17 filed late (10-Q) · accounts not ready

Hover or tap a dot to see the filings behind that score.

Why they said they were late

The Registrant is unable to file its Annual Report on Form 10-K for the year ended December 31, 2025 within the prescribed period because of a delay in completing the audit for this period as a result of management requiring additional time to compile and verify the data required to be included in the report. Registrant expects to file within the extension period. ​ PART IV -- OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification ​ ​ ​ James F. Haran (347) 532-5891 (Name) (Area Code) (Telephone Number) ​ (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). [x] Yes [ ] No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [X] Yes [ ] No ​ If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. See attachment. ​ Xcel Brands, Inc. ​ (Name of Registrant as Specified in Charter) ​ has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. ​ ​ ​ ​ Date: April 1, 2026 By: /s/ James F. Haran ​ ​ James F. Haran ​ ​ Chief Financial Officer ​ INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature

NT 10-K, filed 2026-04-01 · accounts not ready

What it filed

2026-04-01filed late (10-K)accounts not ready SEC →

The Registrant is unable to file its Annual Report on Form 10-K for the year ended December 31, 2025 within the prescribed period because of a delay in completing the audit for this period as a result of management requiring additional time to compile and verify the data required to be included in the report. Registrant expects to file within the extension period. ​ PART IV -- OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification ​ ​ ​ James F. Haran (347) 532-5891 (Name) (Area Code) (Telephone Number) ​ (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). [x] Yes [ ] No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [X] Yes [ ] No ​ If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. See attachment. ​ Xcel Brands, Inc. ​ (Name of Registrant as Specified in Charter) ​ has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. ​ ​ ​ ​ Date: April 1, 2026 By: /s/ James F. Haran ​ ​ James F. Haran ​ ​ Chief Financial Officer ​ INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature

2025-11-17filed late (10-Q)accounts not ready SEC →

The Registrant is unable to file its Quarterly Form 10-Q for the quarterly period ended September 30, 2025 within the prescribed period because of a delay in completing the audit for this period as a result of management requiring additional time to compile and verify the data required to be included in the report. Registrant expects to file within the extension period. ​ PART IV -- OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification James F. Haran (347) 532-5891 (Name) ​ (Area Code) ​ (Telephone Number) ​ (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). ☒ Yes ☐ No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? ☒ Yes ☐ No ​ If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. See attachment. ​ ​ ​ ​ Xcel Brands, Inc. ​ (Name of Registrant as Specified in Charter) ​ has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. ​ Date: November 14, 2025 By: /s/James F. Haran ​ ​ James F. Haran ​ ​ Chief Financial Officer ​ INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature

2025-09-19auditor changed or resigned SEC →

2025-05-29auditor changed or resigned SEC →

2025-05-16filed late (10-Q)accounts not ready SEC →

The Registrant is unable to file its Quarterly Form 10-Q for the quarterly period ended March 31, 2025 within the prescribed period because of a delay in completing the audit for this period as a result of management requiring additional time to compile and verify the data required to be included in the report. Registrant expects to file within the extension period. PART IV -- OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification James F. Haran (347) 532-5891 (Name) ​ (Area Code) ​ (Telephone Number) ​ (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). ☒ Yes ☐ No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? ☒ Yes ☐ No ​ If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. See attachment. ​ ​ ​ ​ Xcel Brands, Inc. ​ (Name of Registrant as Specified in Charter) has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. ​ Date: May 16, 2025 By: /s/ James F. Haran ​ ​ James F. Haran ​ ​ Chief Financial Officer ​ INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature

2025-04-01filed late (10-K)accounts not ready SEC →

The Registrant is unable to file its Annual Report on Form 10-K for the year ended December 31, 2024 within the prescribed period because of a delay in completing the audit for this period as a result of management requiring additional time to compile and verify the data required to be included in the report. Registrant expects to file within the extension period. ​ PART IV -- OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification ​ ​ ​ James F. Haran (347) 532-5891 (Name) (Area Code) (Telephone Number) ​ (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). [x] Yes [ ] No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [X] Yes [ ] No ​ If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. See attachment. ​ Xcel Brands, Inc. (Name of Registrant as Specified in Charter) ​ has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. ​ Date: April 1, 2025 By: /s/ James F. Haran ​ ​ James F. Haran ​ ​ Chief Financial Officer ​ INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature

2024-11-15filed late (10-Q)accounts not ready SEC →

The Registrant is unable to file its Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2024 within the prescribed period without unreasonable effort or expense as a result of management requiring additional time to compile and verify the data required to be included in the report. Registrant expects to file within the extension period. PART IV -- OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification James F. Haran (347) 532-5891 (Name) ​ (Area Code) ​ (Telephone Number) ​ (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). ☒ Yes ☐ No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? ☒ Yes ☐ No ​ If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. See attachment. ​ ​ ​ ​ Xcel Brands, Inc. ​ (Name of Registrant as Specified in Charter) has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. ​ Date: November 15, 2024 By: /s/ James F. Haran ​ ​ James F. Haran ​ ​ Chief Financial Officer ​ INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature

2024-05-16filed late (10-Q)accounts not ready SEC →

The Registrant is unable to file its Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2024 within the prescribed period without unreasonable effort or expense as a result of management requiring additional time to compile and verify the data required to be included in the report. Registrant expects to file within the extension period. PART IV -- OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification James F. Haran (347) 532-5891 (Name) ​ (Area Code) ​ (Telephone Number) ​ (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). ☒ Yes ☐ No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? ☒ Yes ☐ No ​ If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. See attachment. ​ ​ ​ ​ Xcel Brands, Inc. ​ (Name of Registrant as Specified in Charter) has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. ​ Date: May 16, 2024 By: /s/ James F. Haran ​ ​ James F. Haran ​ ​ Chief Financial Officer ​ INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature

