NEWT · Nasdaq
It filed on time and stood behind its numbers. Of companies scoring zero, 4.0% were delisted, went bankrupt, restated or stopped filing within the following year.
Hover or tap a dot to see the filings behind that score.
NewtekOne, Inc. (the “Company,” “NewtekOne” or “our”) has determined that it is unable to file, without unreasonable effort or expense, its Annual Report on Form 10-K for the fiscal year ended December 31, 2023 (the “2023 Form 10-K”) by the prescribed due date for the reasons described below. On March 5, 2024, NewtekOne filed a Current Report on Form 8-K furnishing under Items 2.02 and 9.01 the Company’s press release announcing its unaudited financial results for the fourth quarter and fiscal year ended December 31, 2023 (the “Earnings Filing”). The full text of the press release was included as Exhibit 99.1 to the Earnings Filing. The Company acquired National Bank of New York City and converted from a business development company to a financial holding company effective January 6, 2023, which caused a transition from a filer under the Investment Company Act of 1940, as amended, to a filer under the Securities Exchange Act of 1934, as amended. As a result, the Company is no longer subject to the Financial Accounting Standards Board (“FASB”) Accounting Standards Codification (“ASC”) 946 Financial Services – Investment Companies , which resulted in a significant change in the Company’s accounting and financial reporting requirements for the year ended December 31, 2023. This transition and change in accounting required the Company to, among other things, consolidate its previously unconsolidated portfolio companies, subjecting these new consolidated subsidiaries to the standards of internal control controls over financial reporting required by a SEC registrant under Sarbanes-Oxley Act of 2002 Section 404. In addition, the Company is now required to apply the accounting standards applicable to financial instruments through the relevant FASB ASC, which previously did not apply
NT 10-K, filed 2024-03-15 · complex accounting
NewtekOne, Inc. (the “Company,” “NewtekOne” or “our”) has determined that it is unable to file, without unreasonable effort or expense, its Annual Report on Form 10-K for the fiscal year ended December 31, 2023 (the “2023 Form 10-K”) by the prescribed due date for the reasons described below. On March 5, 2024, NewtekOne filed a Current Report on Form 8-K furnishing under Items 2.02 and 9.01 the Company’s press release announcing its unaudited financial results for the fourth quarter and fiscal year ended December 31, 2023 (the “Earnings Filing”). The full text of the press release was included as Exhibit 99.1 to the Earnings Filing. The Company acquired National Bank of New York City and converted from a business development company to a financial holding company effective January 6, 2023, which caused a transition from a filer under the Investment Company Act of 1940, as amended, to a filer under the Securities Exchange Act of 1934, as amended. As a result, the Company is no longer subject to the Financial Accounting Standards Board (“FASB”) Accounting Standards Codification (“ASC”) 946 Financial Services – Investment Companies , which resulted in a significant change in the Company’s accounting and financial reporting requirements for the year ended December 31, 2023. This transition and change in accounting required the Company to, among other things, consolidate its previously unconsolidated portfolio companies, subjecting these new consolidated subsidiaries to the standards of internal control controls over financial reporting required by a SEC registrant under Sarbanes-Oxley Act of 2002 Section 404. In addition, the Company is now required to apply the accounting standards applicable to financial instruments through the relevant FASB ASC, which previously did not apply
NewtekOne, Inc. (the “Company”) is filing this Notification of Late Filing on Form 12b-25 with respect to its Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2023 (the “Form 10-Q”). The Company has determined that it is unable to file its Form 10-Q within the initially prescribed time period and the Company requires additional time to prepare and review the Form 10-Q to ensure adequate disclosure of the information required to be included therein. The Company is working diligently to complete the Form 10-Q as soon as possible and expects to file within the five day extension period provided by Rule 12b-25
reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.
Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.
See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.Every item above is a filing this company
made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not
investment advice