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Redwood Mortgage Investors IX

RWDMU · OTC

4 reporting failures in the last 12 months

Companies at this level ended the following year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for companies with a clean record.

$0public float
2026-05-18most recent failure

Score over time

024202220232024202520262023-07-01 · score 12023-05-15 filed late (10-Q) · complex accounting2023-10-01 · score 22023-08-14 filed late (10-Q) · accounts not ready2023-05-15 filed late (10-Q) · complex accounting2024-01-01 · score 22023-08-14 filed late (10-Q) · accounts not ready2023-05-15 filed late (10-Q) · complex accounting2024-04-01 · score 22023-08-14 filed late (10-Q) · accounts not ready2023-05-15 filed late (10-Q) · complex accounting2024-07-01 · score 22024-04-01 filed late (10-K) · staff or resources2023-08-14 filed late (10-Q) · accounts not ready2024-10-01 · score 12024-04-01 filed late (10-K) · staff or resources2025-01-01 · score 22024-11-15 filed late (10-Q) · accounts not ready2024-04-01 filed late (10-K) · staff or resources2025-04-01 · score 32025-03-31 filed late (10-K) · staff or resources2024-11-15 filed late (10-Q) · accounts not ready2024-04-01 filed late (10-K) · staff or resources2025-07-01 · score 32025-05-16 filed late (10-Q) · staff or resources2025-03-31 filed late (10-K) · staff or resources2024-11-15 filed late (10-Q) · accounts not ready2025-10-01 · score 42025-08-14 filed late (10-Q) · staff or resources2025-05-16 filed late (10-Q) · staff or resources2025-03-31 filed late (10-K) · staff or resources2024-11-15 filed late (10-Q) · accounts not ready2026-01-01 · score 32025-08-14 filed late (10-Q) · staff or resources2025-05-16 filed late (10-Q) · staff or resources2025-03-31 filed late (10-K) · staff or resources2026-04-01 · score 32026-03-31 filed late (10-K) · accounts not ready2025-08-14 filed late (10-Q) · staff or resources2025-05-16 filed late (10-Q) · staff or resources2026-07-01 · score 52026-05-18 filed late (10-Q) · accounts not ready2026-05-07 auditor change2026-04-24 auditor change2026-03-31 filed late (10-K) · accounts not ready2025-08-14 filed late (10-Q) · staff or resources2026-10-01 · score 42026-05-18 filed late (10-Q) · accounts not ready2026-05-07 auditor change2026-04-24 auditor change2026-03-31 filed late (10-K) · accounts not ready

Hover or tap a dot to see the filings behind that score.

Why they said they were late

The Registrant could not complete the filing of its Form 10-Q for the three month period ended March 31, 2026 (the “Form 10-Q”) without unreasonable effort and expense because additional time is needed to gather information and complete review processes in order to finalize the Form 10-Q. The Registrant is working diligently to file the Form 10-Q for the three months ended March 31, 2026 as soon as practicable

NT 10-Q, filed 2026-05-18 · accounts not ready

What it filed

2026-05-18filed late (10-Q)accounts not ready SEC →

The Registrant could not complete the filing of its Form 10-Q for the three month period ended March 31, 2026 (the “Form 10-Q”) without unreasonable effort and expense because additional time is needed to gather information and complete review processes in order to finalize the Form 10-Q. The Registrant is working diligently to file the Form 10-Q for the three months ended March 31, 2026 as soon as practicable

2026-05-07auditor changed or resigned SEC →

2026-04-24auditor changed or resigned SEC →

2026-03-31filed late (10-K)accounts not ready SEC →

The Registrant could not complete the filing of its Form 10-K for the fiscal year ended December 31, 2025 (the “Form 10-K”) without unreasonable effort and expense because additional time is needed to gather information and complete review processes in order to finalize the Form 10-K. The Registrant is working diligently to file the Form 10-K for the fiscal year ended December 31, 2025 as soon as practicable

