reportingrisk.com← the monitorSEC reporting failures, scored and checked against what happened next

Or browse all companies A–Z.

ProPhase Labs, Inc.

PRPH · OTC

4 reporting failures in the last 12 months

Companies at this level ended the following year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for companies with a clean record.

$15Mpublic float
2026-08-14most recent failure

Score over time

0246202220232024202520262022-10-01 · score 12022-07-01 auditor change2023-01-01 · score 12022-07-01 auditor change2023-04-01 · score 12022-07-01 auditor change2023-07-01 · score 12022-07-01 auditor change2024-04-01 · score 12024-03-18 filed late (10-K) · accounts not ready2024-07-01 · score 12024-03-18 filed late (10-K) · accounts not ready2024-10-01 · score 22024-08-09 filed late (10-Q) · accounts not ready2024-03-18 filed late (10-K) · accounts not ready2025-01-01 · score 52024-11-13 filed late (10-Q) · auditor2024-10-18 auditor change2024-10-04 auditor change2024-08-09 filed late (10-Q) · accounts not ready2024-03-18 filed late (10-K) · accounts not ready2025-04-01 · score 42024-11-13 filed late (10-Q) · auditor2024-10-18 auditor change2024-10-04 auditor change2024-08-09 filed late (10-Q) · accounts not ready2025-07-01 · score 62025-05-16 filed late (10-Q) · investigation2025-04-01 filed late (10-K) · accounts not ready2024-11-13 filed late (10-Q) · auditor2024-10-18 auditor change2024-10-04 auditor change+1 more2025-10-01 · score 52025-05-16 filed late (10-Q) · investigation2025-04-01 filed late (10-K) · accounts not ready2024-11-13 filed late (10-Q) · auditor2024-10-18 auditor change2024-10-04 auditor change2026-01-01 · score 32025-11-14 filed late (10-Q) · investigation2025-05-16 filed late (10-Q) · investigation2025-04-01 filed late (10-K) · accounts not ready2026-04-01 · score 42026-03-27 filed late (10-K) · auditor2025-11-14 filed late (10-Q) · investigation2025-05-16 filed late (10-Q) · investigation2025-04-01 filed late (10-K) · accounts not ready2026-07-01 · score 32026-05-15 filed late (10-Q) · auditor2026-03-27 filed late (10-K) · auditor2025-11-14 filed late (10-Q) · investigation2026-10-01 · score 42026-08-14 filed late (10-Q) · auditor2026-05-15 filed late (10-Q) · auditor2026-03-27 filed late (10-K) · auditor2025-11-14 filed late (10-Q) · investigation

Hover or tap a dot to see the filings behind that score.

Why they said they were late

ProPhase Labs, Inc. (the “Company”) is unable, without unreasonable effort or expense, to timely file its Quarterly Report on Form 10-Q for the Quarter Ended June 30, 2026. The delay in filing is primarily due to the additional time required to complete the Company’s review procedures performed by the Company’s independent registered public accounting firm. The Company is working diligently with its auditors to finalize the financial statements and related disclosures

NT 10-Q, filed 2026-08-14 · auditor

What it filed

2026-08-14filed late (10-Q)auditor SEC →

ProPhase Labs, Inc. (the “Company”) is unable, without unreasonable effort or expense, to timely file its Quarterly Report on Form 10-Q for the Quarter Ended June 30, 2026. The delay in filing is primarily due to the additional time required to complete the Company’s review procedures performed by the Company’s independent registered public accounting firm. The Company is working diligently with its auditors to finalize the financial statements and related disclosures

2026-05-15filed late (10-Q)auditor SEC →

ProPhase Labs, Inc. (the “Company”) is unable, without unreasonable effort or expense, to timely file its Quarterly Report on Form 10-Q for the Quarter Ended March 31, 2026. The delay in filing is primarily due to the additional time required to complete the Company’s year-end financial reporting process and its Annual Report on Form 10-K, including the completion of the ongoing audit procedures performed by the Company’s independent registered public accounting firm. The Company is working diligently with its auditors to finalize the financial statements and related disclosures and will be filed following the Annual Report on Form 10-K when the Audit for the year ended December 31, 2025 is completed

2026-03-27filed late (10-K)auditor SEC →

ProPhase Labs, Inc. (the “Company”) is unable, without unreasonable effort or expense, to timely file its Annual Report on Form 10-K for the fiscal year ended December 31, 2025. The delay in filing is primarily due to the additional time required to complete the Company’s year-end financial reporting process, including the completion of the Company’s income tax provision and the ongoing audit procedures performed by the Company’s independent registered public accounting firm. The Company is working diligently with its auditors to finalize the financial statements and related disclosures and currently expects to file its Form 10-K within the fifteen-day extension period permitted under Rule 12b-25

