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BRC Group Holdings, Inc.

RILY · Nasdaq

2 reporting failures in the last 12 months

Companies at this level ended the following year delisted, bankrupt, restated or silent 13.1% of the time, against 4.0% for companies with a clean record.

$63Mpublic float
2026-03-17most recent failure
2023-03-16declared past accounts unreliable

Score over time

024202220232024202520262023-04-01 · score 22023-03-16 accounts unreliable2023-03-01 filed late (10-K) · acquisition or merger2023-07-01 · score 22023-03-16 accounts unreliable2023-03-01 filed late (10-K) · acquisition or merger2023-10-01 · score 22023-03-16 accounts unreliable2023-03-01 filed late (10-K) · acquisition or merger2024-01-01 · score 22023-03-16 accounts unreliable2023-03-01 filed late (10-K) · acquisition or merger2024-04-01 · score 12024-02-29 filed late (10-K) · auditor2024-07-01 · score 22024-05-13 filed late (10-Q) · accounts not ready2024-02-29 filed late (10-K) · auditor2024-10-01 · score 32024-08-12 filed late (10-Q) · complex accounting2024-05-13 filed late (10-Q) · accounts not ready2024-02-29 filed late (10-K) · auditor2025-01-01 · score 42024-11-13 filed late (10-Q) · liquidity2024-08-12 filed late (10-Q) · complex accounting2024-05-13 filed late (10-Q) · accounts not ready2024-02-29 filed late (10-K) · auditor2025-04-01 · score 42025-03-18 filed late (10-K) · complex accounting2024-11-13 filed late (10-Q) · liquidity2024-08-12 filed late (10-Q) · complex accounting2024-05-13 filed late (10-Q) · accounts not ready2025-07-01 · score 42025-05-13 filed late (10-Q) · accounts not ready2025-03-18 filed late (10-K) · complex accounting2024-11-13 filed late (10-Q) · liquidity2024-08-12 filed late (10-Q) · complex accounting2025-10-01 · score 52025-09-12 auditor change2025-08-12 filed late (10-Q) · accounts not ready2025-05-13 filed late (10-Q) · accounts not ready2025-03-18 filed late (10-K) · complex accounting2024-11-13 filed late (10-Q) · liquidity2026-01-01 · score 52025-11-12 filed late (10-Q) · accounts not ready2025-09-12 auditor change2025-08-12 filed late (10-Q) · accounts not ready2025-05-13 filed late (10-Q) · accounts not ready2025-03-18 filed late (10-K) · complex accounting2026-04-01 · score 52026-03-17 filed late (10-K) · auditor2025-11-12 filed late (10-Q) · accounts not ready2025-09-12 auditor change2025-08-12 filed late (10-Q) · accounts not ready2025-05-13 filed late (10-Q) · accounts not ready2026-07-01 · score 42026-03-17 filed late (10-K) · auditor2025-11-12 filed late (10-Q) · accounts not ready2025-09-12 auditor change2025-08-12 filed late (10-Q) · accounts not ready2026-10-01 · score 22026-03-17 filed late (10-K) · auditor2025-11-12 filed late (10-Q) · accounts not ready

Hover or tap a dot to see the filings behind that score.

Why they said they were late

BRC Group Holdings, Inc. (the “Company”) was unable, without unreasonable effort or expense, to file its Annual Report on Form 10-K for the year ended December 31, 2025 (the “Annual Report”) by March 16, 2026, the required filing date, due to onboarding our new auditor late in September 2025, and subsequently filing our Quarterly Reports for the periods ended March 31, 2025, June 30, 2025 and September 30, 2025 between November 20, 2025 and January 14, 2026. The Company is working diligently to finalize its financial statements for the year ended December 31, 2025 and file the Annual Report as promptly as practical. 2

NT 10-K, filed 2026-03-17 · auditor

What it filed

2026-03-17filed late (10-K)auditor SEC →

BRC Group Holdings, Inc. (the “Company”) was unable, without unreasonable effort or expense, to file its Annual Report on Form 10-K for the year ended December 31, 2025 (the “Annual Report”) by March 16, 2026, the required filing date, due to onboarding our new auditor late in September 2025, and subsequently filing our Quarterly Reports for the periods ended March 31, 2025, June 30, 2025 and September 30, 2025 between November 20, 2025 and January 14, 2026. The Company is working diligently to finalize its financial statements for the year ended December 31, 2025 and file the Annual Report as promptly as practical. 2

2025-11-12filed late (10-Q)accounts not ready SEC →

B. Riley Financial, Inc. (the “Company”) was unable, without unreasonable effort or expense, to file its Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2025 (the “Quarterly Report”) by November 10, 2025, the required filing date. The Company is also working expeditiously to finalize the Quarterly Reports on Form 10-Q for the quarterly periods ended March 31, 2025 and June 30, 2025, which will allow us to move forward with the filing of the Quarterly Report as promptly as practical. 2

2025-09-12auditor changed or resigned SEC →

2025-08-12filed late (10-Q)accounts not ready SEC →

B. Riley Financial, Inc. (the “Company”) was unable, without unreasonable effort or expense, to file its Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2025 (the “Quarterly Report”) by August 11, 2025, the required filing date. The Company is also working expeditiously to complete the audit and finalize the Annual Report on Form 10-K for the year ended December 31, 2024 and the Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2025, which will allow us to move forward with the filing of the Quarterly Report as promptly as practical. 2

