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U S Global Investors Inc

GROW · Nasdaq

2 reporting failures in the last 12 months

Companies at this level ended the following year delisted, bankrupt, restated or silent 13.1% of the time, against 4.0% for companies with a clean record.

$20Mpublic float
2026-06-02most recent failure
2026-06-02declared past accounts unreliable
2023-03-06declared past accounts unreliable

Score over time

024202220232024202520262022-01-01 · score 22021-10-18 accounts unreliable2021-09-28 filed late (10-K) · complex accounting2022-04-01 · score 32022-02-14 filed late (10-Q) · accounts not ready2021-10-18 accounts unreliable2021-09-28 filed late (10-K) · complex accounting2022-07-01 · score 32022-02-14 filed late (10-Q) · accounts not ready2021-10-18 accounts unreliable2021-09-28 filed late (10-K) · complex accounting2022-10-01 · score 22022-02-14 filed late (10-Q) · accounts not ready2021-10-18 accounts unreliable2023-01-01 · score 32022-12-21 auditor change2022-10-18 auditor change2022-02-14 filed late (10-Q) · accounts not ready2023-04-01 · score 42023-03-06 accounts unreliable2023-02-15 filed late (10-Q) · complex accounting2022-12-21 auditor change2022-10-18 auditor change2023-07-01 · score 42023-03-06 accounts unreliable2023-02-15 filed late (10-Q) · complex accounting2022-12-21 auditor change2022-10-18 auditor change2023-10-01 · score 52023-09-29 filed late (10-K) · complex accounting2023-03-06 accounts unreliable2023-02-15 filed late (10-Q) · complex accounting2022-12-21 auditor change2022-10-18 auditor change2024-01-01 · score 42023-11-15 filed late (10-Q) · accounts not ready2023-09-29 filed late (10-K) · complex accounting2023-03-06 accounts unreliable2023-02-15 filed late (10-Q) · complex accounting2024-04-01 · score 22023-11-15 filed late (10-Q) · accounts not ready2023-09-29 filed late (10-K) · complex accounting2024-07-01 · score 22023-11-15 filed late (10-Q) · accounts not ready2023-09-29 filed late (10-K) · complex accounting2024-10-01 · score 12023-11-15 filed late (10-Q) · accounts not ready2026-04-01 · score 12026-02-18 filed late (10-Q) · accounts not ready2026-07-01 · score 22026-06-02 accounts unreliable2026-02-18 filed late (10-Q) · accounts not ready2026-10-01 · score 22026-06-02 accounts unreliable2026-02-18 filed late (10-Q) · accounts not ready

Hover or tap a dot to see the filings behind that score.

Why they said they were late

U.S. Global Investors, Inc. (the “Company”) will not be able to file its Quarterly Report on Form 10-Q for the quarter ended December 31, 2025 (the “Quarterly Report”), within the prescribed time period without unreasonable effort and expense. During the preparation of the Quarterly Report, the Company determined that it will file a tax accounting method change request on Form 3115 with the Internal Revenue Service (IRS) to properly reflect the tax treatment of the convertible securities of HIVE purchased in January 2021. The Registrant is unable to complete all the work necessary to timely file the Quarterly Report, including the finalization of the tax adjustments. The Registrant believes that it will file the Quarterly Report on or before the fifth calendar day provided by Rule 12b-25

NT 10-Q, filed 2026-02-18 · accounts not ready

What it filed

2026-06-02accounts declared unreliable SEC →

2026-02-18filed late (10-Q)accounts not ready SEC →

U.S. Global Investors, Inc. (the “Company”) will not be able to file its Quarterly Report on Form 10-Q for the quarter ended December 31, 2025 (the “Quarterly Report”), within the prescribed time period without unreasonable effort and expense. During the preparation of the Quarterly Report, the Company determined that it will file a tax accounting method change request on Form 3115 with the Internal Revenue Service (IRS) to properly reflect the tax treatment of the convertible securities of HIVE purchased in January 2021. The Registrant is unable to complete all the work necessary to timely file the Quarterly Report, including the finalization of the tax adjustments. The Registrant believes that it will file the Quarterly Report on or before the fifth calendar day provided by Rule 12b-25

2023-11-15filed late (10-Q)accounts not ready SEC →

U.S. Global Investors, Inc. (“USGI” or the “Registrant”) will not be able to file its Quarterly Report on Form 10-Q for the three months ended September 30, 2023 (the “Quarterly Report”), within the prescribed time period without unreasonable effort and expense. As disclosed in the Notification of Late Filing on Form 12b-25 filed on September 29, 2023, the filing of the Registrant’s Annual Report on Form 10-K for the fiscal year ended June 30, 2023 (the “Form 10-K”) is delayed due to the additional time needed related to the determination of whether an establishment of a reserve for certain taxes was required. As a result of the delay in filing the Form 10-K, the Registrant is unable to finalize its Quarterly Report by the prescribed due date. The Registrant is working diligently to complete the necessary work to file its Annual Report and Quarterly Report. The Registrant does not believe that it will file the Quarterly Report on or before the fifth calendar day provided by Rule 12b-25

2023-09-29filed late (10-K)complex accounting SEC →

U.S. Global Investors, Inc. (“USGI” or the “Registrant”) will not be able to file its Annual Report on Form 10-K for the fiscal year ended June 30, 2023 (the "Annual Report"), within the prescribed time period without unreasonable effort and expense due to an unanticipated delay related to the determination of whether an establishment of a reserve for certain taxes is required, including the time needed to complete a comprehensive review of liabilities established under FASB Interpretation No. 48, "Accounting for Uncertainty in Income Taxes" (codified under ASC 740-10). The Registrant believes that it will file the Annual Report on or before the fifteenth calendar day following the date on which it was due as provided by Rule 12b-25

2023-03-06accounts declared unreliable SEC →

2023-02-15filed late (10-Q)complex accounting SEC →

U.S. Global Investors, Inc. (“USGI” or “Registrant”) has determined that it will not be able to file its Quarterly Report on Form 10-Q for the three and six months ended December 31, 2022, within the prescribed time period without incurring unreasonable effort and expense due to unanticipated delays finalizing the financial statements, primarily due to delays in determining the fair value of an investment. The Registrant does not believe that it will file the Quarterly Report on or before the fifth calendar day provided by Rule 12b-25

2022-12-21auditor changed or resigned SEC →

2022-10-18auditor changed or resigned SEC →

2022-02-14filed late (10-Q)accounts not ready SEC →

U.S. Global Investors, Inc. (“USGI” or “Registrant”) has determined that it will not be able to file its Quarterly Report on Form 10-Q for the quarter ended December 31, 2021, within the prescribed time period without incurring unreasonable effort and expense due to significant resources utilized in the current period to complete previous filings, which delayed preparation of the current report. The Registrant believes that it will file the Quarterly Report on or before the fifth calendar day provided by Rule 12b-25

2021-10-18accounts declared unreliable SEC →

2021-09-28filed late (10-K)complex accounting SEC →

U.S. Global Investors, Inc. (“USGI” or “Registrant”) has determined that it is unable to file its Annual Report on Form 10-K for the year ended June 30, 2021, within the prescribed time period without unreasonable effort or expense. The Registrant requires additional time to account for complex investments. While there can be no assurances, the Company is working to file its Annual Report on Form 10-K on or before the fifteenth calendar day extension provided by Rule 12b-25

About this score

reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.

Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.

See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.

Every item above is a filing this company made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not investment advice

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