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Kaival Brands Innovations Group, Inc.

KAVL · OTC

No reporting failures in the last 12 months

It filed on time and stood behind its numbers. Of companies scoring zero, 4.0% were delisted, went bankrupt, restated or stopped filing within the following year.

$6Mstalepublic float
2025-09-12most recent failure

Score over time

01234202220232024202520262022-01-01 · score 22021-06-14 filed late (10-Q) · accounts not ready2021-01-28 filed late (10-K) · accounts not ready2022-04-01 · score 22022-01-31 filed late (10-K) · accounts not ready2021-06-14 filed late (10-Q) · accounts not ready2022-07-01 · score 22022-06-14 filed late (10-Q) · staff or resources2022-01-31 filed late (10-K) · accounts not ready2022-10-01 · score 22022-06-14 filed late (10-Q) · staff or resources2022-01-31 filed late (10-K) · accounts not ready2023-01-01 · score 22022-06-14 filed late (10-Q) · staff or resources2022-01-31 filed late (10-K) · accounts not ready2023-04-01 · score 12022-06-14 filed late (10-Q) · staff or resources2023-10-01 · score 12023-09-15 filed late (10-Q) · auditor2024-01-01 · score 12023-09-15 filed late (10-Q) · auditor2024-04-01 · score 32024-03-19 filed late (10-Q) · auditor2024-01-29 filed late (10-K) · accounts not ready2023-09-15 filed late (10-Q) · auditor2024-07-01 · score 42024-06-14 filed late (10-Q) · auditor2024-03-19 filed late (10-Q) · auditor2024-01-29 filed late (10-K) · accounts not ready2023-09-15 filed late (10-Q) · auditor2024-10-01 · score 42024-09-16 filed late (10-Q) · accounts not ready2024-06-14 filed late (10-Q) · auditor2024-03-19 filed late (10-Q) · auditor2024-01-29 filed late (10-K) · accounts not ready2025-01-01 · score 42024-09-16 filed late (10-Q) · accounts not ready2024-06-14 filed late (10-Q) · auditor2024-03-19 filed late (10-Q) · auditor2024-01-29 filed late (10-K) · accounts not ready2025-04-01 · score 32025-01-29 filed late (10-K) · accounts not ready2024-09-16 filed late (10-Q) · accounts not ready2024-06-14 filed late (10-Q) · auditor2025-07-01 · score 22025-01-29 filed late (10-K) · accounts not ready2024-09-16 filed late (10-Q) · accounts not ready2025-10-01 · score 22025-09-12 filed late (10-Q) · auditor2025-01-29 filed late (10-K) · accounts not ready2026-01-01 · score 22025-09-12 filed late (10-Q) · auditor2025-01-29 filed late (10-K) · accounts not ready2026-04-01 · score 12025-09-12 filed late (10-Q) · auditor2026-07-01 · score 12025-09-12 filed late (10-Q) · auditor

Hover or tap a dot to see the filings behind that score.

Why they said they were late

The Registrant is unable to file, without unreasonable effort and expense, its Form 10-Q Quarterly Report for the period ended July 31, 2025. The Registrant is still compiling information for the Form 10-Q and the auditor requires further time to complete their review. The Company is working diligently to complete its Form 10-Q for such period as soon as possible and currently expects to file the Form 10-Q within the five-day extension period provided under Rule 12b-25 of the Securities Exchange Act of 1934, as amended

NT 10-Q, filed 2025-09-12 · auditor

What it filed

2025-09-12filed late (10-Q)auditor SEC →

The Registrant is unable to file, without unreasonable effort and expense, its Form 10-Q Quarterly Report for the period ended July 31, 2025. The Registrant is still compiling information for the Form 10-Q and the auditor requires further time to complete their review. The Company is working diligently to complete its Form 10-Q for such period as soon as possible and currently expects to file the Form 10-Q within the five-day extension period provided under Rule 12b-25 of the Securities Exchange Act of 1934, as amended

2025-01-29filed late (10-K)accounts not ready SEC →

The Registrant is unable to file, without unreasonable effort and expense, its Annual Report on Form 10-K for the year ended October 31, 2024. Due to sudden demise of the Registrant’s Chief Executive Officer on September 7, 2024 and appointment of an interim Chief Executive Officer, as well as other management changes in the year ended October 31, 2024, the Registrant is still compiling information for the Form 10-K. The Company is working diligently to complete its Form 10-K for such period as soon as possible and currently expects to file the Form 10-K within the fifteenth day extension period provided under Rule 12b-25 of the Securities Exchange Act of 1934, as amended

