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TriSalus Life Sciences, Inc.

TLSI · Nasdaq

No reporting failures in the last 12 months

It filed on time and stood behind its numbers. Of companies scoring zero, 4.0% were delisted, went bankrupt, restated or stopped filing within the following year.

$112Mpublic float
2025-03-28most recent failure

Score over time

0123202220232024202520262022-01-01 · score 32021-12-10 accounts unreliable2021-06-03 accounts unreliable2021-05-17 filed late (10-Q) · acquisition or merger2022-04-01 · score 32021-12-10 accounts unreliable2021-06-03 accounts unreliable2021-05-17 filed late (10-Q) · acquisition or merger2022-07-01 · score 12021-12-10 accounts unreliable2022-10-01 · score 12021-12-10 accounts unreliable2024-07-01 · score 22024-04-16 auditor change2024-04-02 filed late (10-K) · auditor2024-10-01 · score 22024-04-16 auditor change2024-04-02 filed late (10-K) · auditor2025-01-01 · score 22024-04-16 auditor change2024-04-02 filed late (10-K) · auditor2025-04-01 · score 32025-03-28 filed late (10-K) · material weakness2024-04-16 auditor change2024-04-02 filed late (10-K) · auditor2025-07-01 · score 12025-03-28 filed late (10-K) · material weakness2025-10-01 · score 12025-03-28 filed late (10-K) · material weakness2026-01-01 · score 12025-03-28 filed late (10-K) · material weakness

Hover or tap a dot to see the filings behind that score.

Why they said they were late

TriSalus Life Sciences, Inc. (the “Company” or “we”) is unable to timely file its Annual Report on Form 10-K for the year ended December 31, 2024 (the “Annual Report”) with the Securities and Exchange Commission (“SEC”) without unreasonable effort or expense. The Annual Report cannot be filed by the prescribed due date because additional time, resources and effort are required to complete work related to the Company’s financial reporting and close procedures, and to consider the significance of the errors identified in the Company’s fiscal quarterly results previously filed. The Company identified errors in the timing of stock-based compensation expense and clinical trial related research and development expenses and the use of incorrect assumptions. We are working diligently to evaluate the materiality of the errors to determine whether any corrections for previously disclosed 2024 quarterly results are required and to complete the Company’s year-end 2024 financial statements. In addition, the Company needs additional time to consider the significance of newly identified deficiencies associated with the errors. These deficiencies relate to material weaknesses associated with stock compensation and clinical trial prepaids and accruals. The Company anticipates that the Annual Report will be filed on or before the fifteenth calendar day following the prescribed due date. ______________________________________________________________________________

NT 10-K, filed 2025-03-28 · material weakness

What it filed

2025-03-28filed late (10-K)material weakness SEC →

TriSalus Life Sciences, Inc. (the “Company” or “we”) is unable to timely file its Annual Report on Form 10-K for the year ended December 31, 2024 (the “Annual Report”) with the Securities and Exchange Commission (“SEC”) without unreasonable effort or expense. The Annual Report cannot be filed by the prescribed due date because additional time, resources and effort are required to complete work related to the Company’s financial reporting and close procedures, and to consider the significance of the errors identified in the Company’s fiscal quarterly results previously filed. The Company identified errors in the timing of stock-based compensation expense and clinical trial related research and development expenses and the use of incorrect assumptions. We are working diligently to evaluate the materiality of the errors to determine whether any corrections for previously disclosed 2024 quarterly results are required and to complete the Company’s year-end 2024 financial statements. In addition, the Company needs additional time to consider the significance of newly identified deficiencies associated with the errors. These deficiencies relate to material weaknesses associated with stock compensation and clinical trial prepaids and accruals. The Company anticipates that the Annual Report will be filed on or before the fifteenth calendar day following the prescribed due date. ______________________________________________________________________________

2024-04-16auditor changed or resigned SEC →

2024-04-02filed late (10-K)auditor SEC →

TriSalus Life Sciences, Inc. (the “Company” or “we”) is unable to timely file its Annual Report on Form 10-K for the year ended December 31, 2023 (the “Annual Report”) with the Securities and Exchange Commission (“SEC”) without unreasonable effort or expense. The Annual Report cannot be filed by the prescribed due date because additional time, resources and effort are required to complete work related to the Company’s financial reporting and close procedures, and to consider the significance of the errors identified in the Company’s fiscal third quarter results previously filed. The Company identified errors in determining its stock-based compensation expense for 2023 due in part to the Company’s transition to a new service provider in 2023 and the use of incorrect assumptions. We are working diligently to evaluate the materiality of the errors to determine whether any corrections for the third quarter financial results are required and to complete the Company’s year-end 2023 financial statements. In addition, the Company needs additional time to consider the significance of newly identified deficiencies associated with the errors. As a result of the continued evaluation, the Company’s independent registered accounting firm has been unable to complete its audit procedures. The Company anticipates that the Annual Report will be filed on or before the fifteenth calendar day following the prescribed due date

2023-08-16auditor changed or resignednot counted — change of control SEC →

2021-12-10accounts declared unreliable SEC →

2021-06-03accounts declared unreliable SEC →

2021-05-17filed late (10-Q)acquisition or merger SEC →

MedTech Acquisition Corporation (the “Company”) has determined that it is unable to file, without unreasonable effort and expense, its Quarterly Report on Form 10-Q for the quarter ended March 31, 2021 (the “Form 10-Q”) by the prescribed due date as a result of the reasons described below. The Company is considering the views expressed by the staff of the Securities and Exchange Commission (the “SEC Staff”) in a statement entitled “Staff Statement on Accounting and Reporting Considerations for Warrants Issued by Special Purpose Acquisition Companies” dated April 12, 2021 (the “SEC Staff Statement”) in which the SEC staff highlighted the potential accounting implication of certain terms that are common in warrants issued in connection with the initial public offerings of special purpose acquisition companies such as the Company. As a result of the SEC Staff Statement, the Company’s management is reevaluating the accounting treatment of (i) the 8,333,333 redeemable warrants that were included in the units issued by the Company in its initial public offering (the “Public Warrants”) and (ii) the 4,933,333 redeemable warrants that were issued in a private placement (the “Private Warrants”, collectively with the Public Warrants, the “Warrants”) in accordance with Accounting Standards Codification (“ASC”) 815-40, Derivatives and Hedging: Contracts in an Entities Own Equity. ASC 815-40 states entities must consider whether to classify contracts that may be settled in its own stock, such as warrants, as equity of the entity or as an asset or liability. The Company previously accounted for the Warrants as components of equity. After consideration of the SEC Staff Statement, the Company believes that the Warrants may need to be accounted for as a liability and measured at fair value with changes in fair value each period reported in the Company’s statement of operations. The Company is in the process of completing its final analysis of this change

About this score

reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.

Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.

See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.

Every item above is a filing this company made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not investment advice

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