reportingrisk.com← the monitorSEC reporting failures, scored and checked against what happened next

Or browse all companies A–Z.

SUI Group Holdings Ltd.

SUIG · Nasdaq

No reporting failures in the last 12 months

It filed on time and stood behind its numbers. Of companies scoring zero, 4.0% were delisted, went bankrupt, restated or stopped filing within the following year.

$3Mpublic float
2024-04-02most recent failure
2023-05-22declared past accounts unreliable

Score over time

024202220232024202520262023-01-01 · score 12022-11-14 filed late (10-Q) · accounts not ready2023-04-01 · score 12022-11-14 filed late (10-Q) · accounts not ready2023-07-01 · score 42023-05-22 accounts unreliable2023-05-16 filed late (10-Q) · accounts not ready2023-04-03 filed late (10-K) · accounts not ready2022-11-14 filed late (10-Q) · accounts not ready2023-10-01 · score 52023-08-15 filed late (10-Q) · accounts not ready2023-05-22 accounts unreliable2023-05-16 filed late (10-Q) · accounts not ready2023-04-03 filed late (10-K) · accounts not ready2022-11-14 filed late (10-Q) · accounts not ready2024-01-01 · score 52023-11-15 filed late (10-Q) · accounts not ready2023-08-15 filed late (10-Q) · accounts not ready2023-05-22 accounts unreliable2023-05-16 filed late (10-Q) · accounts not ready2023-04-03 filed late (10-K) · accounts not ready2024-04-01 · score 52023-11-15 filed late (10-Q) · accounts not ready2023-08-15 filed late (10-Q) · accounts not ready2023-05-22 accounts unreliable2023-05-16 filed late (10-Q) · accounts not ready2023-04-03 filed late (10-K) · accounts not ready2024-07-01 · score 32024-04-02 filed late (10-K) · accounts not ready2023-11-15 filed late (10-Q) · accounts not ready2023-08-15 filed late (10-Q) · accounts not ready2024-10-01 · score 22024-04-02 filed late (10-K) · accounts not ready2023-11-15 filed late (10-Q) · accounts not ready2025-01-01 · score 12024-04-02 filed late (10-K) · accounts not ready2025-04-01 · score 12024-04-02 filed late (10-K) · accounts not ready

Hover or tap a dot to see the filings behind that score.

Why they said they were late

Mill City Ventures III, Ltd. is unable to timely file its annual report on Form 10-K due to unavoidable delay in the preparation of the registrant’s financial and legal disclosures, which delay could not have been avoided without unreasonable effort or expense. The registrant nonetheless intends to file its annual report no later than the fifteenth calendar after the prescribed due date

NT 10-K, filed 2024-04-02 · accounts not ready

What it filed

2024-04-02filed late (10-K)accounts not ready SEC →

Mill City Ventures III, Ltd. is unable to timely file its annual report on Form 10-K due to unavoidable delay in the preparation of the registrant’s financial and legal disclosures, which delay could not have been avoided without unreasonable effort or expense. The registrant nonetheless intends to file its annual report no later than the fifteenth calendar after the prescribed due date

2023-11-15filed late (10-Q)accounts not ready SEC →

Mill City Ventures III, Ltd. is unable to timely file its quarterly report on Form 10-Q due to unavoidable delay in the preparation of the registrant’s financial and legal disclosures, which delay could not have been avoided without unreasonable effort or expense. The registrant nonetheless intends to file its quarterly report no later than the fifth calendar after the prescribed due date

2023-08-15filed late (10-Q)accounts not ready SEC →

Mill City Ventures III, Ltd. is unable to timely file its quarterly report on Form 10-Q due to unavoidable delay in the preparation of the registrant’s financial and legal disclosures, which delay could not have been avoided without unreasonable effort or expense. The registrant nonetheless intends to file its quarterly report no later than the fifth calendar after the prescribed due date

2023-05-22accounts declared unreliable SEC →

2023-05-16filed late (10-Q)accounts not ready SEC →

Mill City Ventures III, Ltd. is unable to timely file its quarterly report on Form 10-Q due to unavoidable delay in the preparation of the registrant’s financial and legal disclosures, which delay could not have been avoided without unreasonable effort or expense. The registrant nonetheless intends to file its quarterly report no later than the fifth calendar after the prescribed due date

2023-04-03filed late (10-K)accounts not ready SEC →

Mill City Ventures III, Ltd. is unable to timely file its annual report on Form 10-K due to unavoidable delay in the preparation of the registrant’s financial and legal disclosures, which delay could not have been avoided without unreasonable effort or expense. The registrant nonetheless intends to file its annual report no later than the fifteenth calendar after the prescribed due date

2022-11-14filed late (10-Q)accounts not ready SEC →

Mill City Ventures III, Ltd. is unable to timely file its quarterly report on Form 10-Q due to unavoidable delay in the preparation of the registrant’s financial and legal disclosures, which delay could not have been avoided without unreasonable effort or expense. The registrant nonetheless intends to file its quarterly report no later than the fifth calendar after the prescribed due date

About this score

reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.

Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.

See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.

Every item above is a filing this company made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not investment advice

reportingrisk.com← back to the monitorAll companies A-Z · RSS · found an error? hello@reportingrisk.com