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AlTi Global, Inc.

ALTI · Nasdaq

2 reporting failures in the last 12 months

Companies at this level ended the following year delisted, bankrupt, restated or silent 13.1% of the time, against 4.0% for companies with a clean record.

$314Mpublic float
2026-03-16most recent failure

Score over time

0123202220232024202520262022-01-01 · score 32021-11-15 accounts unreliable2021-05-24 accounts unreliable2021-05-17 filed late (10-Q) · auditor2022-04-01 · score 32021-11-15 accounts unreliable2021-05-24 accounts unreliable2021-05-17 filed late (10-Q) · auditor2022-07-01 · score 12021-11-15 accounts unreliable2022-10-01 · score 12021-11-15 accounts unreliable2023-04-01 · score 12023-03-31 filed late (10-K) · accounts not ready2023-07-01 · score 22023-05-12 filed late (10-Q) · acquisition or merger2023-03-31 filed late (10-K) · accounts not ready2023-10-01 · score 22023-05-12 filed late (10-Q) · acquisition or merger2023-03-31 filed late (10-K) · accounts not ready2024-01-01 · score 22023-05-12 filed late (10-Q) · acquisition or merger2023-03-31 filed late (10-K) · accounts not ready2024-04-01 · score 22024-03-18 filed late (10-K) · accounts not ready2023-05-12 filed late (10-Q) · acquisition or merger2024-07-01 · score 12024-03-18 filed late (10-K) · accounts not ready2024-10-01 · score 12024-03-18 filed late (10-K) · accounts not ready2025-01-01 · score 12024-03-18 filed late (10-K) · accounts not ready2026-01-01 · score 12025-11-12 filed late (10-Q) · accounts not ready2026-04-01 · score 22026-03-16 filed late (10-K) · accounts not ready2025-11-12 filed late (10-Q) · accounts not ready2026-07-01 · score 22026-03-16 filed late (10-K) · accounts not ready2025-11-12 filed late (10-Q) · accounts not ready2026-10-01 · score 22026-03-16 filed late (10-K) · accounts not ready2025-11-12 filed late (10-Q) · accounts not ready

Hover or tap a dot to see the filings behind that score.

Why they said they were late

AlTi Global, Inc. (the “Company”) is unable to file its Form 10-K for the year ended December 31, 2025 within the prescribed time period without unreasonable effort or expense. The Company requires additional time to complete its financial reporting close process and finalize its consolidated financial statements and related disclosures. The Company anticipates that it will file its Form 10-K within the fifteen-day grace period provided by Rule 12b-25 under the Securities Exchange Act of 1934, as amended

NT 10-K, filed 2026-03-16 · accounts not ready

What it filed

2026-03-16filed late (10-K)accounts not ready SEC →

AlTi Global, Inc. (the “Company”) is unable to file its Form 10-K for the year ended December 31, 2025 within the prescribed time period without unreasonable effort or expense. The Company requires additional time to complete its financial reporting close process and finalize its consolidated financial statements and related disclosures. The Company anticipates that it will file its Form 10-K within the fifteen-day grace period provided by Rule 12b-25 under the Securities Exchange Act of 1934, as amended

2025-11-12filed late (10-Q)accounts not ready SEC →

AlTi Global, Inc. (the “Company”) has determined that it is unable to file its Quarterly Report on Form 10-Q for the quarter ended September 30, 2025 (the “Q3 Form 10-Q”) within the prescribed time period without unreasonable effort or expense. Due to the deconsolidation of the Company’s discontinued operations in connection with the international real estate business segment, the Company required additional time to complete its review of financial results for the quarter ended September 30, 2025 and complete the financial statements and accompanying notes to be included in the Q3 Form 10-Q. The Company intends to file the Q3 Form 10-Q immediately following the filing of this Form 12b-25

2024-03-18filed late (10-K)accounts not ready SEC →

AlTi Global, Inc. (the “Company”) is unable to file its Form 10-K for the year ended December 31, 2023 within the prescribed time period without unreasonable effort or expense. The Company requires additional time for compilation and review to ensure adequate disclosure of certain information required to be included in the Form 10-K, due, in part, to the Company transitioning for the first time to the shortened filing deadline applicable to accelerated filers . The Company anticipates that it will file its Form 10-K within the fifteen-day grace period provided by Rule 12b-25 under the Securities Exchange Act of 1934, as amended

2023-05-12filed late (10-Q)acquisition or merger SEC →

AlTi Global, Inc. (the “Company”) has determined that it is unable, without unreasonable effort or expense, to file its Quarterly Report on Form 10-Q for the quarter ended March 31, 2023 (the “Q1 Form 10-Q”) by the prescribed due date because the Company needs additional time to complete the financial statements to be included in its Q1 Form 10-Q. As previously disclosed in a Current Report on Form 8-K filed with the Securities and Exchange Commission on January 9, 2023, the Company (formerly known as Cartesian Growth Corporation) consummated its previously announced business combination (the “Business Combination”) on January 3, 2023. Due to the timing of the completion of the Business Combination and the complexity of accounting associated therewith, the Company requires additional time to prepare the financial statements and the accompanying notes disclosed in the Q1 Form 10-Q. The Company intends to file the Q1 Form 10-Q as soon as practicable within the extension period of five calendar days provided under Rule 12b-25 of the Securities Exchange Act of 1934, as amended

2023-03-31filed late (10-K)accounts not ready SEC →

Alvarium Tiedemann Holdings, Inc. (the “Company”) is unable to file its Form 10-K for the year ended December 31, 2022 within the prescribed time period without unreasonable effort or expense because additional time is necessary to complete the audit of the Company’s financial statements for the year ended December 31, 2022. The Company anticipates that it will file its Form 10-K within the fifteen-day grace period provided by Exchange Act Rule 12b-25

2023-01-09auditor changed or resignednot counted — change of control SEC →

2021-11-15accounts declared unreliable SEC →

2021-05-24accounts declared unreliable SEC →

2021-05-17filed late (10-Q)auditor SEC →

Cartesian Growth Corporation (the “Company”) has determined that it is unable, without unreasonable effort or expense, to file its Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2021 (the “Form 10-Q”) by the prescribed due date because the Company, its accountants and its auditors need additional time to determine, based on the statement issued by the staff of the SEC on April 12, 2021 on Accounting and Reporting Considerations for Warrants Issued by Special Purpose Acquisition Companies (“SPACs”) (the “SEC Staff Statement”), if the financial statements of the Company to be included in its Form 10-Q should be revised in accordance with the SEC Staff Statement. As a result, the Company requires additional time to compile and verify the data required to be included in the Form 10-Q

About this score

reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.

Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.

See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.

Every item above is a filing this company made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not investment advice

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