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Charlie's Holdings, Inc.

CHUC · OTC

4 reporting failures in the last 12 months

Companies at this level ended the following year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for companies with a clean record.

$18Mpublic float
2026-08-14most recent failure

Score over time

0246202220232024202520262022-01-01 · score 12021-03-31 filed late (10-K) · accounts not ready2022-04-01 · score 12022-03-31 filed late (10-K) · accounts not ready2022-07-01 · score 12022-03-31 filed late (10-K) · accounts not ready2022-10-01 · score 12022-03-31 filed late (10-K) · accounts not ready2023-01-01 · score 22022-11-14 filed late (10-Q) · accounts not ready2022-03-31 filed late (10-K) · accounts not ready2023-04-01 · score 22023-03-31 filed late (10-K) · accounts not ready2022-11-14 filed late (10-Q) · accounts not ready2023-07-01 · score 52023-06-30 auditor change2023-06-20 auditor change2023-05-15 filed late (10-Q) · accounts not ready2023-03-31 filed late (10-K) · accounts not ready2022-11-14 filed late (10-Q) · accounts not ready2023-10-01 · score 52023-06-30 auditor change2023-06-20 auditor change2023-05-15 filed late (10-Q) · accounts not ready2023-03-31 filed late (10-K) · accounts not ready2022-11-14 filed late (10-Q) · accounts not ready2024-01-01 · score 42023-06-30 auditor change2023-06-20 auditor change2023-05-15 filed late (10-Q) · accounts not ready2023-03-31 filed late (10-K) · accounts not ready2024-04-01 · score 32023-06-30 auditor change2023-06-20 auditor change2023-05-15 filed late (10-Q) · accounts not ready2024-07-01 · score 42024-06-28 auditor change2024-05-15 filed late (10-Q) · accounts not ready2024-04-19 auditor change2024-04-01 filed late (10-K) · accounts not ready2024-10-01 · score 52024-08-14 filed late (10-Q) · accounts not ready2024-06-28 auditor change2024-05-15 filed late (10-Q) · accounts not ready2024-04-19 auditor change2024-04-01 filed late (10-K) · accounts not ready2025-01-01 · score 62024-11-14 filed late (10-Q) · accounts not ready2024-08-14 filed late (10-Q) · accounts not ready2024-06-28 auditor change2024-05-15 filed late (10-Q) · accounts not ready2024-04-19 auditor change+1 more2025-04-01 · score 72025-03-31 filed late (10-K) · accounts not ready2024-11-14 filed late (10-Q) · accounts not ready2024-08-14 filed late (10-Q) · accounts not ready2024-06-28 auditor change2024-05-15 filed late (10-Q) · accounts not ready+2 more2025-07-01 · score 42025-05-15 filed late (10-Q) · accounts not ready2025-03-31 filed late (10-K) · accounts not ready2024-11-14 filed late (10-Q) · accounts not ready2024-08-14 filed late (10-Q) · accounts not ready2025-10-01 · score 42025-08-14 filed late (10-Q) · accounts not ready2025-05-15 filed late (10-Q) · accounts not ready2025-03-31 filed late (10-K) · accounts not ready2024-11-14 filed late (10-Q) · accounts not ready2026-01-01 · score 42025-11-14 filed late (10-Q) · accounts not ready2025-08-14 filed late (10-Q) · accounts not ready2025-05-15 filed late (10-Q) · accounts not ready2025-03-31 filed late (10-K) · accounts not ready2026-04-01 · score 32025-11-14 filed late (10-Q) · accounts not ready2025-08-14 filed late (10-Q) · accounts not ready2025-05-15 filed late (10-Q) · accounts not ready2026-07-01 · score 42026-05-15 filed late (10-Q) · accounts not ready2026-04-01 filed late (10-K) · accounts not ready2025-11-14 filed late (10-Q) · accounts not ready2025-08-14 filed late (10-Q) · accounts not ready2026-10-01 · score 42026-08-14 filed late (10-Q) · accounts not ready2026-05-15 filed late (10-Q) · accounts not ready2026-04-01 filed late (10-K) · accounts not ready2025-11-14 filed late (10-Q) · accounts not ready

Hover or tap a dot to see the filings behind that score.