2025-11-14filed late (10-Q)investigation SEC →

ProPhase Labs, Inc. (the “Company”) is unable, without unreasonable effort or expense, to timely file with the Securities and Exchange Commission (the “SEC”) its Quarterly Report on Form 10-Q for the quarter ended September 30, 2025 (the “Form 10-Q”) due to the additional time required by the Company and its auditor to review and ensure the accuracy and completeness of the information to be included in the Form 10-Q. The Company expects to file the Form 10-Q no later than within the 5-day extension period provided by Rule 12b-25. Cautionary Statement Regarding Forward-Looking Statements This filing contains “forward-looking” statements within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995, including, but not limited to, statements regarding the expected timing of filing of its periodic reports. Forward-looking statements can be identified by words such as: “believe,” “may,” “will,” “potentially,” “estimate,” “continue,” “anticipate,” “intend,” “could,” “would,” “project,” “plan,” “expect” or the negative or plural of these words or similar expressions. These forward-looking statements include, but are not limited to, statements regarding our beliefs and expectations relating to the filing of the Form 10-Q and the results of the ongoing analysis of our financial statements. These forward-looking statements are not guarantees of future results and are subject to a number of risks and uncertainties, many of which are difficult to predict and beyond our control. Important factors that may cause actual results to differ materially from those in the forward-looking statements include, but are not limited to, a material delay in the Company’s financial reporting, including the possibility that the Company will not be able to file its Form 10-Q within the five-day extension permitted by the rules of the U.S. Securities and Exchange Commission

2025-05-16filed late (10-Q)investigation SEC →

ProPhase Labs, Inc. (the “Company”) is unable, without unreasonable effort or expense, to timely file with the Securities and Exchange Commission (the “SEC”) its Quarterly Report on Form 10-Q for the quarter ended March 31, 2025 (the “Form 10-Q”) due to the additional time required by the Company’s new auditor to review and ensure the accuracy and completeness of the information to be included in the Form 10-Q. The Company expects to file the Form 10-Q no later than within the 5-day extension period provided by Rule 12b-25. Cautionary Statement Regarding Forward-Looking Statements This filing contains “forward-looking” statements within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995, including, but not limited to, statements regarding the expected timing of filing of its periodic reports. Forward-looking statements can be identified by words such as: “believe,” “may,” “will,” “potentially,” “estimate,” “continue,” “anticipate,” “intend,” “could,” “would,” “project,” “plan,” “expect” or the negative or plural of these words or similar expressions. These forward-looking statements include, but are not limited to, statements regarding our beliefs and expectations relating to the filing of the Form 10-Q and the results of the ongoing analysis of our financial statements. These forward-looking statements are not guarantees of future results and are subject to a number of risks and uncertainties, many of which are difficult to predict and beyond our control. Important factors that may cause actual results to differ materially from those in the forward-looking statements include, but are not limited to, a material delay in the Company’s financial reporting, including the possibility that the Company will not be able to file its Form 10-Q within the five-day extension permitted by the rules of the U.S. Securities and Exchange Commission

2025-04-01filed late (10-K)accounts not ready SEC →

ProPhase Labs, Inc. (the “Company”) has experienced an unexpected delay in completing the necessary disclosures in connection with its Annual Report on Form 10-K for the fiscal year ended December 31, 2024 (the “Annual Report”). The Company was able to file its Form 10-K after 5:30 p.m. on March 31, 2025, but because it missed the 5:30 p.m. EDGAR filing deadline, the Annual Report is being posted on the Securities and Exchange Commission website as being filed on April 1, 2025. As a result of this delay, the Company was unable to file its Annual Report by the prescribed filing deadline March 31, 2025 without unreasonable effort or expense

2024-11-13filed late (10-Q)auditor SEC →

ProPhase Labs, Inc. (the “Company”) is unable, without unreasonable effort or expense, to timely file with the Securities and Exchange Commission (the “SEC”) its Quarterly Report on Form 10-Q for the quarter ended September 30, 2024 (the “Form 10-Q”) due to the engagement of a new auditor as previously disclosed in the Company’s Current Report on Form 8-K filed with the SEC on October 18, 2024. This has necessitated additional time to ensure the accuracy and completeness of the information to be included in the Form 10-Q. The Company expects to file the Form 10-Q no later than within the 5-day extension period provided by Rule 12b-25

2024-10-18auditor changed or resigned SEC →

2024-10-04auditor changed or resigned SEC →

2024-08-09filed late (10-Q)accounts not ready SEC →

ProPhase Labs, Inc. (the “Company”) is unable, without unreasonable effort or expense, to timely file with the Securities and Exchange Commission its Quarterly Report on Form 10-Q for the quarter ended June 30, 2024 (the “Form 10-Q”) due to a recent information technology disruption related to a CrowdStrike incident in July 2024, which impacted the Company’s information technology, accounting, and reporting systems. This has necessitated additional time to ensure the accuracy and completeness of the information to be included in the Form 10-Q. The Company expects to file the Form 10-Q no later than within the 5-day extension period provided by Rule 12b-25

2024-03-18filed late (10-K)accounts not ready SEC →

ProPhase Labs, Inc. (the “Company”) is unable to timely file with the Securities and Exchange Commission its Annual Report on Form 10-K for the year ended December 31, 2023 (the “Form 10-K”) without unreasonable effort or expense. As a first time accelerated filer, the Company is now subject to Section 404(b) of the Sarbanes-Oxley Act of 2002 and requires additional time to complete the assessment of the Company’s internal controls over financial reporting as of December 31, 2023. The Company expects to file the Form 10-K, including its audited financial statements for the year ended December 31, 2023, no later than within the 15-day extension period provided by Rule 12b-25

2022-07-01auditor changed or resigned SEC →

About this score

reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.

Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.

See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.

Every item above is a filing this company made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not investment advice

reportingrisk.com← back to the monitorAll companies A-Z · RSS · found an error? hello@reportingrisk.com