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Niocorp Developments Ltd

NB · Nasdaq

No reporting failures in the last 12 months

It filed on time and stood behind its numbers. Of companies scoring zero, 4.0% were delisted, went bankrupt, restated or stopped filing within the following year.

$63Mstalepublic float
2023-12-07most recent failure
2023-05-19declared past accounts unreliable
2022-10-21declared past accounts unreliable

Score over time

024202220232024202520262023-01-01 · score 12022-10-21 accounts unreliable2023-04-01 · score 12022-10-21 accounts unreliable2023-07-01 · score 32023-05-19 accounts unreliable2023-05-16 filed late (10-Q) · acquisition or merger2022-10-21 accounts unreliable2023-10-01 · score 42023-09-29 filed late (10-K) · acquisition or merger2023-05-19 accounts unreliable2023-05-16 filed late (10-Q) · acquisition or merger2022-10-21 accounts unreliable2024-01-01 · score 52023-12-07 auditor change2023-10-13 auditor change2023-09-29 filed late (10-K) · acquisition or merger2023-05-19 accounts unreliable2023-05-16 filed late (10-Q) · acquisition or merger2024-04-01 · score 52023-12-07 auditor change2023-10-13 auditor change2023-09-29 filed late (10-K) · acquisition or merger2023-05-19 accounts unreliable2023-05-16 filed late (10-Q) · acquisition or merger2024-07-01 · score 32023-12-07 auditor change2023-10-13 auditor change2023-09-29 filed late (10-K) · acquisition or merger2024-10-01 · score 22023-12-07 auditor change2023-10-13 auditor change

Hover or tap a dot to see the filings behind that score.

Why they said they were late

NioCorp Developments Ltd. (the “Company”) recently consummated a business combination (the “Business Combination”) with GX Acquisition Corp. II (“GX”). The high level of complexities in integrating GX and accounting for the Business Combination has resulted in a delay in the Company’s financial reporting and closing process for the year ended June 30, 2023. Accordingly, the Company is unable to file its Annual Report on Form 10-K for the year ended June 30, 2023 (the “Form 10-K”) within the prescribed time period without unreasonable effort or expense. The Company expects to file the Form 10-K within the time period prescribed in Rule 12b-25 promulgated under the Securities Exchange Act of 1934. PART IV OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification Neal Shah (720) 940-7826 (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). ý Yes ¨ No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portions thereof? ý Yes ¨ No If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made

NT 10-K, filed 2023-09-29 · acquisition or merger

What it filed

2023-12-07auditor changed or resigned SEC →

2023-10-13auditor changed or resigned SEC →

2023-09-29filed late (10-K)acquisition or merger SEC →

NioCorp Developments Ltd. (the “Company”) recently consummated a business combination (the “Business Combination”) with GX Acquisition Corp. II (“GX”). The high level of complexities in integrating GX and accounting for the Business Combination has resulted in a delay in the Company’s financial reporting and closing process for the year ended June 30, 2023. Accordingly, the Company is unable to file its Annual Report on Form 10-K for the year ended June 30, 2023 (the “Form 10-K”) within the prescribed time period without unreasonable effort or expense. The Company expects to file the Form 10-K within the time period prescribed in Rule 12b-25 promulgated under the Securities Exchange Act of 1934. PART IV OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification Neal Shah (720) 940-7826 (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). ý Yes ¨ No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portions thereof? ý Yes ¨ No If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made

2023-05-19accounts declared unreliable SEC →

2023-05-16filed late (10-Q)acquisition or merger SEC →

NioCorp Developments Ltd. (the “Company”) recently consummated a business combination transaction with GX Acquisition Corp. II (“GX”). The high level of complexities in integrating GX and accounting for the business combination has resulted in a delay the Company’s financial reporting and closing process for the quarterly period ended March 31, 2023. Accordingly, the Company is unable to file its Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2023 (the “Form 10-Q”) within the prescribed time period without unreasonable effort or expense. The Company expects to file the Form 10-Q within the time period prescribed in Rule 12b-25 promulgated under the Securities Exchange Act of 1934

2022-10-21accounts declared unreliable SEC →

About this score

reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.

Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.

See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.

Every item above is a filing this company made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not investment advice

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