2025-05-13filed late (10-Q)accounts not ready SEC →

B. Riley Financial, Inc. (the “Company”) was unable, without unreasonable effort or expense, to file its Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2025 (the “Quarterly Report”) by May 12, 2025, the required filing date. The Company is also working expeditiously to complete the audit and finalize the Annual Report on Form 10-K for the year ended December 31, 2024, which will allow us to move forward with the filing of the Quarterly Report as promptly as practical. 2

2025-03-18filed late (10-K)complex accounting SEC →

B. Riley Financial, Inc. (the “Company”) was unable, without unreasonable effort or expense, to file its Annual Report on Form 10-K for the year ended December 31, 2024 (the “Annual Report”) by March 17, 2025, the required filing date, due to a delay in finalizing the Company’s financial statements. This delay resulted from the dedication of time and resources expended to (1) complete the filing of the quarterly reports for the second and third quarters of 2024 with the most recent quarterly report filed on February 21, 2025, (2) complete the presentation of 2022 and 2023 results of operations impacted by discontinued operations, and (3) finalize the analysis of impairment charges for goodwill and intangible assets and provision for income taxes. The Company is working diligently to finalize its financial statements for the year ended December 31, 2024 and file the Annual Report as promptly as practical. 2

2024-11-13filed late (10-Q)liquidity SEC →

B. Riley Financial, Inc. (the “Company”) was unable, without unreasonable effort or expense, to file its Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2024 (the “Quarterly Report”) by November 12, 2024, the required filing date, primarily due to delays in finalizing (i) the valuations of certain of the Company’s loans and investments, and (ii) the presentation of discontinued operations for (a) the deconsolidation of the Company’s Brands operations and equity investments in connection with the closing of the secured financing transaction on October 25, 2024 (as previously disclosed in the Current Report on Form 8-K filed by the Company with the Securities and Exchange Commission (“SEC”) on October 31, 2024) and (b) the pending sale of a 53% interest in certain Company subsidiaries comprising the Great American operations, which includes the Company’s retail liquidations, appraisal and real estate consulting businesses (as previously disclosed in the Current Report on Form 8-K filed by the Company with the SEC on October 15, 2024) . The Company is working diligently to file the Quarterly Report as promptly as practical as well as the Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2024. 2

2024-08-12filed late (10-Q)complex accounting SEC →

B. Riley Financial, Inc. (the “Company”) is unable, without unreasonable effort or expense, to file its Quarterly Report on Form 10-Q for the period ended June 30, 2024 (the “Quarterly Report”) by August 9, 2024, the required filing date, with the delay primarily due to delays experienced in finalizing the valuations of certain of the Company’s loans and investments for the quarter ended June 30, 2024. The Company is working diligently to file the Quarterly Report as promptly as practical. 2

2024-05-13filed late (10-Q)accounts not ready SEC →

B. Riley Financial, Inc. (the “Company”) is unable, without unreasonable effort or expense, to file its Quarterly Report on Form 10-Q for the period ended March 31, 2024 (the “Quarterly Report”) by May 10, 2024, the required filing date, with the delay due in large part to the dedication of time and resources expended by the Company to complete its Annual Report on Form 10-K for the year ended December 31, 2023 which was filed on April 24, 2024. The Company is working diligently to file the Quarterly Report as promptly as practical and expects to file the Quarterly Report on May 15, 2024

2024-02-29filed late (10-K)auditor SEC →

B. Riley Financial, Inc. (the “Company”) is unable, without unreasonable effort or expense, to file its Annual Report on Form 10-K for the year ended December 31, 2023 (the “Annual Report”) by February 29, 2024, the required filing date, due to delays experienced in finalizing the Company’s financial statements. This delay resulted from the dedication of time and resources expended by the Company related to the review by the Audit Committee of the Company’s Board of Directors, with the assistance of outside counsel, of the Company’s transactions with Brian Kahn. The Registrant is compiling the required information to complete the Annual Report and it does not anticipate any significant changes to the financial results for the fourth quarter and year ended December 31, 2023 disclosed in that certain Current Report on Form 8-K dated February 29, 2024

2023-03-16accounts declared unreliable SEC →

2023-03-01filed late (10-K)acquisition or merger SEC →

B. Riley Financial, Inc. (the “Registrant”) is unable, without unreasonable effort or expense, to file its Annual Report on Form 10-K for the year ended December 31, 2022 (the “Annual Report”) by March 1, 2023, the required filing date, due to delays experienced in finalizing the audit of the Registrant’s financial statements. This delay resulted from the acquisition of certain operating companies during the year ended December 31, 2022, including the closing of the most recent acquisition during the fourth quarter of 2022. The Registrant is compiling the required information to complete the Annual Report and the audit of the financial statements to be included in the Annual Report. The Registrant does not anticipate any changes to the financial results for the fourth quarter and year ended December 31, 2022 disclosed in that certain Current Report on Form 8-K dated February 22, 2023. The Registrant anticipates that it will file the Annual Report no later than March 16, 2023, the fifteenth calendar day following the prescribed filing date. 2

About this score

reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.

Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.

See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.

Every item above is a filing this company made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not investment advice

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