2025-08-14filed late (10-Q)staff or resources SEC →

The Registrant could not complete the filing of its Form 10-Q for the three month period ended June 30, 2025 (the “Form 10-Q”) without unreasonable effort and expense because information needed to finalize the Form 10-Q was not available timely due to personnel/staffing reasons and additional time is needed to finalize the Form 10-Q. The Registrant is working diligently to file the Form 10-Q for the three months ended June 30, 2025 as soon as practicable

2025-05-16filed late (10-Q)staff or resources SEC →

The Registrant could not complete the filing of its Form 10-Q for the three month period ended March 31, 2025 (the “Form 10-Q”) without unreasonable effort and expense because information needed to finalize the Form 10-Q was not available timely due to personnel/staffing reasons and additional time is needed to finalize the Form 10-Q. The Registrant is working diligently to file the Form 10-Q for the three months ended March 31, 2025 as soon as practicable

2025-03-31filed late (10-K)staff or resources SEC →

The Registrant could not complete the filing of its Form 10-K for the year ended December 31, 2024 (the “Form 10-K”) without unreasonable effort and expense because information needed to finalize the Form 10-K was not available timely due to personnel/staffing reasons and certain closing processes were delayed thereby and additional time is needed to finalize the Form 10-K. The Registrant is working diligently to file the Form 10-K for the year ended December 31, 2024 as soon as practicable

2024-11-15filed late (10-Q)accounts not ready SEC →

The Registrant could not complete the filing of its Form 10-Q for the three month period ended September 30, 2024 without unreasonable effort and expense as additional time is needed to determine whether the Registrant will need to accrue a liability for a potential loss contingency relating to a matter recently identified by the Registrant, and to determine whether such loss contingency is material. The Registrant is working diligently to file the Form 10-Q for the three month period ended September 30, 2024 as soon as practicable

2024-04-01filed late (10-K)staff or resources SEC →

The Registrant’s Annual Report on Form 10-K for the year ended December 31, 2023 cannot be filed within the prescribed time period without unreasonable cost and effort because the Registrant requires additional time to prepare and review its financial statements to ensure adequate disclosure of the financial information required to be included in the Form 10-K. The Registrant is externally managed by Redwood Mortgage Corp. (RMC). RMC provides the personnel and systems/services necessary for the conduct of the business of the Registrant as the Registrant has no employees. RMC recruited and retained accounting professionals/staff in December 2023 to fill vacancies in key positions needed to prepare and review the Registrant’s financial statements. Staff and manager turnover is recurring in part due to the tight labor market and the competition for talented, experienced professionals. The newly hired and/or engaged personnel include an experienced Controller and a senior Real Estate Asset Manager with a background in loan servicing. The Company’s Annual Report on Form 10-K will be filed on or before the 15th calendar day following the prescribed due date

2023-08-14filed late (10-Q)accounts not ready SEC →

The Registrant could not complete the filing of its Form 10-Q for the three month period ended June 30, 2023 due to difficulties in compiling, analyzing and obtaining the timely review of the information required to be included therein, which delay could not be eliminated by Registrant or its manager without unreasonable effort and expense. The Registrant is working diligently to file the Form 10-Q for the three month period ended June 30, 2023 as soon as practicable and anticipates that it will complete the filing within the five-day extension period provided under Rule 12b-25 of the Securities Exchange Act of 1934, as amended

2023-05-15filed late (10-Q)complex accounting SEC →

The adoption as of January 1, 2023, by the registrant of Accounting Standards Codification 326, Financial Instruments – Credit Losses and the concurrent preparation of a Consent Solicitation Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934 for a related mortgage fund challenged the accounting and management resources of the registrant’s manager, resulting in delays in the completion of the registrant’s deliverables to its legal, tax and audit professionals and the corresponding management review of the Form 10-Q. As a result, the reviews of the information required to be included in the Form 10-Q for the three months ended March 31, 2023, could not be completed, and such report filed, by the prescribed due date without undue hardship and expense to the registrant. The registrant is working diligently to finalize the reviews and file the Form 10-Q for the three month period ended March 31, 2023 as soon as practicable and undertakes the responsibility to file such quarterly report no later than five calendar days after the original due date

About this score

reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.

Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.

See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.

Every item above is a filing this company made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not investment advice

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