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Spruce Power Holding Corp

SPRU · NYSE

No reporting failures in the last 12 months

It filed on time and stood behind its numbers. Of companies scoring zero, 4.0% were delisted, went bankrupt, restated or stopped filing within the following year.

$32Mpublic float
2025-02-05most recent failure

Score over time

012202220232024202520262022-01-01 · score 12021-05-11 accounts unreliable2022-04-01 · score 12021-05-11 accounts unreliable2023-07-01 · score 22023-05-15 filed late (10-Q) · acquisition or merger2023-04-05 auditor change2023-10-01 · score 22023-05-15 filed late (10-Q) · acquisition or merger2023-04-05 auditor change2024-01-01 · score 22023-05-15 filed late (10-Q) · acquisition or merger2023-04-05 auditor change2024-04-01 · score 22023-05-15 filed late (10-Q) · acquisition or merger2023-04-05 auditor change2024-07-01 · score 12024-04-02 filed late (10-K) · accounts not ready2024-10-01 · score 12024-04-02 filed late (10-K) · accounts not ready2025-01-01 · score 12024-04-02 filed late (10-K) · accounts not ready2025-04-01 · score 22025-02-05 auditor change2024-04-02 filed late (10-K) · accounts not ready2025-07-01 · score 12025-02-05 auditor change2025-10-01 · score 12025-02-05 auditor change2026-01-01 · score 12025-02-05 auditor change

Hover or tap a dot to see the filings behind that score.

Why they said they were late

Spruce Power Holding Corporation (the “Company”) has determined it is unable to file its Annual Report on Form 10-K for the year ended December 31, 2023 (the “2023 Form 10-K”) with the Securities and Exchange Commission (the “SEC”) by the prescribed filing date for the reasons below. The Company was unable to complete, without unreasonable effort or expense, the preparation of its consolidated financial statements for the year ended December 31, 2023, because the Company requires additional time to complete certain items with respect to the consolidated financial statements to be included in the Form 10-K. The Company believes that the work in connection with compiling the financial information for the Form 10-K will be completed within the extension period. The Company anticipates it will file its 2023 Form 10-K within the fifteen-day extension period provided by Rule 12b-25 of the Securities Exchange Act of 1934, as amended. 2

NT 10-K, filed 2024-04-02 · accounts not ready

What it filed

2025-02-05auditor changed or resigned SEC →

2024-04-02filed late (10-K)accounts not ready SEC →

Spruce Power Holding Corporation (the “Company”) has determined it is unable to file its Annual Report on Form 10-K for the year ended December 31, 2023 (the “2023 Form 10-K”) with the Securities and Exchange Commission (the “SEC”) by the prescribed filing date for the reasons below. The Company was unable to complete, without unreasonable effort or expense, the preparation of its consolidated financial statements for the year ended December 31, 2023, because the Company requires additional time to complete certain items with respect to the consolidated financial statements to be included in the Form 10-K. The Company believes that the work in connection with compiling the financial information for the Form 10-K will be completed within the extension period. The Company anticipates it will file its 2023 Form 10-K within the fifteen-day extension period provided by Rule 12b-25 of the Securities Exchange Act of 1934, as amended. 2

2023-05-15filed late (10-Q)acquisition or merger SEC →

Spruce Power Holding Corporation (the “Company”) could not file its Quarterly Report on Form 10-Q for the quarter ended March 31, 2023 on the prescribed filing date for the following reasons: As a result of the completion of the Company's acquisition, on March 23, 2023, of all the issued and outstanding interests in SS Holdings 2017, LLC and its subsidiaries ("SEMTH"), the Company was unable to complete, without unreasonable effort and expense, all of internal accounting and related work to include the effects of the SEMTH in the Company's financial statements and, therefore, the Company is unable to complete and file the Form 10-Q in a timely manner. The Company expects to file the Form 10-Q for the quarter ended March 31, 2023 within the extension period of 5 calendar days, as provided under rule 12b-25 under the Securities Exchange Act of 1934, as amended. 2

2023-04-05auditor changed or resigned SEC →

2021-05-11accounts declared unreliable SEC →

About this score

reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.

Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.

See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.

Every item above is a filing this company made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not investment advice

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