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SolarMax Technology, Inc.

SMXT · Nasdaq

2 reporting failures in the last 12 months

Companies at this level ended the following year delisted, bankrupt, restated or silent 13.1% of the time, against 4.0% for companies with a clean record.

$50Mpublic float
2026-08-17most recent failure

Score over time

01232024202520262024-07-01 · score 12024-04-01 filed late (10-K) · accounts not ready2024-10-01 · score 12024-04-01 filed late (10-K) · accounts not ready2025-01-01 · score 12024-04-01 filed late (10-K) · accounts not ready2025-04-01 · score 12024-04-01 filed late (10-K) · accounts not ready2025-07-01 · score 22025-05-16 filed late (10-Q) · auditor2025-05-05 auditor change2025-10-01 · score 22025-05-16 filed late (10-Q) · auditor2025-05-05 auditor change2026-01-01 · score 22025-05-16 filed late (10-Q) · auditor2025-05-05 auditor change2026-04-01 · score 32026-03-31 filed late (10-K) · liquidity2025-05-16 filed late (10-Q) · auditor2025-05-05 auditor change2026-07-01 · score 12026-03-31 filed late (10-K) · liquidity2026-10-01 · score 22026-08-17 filed late (10-Q) · auditor2026-03-31 filed late (10-K) · liquidity

Hover or tap a dot to see the filings behind that score.

Why they said they were late

SolarMax Technology, Inc. (the “Company”) is unable to file its Quarterly Report on Form 10-Q for the quarter ended June 30, 2026 within the prescribed time period in order to resolve an ASC 606, which is titled “Revenue from Contracts with Customers.” Additional time is needed for the Company to compile and analyze supporting documentation in order to complete the Quarterly Report and to permit the Company’s independent registered public accounting firm to complete its review

NT 10-Q, filed 2026-08-17 · auditor

What it filed

2026-08-17filed late (10-Q)auditor SEC →

SolarMax Technology, Inc. (the “Company”) is unable to file its Quarterly Report on Form 10-Q for the quarter ended June 30, 2026 within the prescribed time period in order to resolve an ASC 606, which is titled “Revenue from Contracts with Customers.” Additional time is needed for the Company to compile and analyze supporting documentation in order to complete the Quarterly Report and to permit the Company’s independent registered public accounting firm to complete its review

2026-03-31filed late (10-K)liquidity SEC →

SolarMax Technology, Inc. (the “Company”) is unable to file its Annual Report on Form 10-K for the year ended December 31, 2025 (the “2025 Form 10-K”) within the prescribed time period, because of extra time required in order to resolve accounting issues relating to the default by the Company of certain convertible notes and issues relating to a contract with an entity in which the Company is to have a minority interest. The Company requires additional time to compile and process the information necessary for the completion of the 2025 Form 10-K. The Company anticipates filing the 2025 Form 10-K no later than 15 days after the original filing date

2025-05-16filed late (10-Q)auditor SEC →

SolarMax Technology, Inc. (the “Company”) is unable to file its Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2025 (the “Form 10-Q”) within the prescribed time period due to extra lead time from the Company’s transition in its independent registered public accounting firm from Marcum LLP (“Marcum”) to CBIZ CPAs P.C. (“CBIZ”). On November 1, 2024, CBIZ acquired the attest business of Marcum. On May 5, 2025 CBIZ was engaged as the Company’s independent registered public accounting firm. The Company was not able to prepare the Form 10-Q without unreasonable effort or expense. The Company requires additional time to compile and process the information necessary for the completion of the Form 10-Q. The Company anticipates filing the Form 10-Q no later than 5 days after the original filing date

2025-05-05auditor changed or resigned SEC →

2024-04-01filed late (10-K)accounts not ready SEC →

SolarMax Technology, Inc. (the “Company”) is unable to file its Annual Report on Form 10-K for the year ended December 31, 2023 (the “2023 Form 10-K”) within the prescribed time period, because the Company completed its initial public offering on February 29, 2024 and was not able to prepare the 2023 Form 10-K without unreasonable effort or expense. The Company requires additional time to compile and process the information necessary for the completion of the 2023 Form 10-K. The Company anticipates filing the 2023 Form 10-K no later than 15 days after the original filing date

About this score

reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.

Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.

See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.

Every item above is a filing this company made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not investment advice

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