Why they said they were late

Charlie’s Holdings, Inc. (the “Company”) is unable to file, without unreasonable effort and expense, its Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 2026 (the “Form 10-Q”) because the Company requires additional time for compilation and review to ensure adequate disclosure of certain information required to be included in the Form 10-Q. The Company currently anticipates that the Form 10-Q will be filed on or before the fifth calendar day following the prescribed due date

NT 10-Q, filed 2026-08-14 · accounts not ready

What it filed

2026-08-14filed late (10-Q)accounts not ready SEC →

Charlie’s Holdings, Inc. (the “Company”) is unable to file, without unreasonable effort and expense, its Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 2026 (the “Form 10-Q”) because the Company requires additional time for compilation and review to ensure adequate disclosure of certain information required to be included in the Form 10-Q. The Company currently anticipates that the Form 10-Q will be filed on or before the fifth calendar day following the prescribed due date

2026-05-15filed late (10-Q)accounts not ready SEC →

Charlie’s Holdings, Inc. (the “Company”) is unable to file, without unreasonable effort and expense, its Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2026 (the “Form 10-Q”) because the Company requires additional time for compilation and review to ensure adequate disclosure of certain information required to be included in the Form 10-Q. The Company currently anticipates that the Form 10-Q will be filed on or before the fifth calendar day following the prescribed due date

2026-04-01filed late (10-K)accounts not ready SEC →

Charlie’s Holdings, Inc. (the “Company”) is unable to file, without unreasonable effort and expense, its Annual Report on Form 10-K for the fiscal year ended December 31, 2025 (the “Form 10-K”) because the Company requires additional time to complete and finalize the audit of its financial statements required to be included in the Form 10-K. The Company currently anticipates that the Form 10-K will be filed on or before the fifteenth calendar day following the prescribed due date

2025-11-14filed late (10-Q)accounts not ready SEC →

Charlie’s Holdings, Inc. (the “Company”) is unable to file, without unreasonable effort and expense, its Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2025 (the “Form 10-Q”) because the Company requires additional time for compilation and review to ensure adequate disclosure of certain information required to be included in the Form 10-Q. The Company currently anticipates that the Form 10-Q will be filed on or before the fifth calendar day following the prescribed due date

2025-08-14filed late (10-Q)accounts not ready SEC →

Charlie’s Holdings, Inc. (the “Company”) is unable to file, without unreasonable effort and expense, its Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 2025 (the “Form 10-Q”) because the Company requires additional time for compilation and review to ensure adequate disclosure of certain information required to be included in the Form 10-Q. The Company currently anticipates that the Form 10-Q will be filed on or before the fifth calendar day following the prescribed due date

2025-05-15filed late (10-Q)accounts not ready SEC →

Charlie’s Holdings, Inc. (the “Company”) is unable to file, without unreasonable effort and expense, its Quarterly Report on Form 10-Q for the three months ended March 31, 2025 (the “Form 10-Q”) because the Company requires additional time to complete and finalize its financial statements required to be included in the Form 10-Q. The Company currently anticipates that the Form 10-Q will be filed on or before the fifth calendar day following the prescribed due date

2025-03-31filed late (10-K)accounts not ready SEC →

Charlie’s Holdings, Inc. (the “Company”) is unable to file, without unreasonable effort and expense, its Annual Report on Form 10-K for the fiscal year ended December 31, 2024 (the “Form 10-K”) because the Company requires additional time to complete and finalize the audit of its financial statements required to be included in the Form 10-K. The Company currently anticipates that the Form 10-K will be filed on or before the fifteenth calendar day following the prescribed due date

2024-11-14filed late (10-Q)accounts not ready SEC →

Charlie’s Holdings, Inc. (the “Company”) is unable to file, without unreasonable effort and expense, its Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2024 (the “Form 10-Q”) because the Company requires additional time for compilation and review to ensure adequate disclosure of certain information required to be included in the Form 10-Q. The Company currently anticipates that the Form 10-Q will be filed on or before the fifth calendar day following the prescribed due date