2024-04-02filed late (10-K)accounts not ready SEC →

The Registrant is unable to file its Annual Report on Form 10-K for the year ended December 31, 2023 within the prescribed period because of a delay in completing the audit for this period as a result of management requiring additional time to compile and verify the data required to be included in the report. Registrant expects to file within the extension period. PART IV -- OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification James F. Haran (347) 532-5891 (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). x Yes ¨ No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? x Yes ¨ No If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. See attachment. Xcel Brands, Inc. (Name of Registrant as Specified in Charter) has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. Date: April 1, 2024 By: /s/ James F. Haran James F. Haran Chief Financial Officer INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature

2023-11-15filed late (10-Q)accounts not ready SEC →

The Registrant is unable to file its Quarterly Report on Form 10-K for the three and nine month periods ended September 30, 2023 within the prescribed period because of a delay in completing the audit for this period as a result of management requiring additional time to compile and verify the data required to be included in the report. Registrant expects to file within the extension period. PART IV -- OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification James F. Haran (347) 532-5891 (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). x Yes ¨ No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? x Yes ¨ No If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. See attachment. Xcel Brands, Inc. (Name of Registrant as Specified in Charter) has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. Date: November 14, 2023 By: /s/ James F. Haran James F. Haran Chief Financial Officer INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature

2023-05-16filed late (10-Q)accounts not ready SEC →

The Registrant is unable to file its Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2023 within the prescribed period because of a delay in completing the audit for this period as a result of management requiring additional time to compile and verify the data required to be included in the report. Registrant expects to file within the extension period. ​ PART IV -- OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification James F. Haran (347) 532-5891 (Name) ​ (Area Code) ​ (Telephone Number) ​ (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). ☒ Yes ☐ No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? ☒ Yes ☐ No If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. See attachment. ​ ​ Xcel Brands, Inc. ​ (Name of Registrant as Specified in Charter) ​ has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. ​ Date: May 16, 2023 By: /s/James F. Haran ​ ​ James F. Haran ​ ​ Chief Financial Officer ​ INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature

2023-04-03filed late (10-K)accounts not ready SEC →

The Registrant is unable to file its Annual Report on Form 10-K for the year ended December 31, 2022 within the prescribed period because of a delay in completing the audit for this period as a result of management requiring additional time to compile and verify the data required to be included in the report. Registrant expects to file within the extension period. ​ PART IV -- OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification ​ ​ ​ ​ James F. Haran (347) 532-5891 (Name) (Area Code) (Telephone Number) ​ (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). [x] Yes [ ] No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [X] Yes [ ] No ​ If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. See attachment. ​ ​ Xcel Brands, Inc. (Name of Registrant as Specified in Charter) ​ has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. ​ ​ ​ ​ ​ Date: April 3, 2023 By: /s/ James F. Haran ​ ​ James F. Haran ​ ​ Chief Financial Officer ​ INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature

2022-05-17filed late (10-Q)accounts not ready SEC →

The Registrant is unable to file its Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2022 within the prescribed period because of a delay in completing the review for this period as a result of management requiring additional time to compile and verify the data required to be included in the report. Registrant expects to file within the extension period. ​ PART IV -- OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification James F. Haran (347) 532-5891 (Name) ​ (Area Code) ​ (Telephone Number) ​ (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). ☒ Yes ☐ No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? ☒ Yes ☐ No If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. See attachment. ​ Xcel Brands, Inc. ​ (Name of Registrant as Specified in Charter) ​ has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. ​ Date: May 17, 2022 By: /s/James F. Haran ​ ​ James F. Haran ​ ​ Chief Financial Officer ​ INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature

2022-04-01filed late (10-K)accounts not ready SEC →

The Registrant is unable to file its Annual Report on Form 10-K for the year ended December 31, 2021 within the prescribed period because of a delay in completing the audit for this period as a result of management requiring additional time to compile and verify the data required to be included in the report. Registrant expects to file within the extension period. ​ PART IV -- OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification James F. Haran (347) 532-5891 (Name) (Area Code) (Telephone Number) ​ (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). ​ [x] Yes [ ] No ​ (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? ​ [X] Yes [] No ​ If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. See attachment. ​ ​ Xcel Brands, Inc. ​ (Name of Registrant as Specified in Charter) ​ has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. ​ ​ ​ ​ Date: April 1, 2022 By: /s/ James F. Haran ​ ​ James F. Haran ​ ​ Chief Financial Officer ​ INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature

2021-10-06auditor changed or resigned SEC →

2021-04-01filed late (10-K)accounts not ready SEC →

The Registrant is unable to file its Annual Report on Form 10-K for the year ended December 31, 2020 within the prescribed period because of a delay in completing the audit for this period as a result of management requiring additional time to compile and verify the data required to be included in the report. Registrant expects to file within the extension period. ​ PART IV -- OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification James F. Haran (347) 532-5891 (Name) (Area Code) (Telephone Number) ​ (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). ​ [x] Yes [ ] No ​ (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? ​ [X] Yes [] No ​ If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. See attachment. ​ ​ Xcel Brands, Inc. ​ (Name of Registrant as Specified in Charter) ​ has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. ​ Date: March 31, 2021 By: /s/ James F. Haran ​ ​ James F. Haran ​ ​ Chief Financial Officer ​ INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature

About this score

reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.

Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.

See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.

Every item above is a filing this company made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not investment advice

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