2024-09-16filed late (10-Q)accounts not ready SEC →

The Registrant is unable to file, without unreasonable effort and expense, its Form 10-Q Quarterly Report for the period ended July 31, 2024. Due to sudden demise of the Registrant’s Chief Executive Officer on September 7, 2024 and appointment of an interim Chief Executive Officer, the Registrant is still compiling information for the Form 10-Q. The Company is working diligently to complete its Form 10-Q for such period as soon as possible and currently expects to file the Form 10-Q within the five-day extension period provided under Rule 12b-25 of the Securities Exchange Act of 1934, as amended

2024-06-14filed late (10-Q)auditor SEC →

The Registrant is unable to file, without unreasonable effort and expense, its Form 10-Q Quarterly Report for the period ended April 30, 2024 because the Registrant is still compiling information for the Form 10-Q and the auditors have not completed their review of the financial statements for that period. The Company is working diligently to complete its Form 10-Q for such period as soon as possible and currently expects to file the Form 10-Q within the five-day extension period provided under Rule 12b-25 of the Securities Exchange Act of 1934, as amended

2024-03-19filed late (10-Q)auditor SEC →

The Registrant is unable to file, without unreasonable effort and expense, its Form 10-Q Quarterly Report for the period ended January 31, 2024 because the Registrant is still compiling information for the Form 10-Q and the auditors have not completed their review of the financial statements for that period. The Company is working diligently to complete its Form 10-Q for such period as soon as possible and currently expects to file the Form 10-Q within the five-day extension period provided under Rule 12b-25 of the Securities Exchange Act of 1934, as amended

2024-01-29filed late (10-K)accounts not ready SEC →

Kaival Brands Innovations Group, Inc. (the “Company”) is unable to file its Annual Report on Form 10-K for the year ended October 31, 2023 (the “Form 10-K”) within the prescribed time period without unreasonable effort or expense. The Company requires additional time due to delays caused by the recent implementation of a reverse stock split, which became effective on January 22, 2023, as well as recent management changes. The Company is working diligently to complete its Form 10-K for such period as soon as possible and currently expects to file the Form 10-K within the fifteen-day extension period provided under Rule 12b-25 of the Securities Exchange Act of 1934, as amended

2023-09-15filed late (10-Q)auditor SEC →

Kaival Brands Innovations Group, Inc. (the “Company”) is unable to file its Form 10-Q for the quarter ended July 31, 2023 (the “Form 10-Q”) within the prescribed time period. The Company and its independent registered public accounting firm require additional time to review disclosures related to the Company’s May 30, 2023 purchase of certain intellectual property assets of GoFire, Inc. The Company is working diligently to complete its Form 10-Q for such period as soon as possible and currently expects to file the Form 10-Q within the five-day extension period provided under Rule 12b-25 of the Securities Exchange Act of 1934, as amended

2022-06-14filed late (10-Q)staff or resources SEC →

Registrant entered into a licensing agreement and related agreements, on or about June 13, 2022. The negotiation of the licensing agreement and related agreements diverted management’s attention from being able to finalize the financial results of Registrant’s three and six months ended April 30, 2022, given the limited size and scope of Registrant’s operations and accounting staff. Accordingly, the information could not be assembled and analyzed without unreasonable effort and expense to the Registrant. The Quarterly Report on Form 10-Q will be filed as soon as practicable and within the extension period

2022-01-31filed late (10-K)accounts not ready SEC →

Management is in the process of finalizing the operating results of Registrant’s year ended October 31, 2021. The information could not be assembled and analyzed without unreasonable effort and expense to the Registrant. The Form 10-K will be filed as soon as practicable and within the 15-day extension period

2021-06-14filed late (10-Q)accounts not ready SEC →

Management is in the process of finalizing the financial results of Registrant’s three and six months ended April 30, 2021. The information could not be assembled and analyzed without unreasonable effort and expense to the Registrant. The Quarterly Report on Form 10-Q will be filed as soon as practicable and within the extension period

2021-01-28filed late (10-K)accounts not ready SEC →

Management is in the process of finalizing the operating results of Registrant’s year ended October 31, 2020. The information could not be assembled and analyzed without unreasonable effort and expense to the Registrant. The Form 10-K will be filed as soon as practicable and within the 15 day extension period

About this score

reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.

Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.

See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.

Every item above is a filing this company made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not investment advice

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