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SolarWindow Technologies, Inc.

WNDW · OTC

No reporting failures in the last 12 months

It filed on time and stood behind its numbers. Of companies scoring zero, 4.0% were delisted, went bankrupt, restated or stopped filing within the following year.

$6Mstalepublic float
2022-11-29most recent failure

Score over time

012202220232024202520262022-10-01 · score 12022-07-15 filed late (10-Q) · accounts not ready2023-01-01 · score 22022-11-29 filed late (10-K) · auditor2022-07-15 filed late (10-Q) · accounts not ready2023-04-01 · score 22022-11-29 filed late (10-K) · auditor2022-07-15 filed late (10-Q) · accounts not ready2023-07-01 · score 22022-11-29 filed late (10-K) · auditor2022-07-15 filed late (10-Q) · accounts not ready2023-10-01 · score 12022-11-29 filed late (10-K) · auditor

Hover or tap a dot to see the filings behind that score.

Why they said they were late

SolarWindow Technologies, Inc. (the “ Company ”) was not able to obtain information from the management of the Company’s indirect, wholly owned subsidiary, SolarWindow Asia Co. Ltd. (the “ Korean Subsidiary ”) prior to the filing date, thus preventing the Company’s auditors from completing their audit procedures as of November 29, 2022. The Company continues to make efforts via its South Korea counsel to obtain the financial information from the Korean Subsidiary as required by our auditors for them to complete their procedures and issue their audit report so that the Company can file its audited financial statements for the year ended August 31, 2022. The Company is unable to estimate if its efforts to acquire the required financial information from the Korean Subsidiary will prove successful and if received will be received with enough time for our auditors to conduct their procedures within the fifteen (15) day extension period hereof

NT 10-K, filed 2022-11-29 · auditor

What it filed

2022-11-29filed late (10-K)auditor SEC →

SolarWindow Technologies, Inc. (the “ Company ”) was not able to obtain information from the management of the Company’s indirect, wholly owned subsidiary, SolarWindow Asia Co. Ltd. (the “ Korean Subsidiary ”) prior to the filing date, thus preventing the Company’s auditors from completing their audit procedures as of November 29, 2022. The Company continues to make efforts via its South Korea counsel to obtain the financial information from the Korean Subsidiary as required by our auditors for them to complete their procedures and issue their audit report so that the Company can file its audited financial statements for the year ended August 31, 2022. The Company is unable to estimate if its efforts to acquire the required financial information from the Korean Subsidiary will prove successful and if received will be received with enough time for our auditors to conduct their procedures within the fifteen (15) day extension period hereof

2022-07-15filed late (10-Q)accounts not ready SEC →

Registrant was not able to obtain all information prior to the filing date and management could not complete the required financial statements and Management's Discussion and Analysis of such financial statements by July 15, 2022

About this score

reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.

Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.

See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.

Every item above is a filing this company made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not investment advice

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