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Rocky Mountain Chocolate Factory, Inc.

RMCF · Nasdaq

2 reporting failures in the last 12 months

Companies at this level ended the following year delisted, bankrupt, restated or silent 13.1% of the time, against 4.0% for companies with a clean record.

$7Mpublic float
2026-10-14most recent failure

Score over time

0123202220232024202520262023-10-01 · score 12023-08-21 auditor change2024-01-01 · score 22023-10-20 auditor change2023-08-21 auditor change2024-04-01 · score 22023-10-20 auditor change2023-08-21 auditor change2024-07-01 · score 32024-05-30 filed late (10-K) · investigation2023-10-20 auditor change2023-08-21 auditor change2024-10-01 · score 22024-05-30 filed late (10-K) · investigation2023-10-20 auditor change2025-01-01 · score 12024-05-30 filed late (10-K) · investigation2025-04-01 · score 22025-01-15 filed late (10-Q) · accounts not ready2024-05-30 filed late (10-K) · investigation2025-07-01 · score 22025-05-27 filed late (10-K) · investigation2025-01-15 filed late (10-Q) · accounts not ready2025-10-01 · score 22025-05-27 filed late (10-K) · investigation2025-01-15 filed late (10-Q) · accounts not ready2026-01-01 · score 22025-05-27 filed late (10-K) · investigation2025-01-15 filed late (10-Q) · accounts not ready2026-04-01 · score 12025-05-27 filed late (10-K) · investigation2026-07-01 · score 12026-06-12 auditor change2026-10-01 · score 12026-06-12 auditor change

Hover or tap a dot to see the filings behind that score.

Why they said they were late

Rocky Mountain Chocolate Factory, Inc. (the “Registrant”) is filing this Notification of Late Filing on Form 12b-25 with respect to its Quarterly Report on Form 10-Q for the quarter ended August 31, 2026. The Registrant was unable to file within the prescribed time period without unreasonable effort or expense because the Registrant required additional time to complete work related to the Registrant’s financial reporting, closing procedures and other disclosure items. The Registrant has filed the subject Quarterly Report on Form 10-Q on or before the fifth calendar day following the prescribed due date

NT 10-Q, filed 2026-10-14 · accounts not ready

What it filed

2026-10-14filed late (10-Q)accounts not ready SEC →

Rocky Mountain Chocolate Factory, Inc. (the “Registrant”) is filing this Notification of Late Filing on Form 12b-25 with respect to its Quarterly Report on Form 10-Q for the quarter ended August 31, 2026. The Registrant was unable to file within the prescribed time period without unreasonable effort or expense because the Registrant required additional time to complete work related to the Registrant’s financial reporting, closing procedures and other disclosure items. The Registrant has filed the subject Quarterly Report on Form 10-Q on or before the fifth calendar day following the prescribed due date

2026-06-12auditor changed or resigned SEC →

2025-05-27filed late (10-K)investigation SEC →

Rocky Mountain Chocolate Factory, Inc. (the “Company”) is filing this Notification of Late Filing on Form 12b-25 with respect to its Annual Report on Form 10-K for the year ended February 28, 2025 (the “Form 10-K”). The Form 10-K could not be filed within the prescribed time period without unreasonable effort or expense because the Company requires additional time and effort to complete work related to the Company’s financial reporting, closing procedures and other disclosure items. As a result, the Company is still in the process of compiling required information to complete the Form 10-K. The Company is diligently working to file the Form 10-K as soon as reasonably practicable on or before the fifteenth calendar day following the prescribed due date for the Form 10-K. Forward-Looking Statements This Notification of Late Filing on Form 12b-25 contains certain “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements may be identified by the use of words such as “anticipate,” “believe,” “plan,” “estimate,” “expect,” “intend,” “may,” “predict,” “project,” “will,” or “would” or the negative thereof or other variations thereof or comparable terminology. These forward-looking statements are based on the Company’s current beliefs, assumptions and expectations regarding future events, which in turn are based on information currently available to the Company. Such forward-looking statements include statements regarding the anticipated timing of completion of the Company’s financial statements for the fiscal year ended February 28, 2025. These forward-looking statements are subject to a number of factors and uncertainties that could cause the Company’s actual results, performance, liquidity or achievements to differ materially from those expressed in or contemplated by the forward-looking statements

2025-01-15filed late (10-Q)accounts not ready SEC →

Rocky Mountain Chocolate Factory, Inc. (the “Registrant”) is filing this Notification of Late Filing on Form 12b-25 with respect to its Quarterly Report on Form 10-Q for the quarter ended November 30, 2024. The Registrant was unable to file within the prescribed time period without unreasonable effort or expense because the Registrant required additional time to complete work related to the Registrant’s financial reporting, closing procedures and other disclosure items. The Registrant has filed the subject Quarterly Report on Form 10-Q on or before the fifth calendar day following the prescribed due date

2024-05-30filed late (10-K)investigation SEC →

Rocky Mountain Chocolate Factory, Inc. (the “Company”) is filing this Notification of Late Filing on Form 12b-25 with respect to its Annual Report on Form 10-K for the year ended February 29, 2024 (the “Form 10-K”). The Form 10-K could not be filed within the prescribed time period without unreasonable effort or expense because the Company requires additional time and effort to complete work related to the Company’s financial reporting, closing procedures and other disclosure items. As a result, the Company is still in the process of compiling required information to complete the Form 10-K. The Company is diligently working to file the Form 10-K as soon as reasonably practicable on or before the fifteenth calendar day following the prescribed due date for the Form 10-K. Forward-Looking Statements This Notification of Late Filing on Form 12b-25 contains certain “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements may be identified by the use of words such as “anticipate,” “believe,” “plan,” “estimate,” “expect,” “intend,” “may,” “predict,” “project,” “will,” or “would” or the negative thereof or other variations thereof or comparable terminology. These forward-looking statements are based on the Company’s current beliefs, assumptions and expectations regarding future events, which in turn are based on information currently available to the Company. Such forward-looking statements include statements regarding the anticipated timing of completion of the Company’s financial statements for the fiscal year ended February 29, 2024. These forward-looking statements are subject to a number of factors and uncertainties that could cause the Company’s actual results, performance, liquidity or achievements to differ materially from those expressed in or contemplated by the forward-looking statements

2023-10-20auditor changed or resigned SEC →

2023-08-21auditor changed or resigned SEC →

About this score

reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.

Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.

See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.

Every item above is a filing this company made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not investment advice

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