OMCC · OTC
It filed on time and stood behind its numbers. Of companies scoring zero, 4.0% were delisted, went bankrupt, restated or stopped filing within the following year.
Hover or tap a dot to see the filings behind that score.
Nicholas Financial, Inc. (the "Registrant") is unable to file its Quarterly Report on Form 10-Q for the quarter ended June 30, 2024 (the "Form 10-Q") within the prescribed time period without unreasonable effort or expense. The Registrant requires additional time to compile and review information and disclosures in connection with the completion of its acquisition of a majority interest in Amplex Electric, Inc. ("Amplex") which was completed on June 15, 2024. The Registrant anticipates that it will file the Form 10-Q no later that the fifth calendar day following the prescribed due date
NT 10-Q, filed 2024-08-15 · acquisition or merger
Nicholas Financial, Inc. (the "Registrant") is unable to file its Quarterly Report on Form 10-Q for the quarter ended June 30, 2024 (the "Form 10-Q") within the prescribed time period without unreasonable effort or expense. The Registrant requires additional time to compile and review information and disclosures in connection with the completion of its acquisition of a majority interest in Amplex Electric, Inc. ("Amplex") which was completed on June 15, 2024. The Registrant anticipates that it will file the Form 10-Q no later that the fifth calendar day following the prescribed due date
The Registrant is unable to file the subject report in a timely manner because the Registrant was not able to complete timely its financial statements, due in part to the adoption of ASU 2016-13 Financial Instruments-Credit Losses (Topic 326): Measurement of Credit Losses on Financial Instruments, without unreasonable effort or expense. The Registrant anticipates that it will file the Report any day this week, or no later than Monday, August 21, 2023
2022-08-17auditor changed or resigned SEC →
reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.
Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.
See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.Every item above is a filing this company
made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not
investment advice