2024-08-14filed late (10-Q)accounts not ready SEC →

Charlie’s Holdings, Inc. (the “Company”) is unable to file, without unreasonable effort and expense, its Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 2024 (the “Form 10-Q”) because the Company requires additional time for compilation and review to ensure adequate disclosure of certain information required to be included in the Form 10-Q. The Company currently anticipates that the Form 10-Q will be filed on or before the fifth calendar day following the prescribed due date

2024-06-28auditor changed or resigned SEC →

2024-05-15filed late (10-Q)accounts not ready SEC →

Charlie’s Holdings, Inc. (the “Company”) is unable to file, without unreasonable effort and expense, its Quarterly Report on Form 10-Q for the three months ended March 31, 2024 (the “Form 10-Q”) because the Company requires additional time to complete and finalize its financial statements required to be included in the Form 10-Q. The Company currently anticipates that the Form 10-Q will be filed on or before the fifth calendar day following the prescribed due date

2024-04-19auditor changed or resigned SEC →

2024-04-01filed late (10-K)accounts not ready SEC →

Charlie’s Holdings, Inc. (the “Company”) is unable to file, without unreasonable effort and expense, its Annual Report on Form 10-K for the fiscal year ended December 31, 2023 (the “Form 10-K”) because the Company requires additional time to complete and finalize the audit of its financial statements required to be included in the Form 10-K. The Company currently anticipates that the Form 10-K will be filed on or before the fifteenth calendar day following the prescribed due date

2023-06-30auditor changed or resigned SEC →

2023-06-20auditor changed or resigned SEC →

2023-05-15filed late (10-Q)accounts not ready SEC →

Charlie’s Holdings, Inc. (the “Company”) is unable to file, without unreasonable effort and expense, its Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2023 (the “Form 10-Q”) because the Company requires additional time for compilation and review to ensure adequate disclosure of certain information required to be included in the Form 10-Q. The Company currently anticipates that the Form 10-Q will be filed on or before the fifth calendar day following the prescribed due date

2023-03-31filed late (10-K)accounts not ready SEC →

Charlie’s Holdings, Inc. (the “Company”) is unable to file, without unreasonable effort and expense, its Annual Report on Form 10-K for the fiscal year ended December 31, 2022 (the “Form 10-K”) because the Company requires additional time for compilation and review to ensure adequate disclosure of certain information required to be included in the Form 10-K. The Company currently anticipates that the Form 10-K will be filed on or before the fifteenth calendar day following the prescribed due date

2022-11-14filed late (10-Q)accounts not ready SEC →

Charlie’s Holdings, Inc. (the “Company”) is unable to file, without unreasonable effort and expense, its Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2022 (the “Form 10-Q”) because the Company requires additional time for compilation and review to ensure adequate disclosure of certain information required to be included in the Form 10-Q. The Company currently anticipates that the Form 10-Q will be filed on or before the fifth calendar day following the prescribed due date

2022-03-31filed late (10-K)accounts not ready SEC →

The Company's Annual Report on Form 10-K for the year ended December 31, 2021 (the "Annual Report") cannot be filed within the prescribed time period because the Company requires additional time for compilation and review to ensure adequate disclosure of certain information required to be included in the Annual Report. The Company's Annual Report will be filed on or before the 15th calendar day following the prescribed due date

2021-03-31filed late (10-K)accounts not ready SEC →

Charlies's Holdings, Inc. (the "Company") was unable to compile certain information required to prepare a timely filing. Management requires additional time to incorporate certain information into the Form 10-K necessary for a complete presentation. As a result, the Company will be unable to file the Annual Report on Form 10-K for the year ended December 31, 2020 in a timely manner without unreasonable effort or expense. The Company expects to file its Annual Report on Form 10-K on or before the 15th calendar day following the prescribed due date. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number

About this score

reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.

Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.

See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.

Every item above is a filing this company made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not investment advice

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