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Hepion Pharmaceuticals, Inc.

HEPA · OTC

1 reporting failure in the last 12 months

Companies at this level ended the following year delisted, bankrupt, restated or silent 9.2% of the time, against 4.0% for companies with a clean record.

$900Kpublic float
2026-09-28most recent failure

Score over time

01234202220232024202520262022-04-01 · score 12022-03-31 filed late (10-K) · accounts not ready2022-07-01 · score 12022-03-31 filed late (10-K) · accounts not ready2022-10-01 · score 12022-03-31 filed late (10-K) · accounts not ready2023-01-01 · score 12022-03-31 filed late (10-K) · accounts not ready2023-07-01 · score 12023-04-03 filed late (10-K) · accounts not ready2023-10-01 · score 12023-04-03 filed late (10-K) · accounts not ready2024-01-01 · score 22023-11-14 filed late (10-Q) · accounts not ready2023-04-03 filed late (10-K) · accounts not ready2024-04-01 · score 32024-01-03 auditor change2023-11-14 filed late (10-Q) · accounts not ready2023-04-03 filed late (10-K) · accounts not ready2024-07-01 · score 42024-05-15 filed late (10-Q) · accounts not ready2024-04-01 filed late (10-K) · auditor2024-01-03 auditor change2023-11-14 filed late (10-Q) · accounts not ready2024-10-01 · score 42024-05-15 filed late (10-Q) · accounts not ready2024-04-01 filed late (10-K) · auditor2024-01-03 auditor change2023-11-14 filed late (10-Q) · accounts not ready2025-01-01 · score 32024-05-15 filed late (10-Q) · accounts not ready2024-04-01 filed late (10-K) · auditor2024-01-03 auditor change2025-04-01 · score 22024-05-15 filed late (10-Q) · accounts not ready2024-04-01 filed late (10-K) · auditor2025-07-01 · score 22025-05-15 filed late (10-Q) · accounts not ready2025-04-01 filed late (10-K) · accounts not ready2025-10-01 · score 22025-05-15 filed late (10-Q) · accounts not ready2025-04-01 filed late (10-K) · accounts not ready2026-01-01 · score 22025-05-15 filed late (10-Q) · accounts not ready2025-04-01 filed late (10-K) · accounts not ready2026-04-01 · score 22025-05-15 filed late (10-Q) · accounts not ready2025-04-01 filed late (10-K) · accounts not ready2026-10-01 · score 12026-09-28 auditor change

Hover or tap a dot to see the filings behind that score.

Why they said they were late

The Company is unable to file its Quarterly Report on Form 10-Q for the three months ended March 31, 2025 within the prescribed time period without unreasonable effort and expense. The Company is still in the process of compiling certain required information to complete the Form 10-Q. The Company expects to file the Form 10-Q within the extension period of 5 calendar days

NT 10-Q, filed 2025-05-15 · accounts not ready

What it filed

2026-09-28auditor changed or resigned SEC →

2025-05-15filed late (10-Q)accounts not ready SEC →

The Company is unable to file its Quarterly Report on Form 10-Q for the three months ended March 31, 2025 within the prescribed time period without unreasonable effort and expense. The Company is still in the process of compiling certain required information to complete the Form 10-Q. The Company expects to file the Form 10-Q within the extension period of 5 calendar days

2025-04-01filed late (10-K)accounts not ready SEC →

The Company is unable to file its Annual Report on Form 10-K for the year ended December 31, 2024 within the prescribed time period without unreasonable effort and expense. The Company is still in the process of compiling certain required information to complete the Form 10-K. The Company expects to file the Form 10-K within the extension period of 15 calendar days

2024-05-15filed late (10-Q)accounts not ready SEC →

The Company is unable to file its Quarterly Report on Form 10-Q for the three months ended March 31, 2024 within the prescribed time period without unreasonable effort and expense. The Company is still in the process of compiling certain required information to complete the Form 10-Q. The Company expects to file the Form 10-Q within the extension period of 5 calendar days

2024-04-01filed late (10-K)auditor SEC →

Hepion Pharmaceuticals, Inc. (the “Company”) is unable to file its Annual Report on Form 10-K for the fiscal year ended December 31, 2023 (the “Annual Report”) within the prescribed time period without unreasonable effort and expense. The Company currently expects to file the Annual Report by April 15, 2024, within the extension period of fifteen calendar days permitted under Rule 12b-25 of the Securities Exchange Act of 1934, as amended. The Company dismissed its previous auditors and hired its new auditors in December 2023. The new auditors needed some time to begin the year end audit and this has contributed to a delay in the compilation, dissemination and audit of the financial information required to be presented in the Form 10-K for the year ended December 31, 2023

2024-01-03auditor changed or resigned SEC →

2023-11-14filed late (10-Q)accounts not ready SEC →

The Company is unable to file its Quarterly Report on Form 10-Q for the three months ended September 30, 2023 within the prescribed time period without unreasonable effort and expense. The Company is still in the process of compiling certain required information to complete the Form 10-Q. The Company expects to file the Form 10-Q within the extension period of 5 calendar days

2023-04-03filed late (10-K)accounts not ready SEC →

The Company is unable to file its Annual Report on Form 10-K for the fiscal year ended December 31, 2022 within the prescribed time period without unreasonable effort and expense. The Company is still in the process of compiling certain required information to complete the Form 10-K. The Company expects to file the Form 10-K within the extension period of 15 calendar days

2022-03-31filed late (10-K)accounts not ready SEC →

The Company is unable to file its Annual Report on Form 10-K for the fiscal year ended December 31, 2021 within the prescribed time period as the Company has made enhancements to its internal controls over financial reporting during fiscal year 2021 that resulted in the Company needing additional time to complete the documents necessary to finalize its consolidated financial statements to be filed as part of the Form 10-K. The Company expects to file the Form 10-K within the extension period of 15 calendar days

About this score

reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.

Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.

See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.

Every item above is a filing this company made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not investment advice

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