ESMC · OTC
Companies at this level ended the following year delisted, bankrupt, restated or silent 9.2% of the time, against 4.0% for companies with a clean record.
Hover or tap a dot to see the filings behind that score.
Escalon Medical Corp. (the “Company”) is filing this Notification of Late Filing on Form 12b-25 with respect to its Annual Report on Form 10-K for the fiscal year ended June 30, 2026 (the “Form 10-K”). The Company has determined that it is unable to file its Form 10-K within the prescribed time period provided by the applicable rules of the U.S. Securities and Exchange Commission (the “SEC”) without unreasonable effort and expense, because the Company needs additional time to complete processes necessary for its independent registered public accounting firm’s completion of the audit of the Company’s financial statements for the fiscal year ended June 30, 2026. The Company is working diligently with its independent registered public accounting firm to complete such audit and expects to file the Form 10-K within the 15-day period prescribed by Rule 12b-25 under the Securities Exchange Act of 1934, as amended. 2
NT 10-K, filed 2026-09-28 · auditor
Escalon Medical Corp. (the “Company”) is filing this Notification of Late Filing on Form 12b-25 with respect to its Annual Report on Form 10-K for the fiscal year ended June 30, 2026 (the “Form 10-K”). The Company has determined that it is unable to file its Form 10-K within the prescribed time period provided by the applicable rules of the U.S. Securities and Exchange Commission (the “SEC”) without unreasonable effort and expense, because the Company needs additional time to complete processes necessary for its independent registered public accounting firm’s completion of the audit of the Company’s financial statements for the fiscal year ended June 30, 2026. The Company is working diligently with its independent registered public accounting firm to complete such audit and expects to file the Form 10-K within the 15-day period prescribed by Rule 12b-25 under the Securities Exchange Act of 1934, as amended. 2
2025-04-04auditor changed or resigned SEC →
The Registrant's Quarterly Report on Form 10-Q for the period ended September 30, 2023 could not be filed by the filing date without unreasonable effort and expense because the Registrant encountered delays in completing the financial statements and finalizing the review of such financial statements for inclusion in the Form 10-Q associated with the implementation of a new accounting pronouncement and due to staffing limitations. The Registrant expects to file its Form 10-Q no later than the extended due date
The Registrant's Annual Report on Form 10-K for the year ended June 30, 2023 could not be filed by the filing date without unreasonable effort and expense because the Registrant encountered delays in completing the financial statements and finalizing the review of such financial statements for inclusion in the Form 10-K due to staffing limitations. The Registrant expects to file its Form 10-K no later than the extended due date
2022-11-02auditor changed or resigned SEC →
reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.
Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.
See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.Every item above is a filing this company
made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not
investment advice