BSRR · Nasdaq
It filed on time and stood behind its numbers. Of companies scoring zero, 4.0% were delisted, went bankrupt, restated or stopped filing within the following year.
Hover or tap a dot to see the filings behind that score.
ed time period. Sierra Bancorp (the “Company’) is unable to file its Annual Report on Form 10-K for the year ended December 31, 2023 (the “Form 10-K”) timely without unreasonable effort and expense. The Company’s delay in filing the Form 10-K is principally due to the need for additional time for the Company to finalize, and for its independent public accounting firm, RSM US LLP (“RSM”), to complete its audit of, the Company’s annual financial statements. RSM was appointed by the Registrant on March 21, 2023, and have not previously performed an audit of the Registrant’s financial statements. The Company intends to file the Form 10-K within the 15 calendar-day period set forth in Rule 12b-25(b) under the Securities Exchange Act of 1934, as amended. This delay in filing is not the result of any material weakness in the effectiveness of the Company's internal controls over financial reporting or any disagreements with RSM on any matter of accounting principles or practices, financial statement disclosure, or auditing scope or procedure. The Company expects that the financial statements in the Form 10-K will be consistent with the financial information reported in the earnings release furnished as Exhibit 99.1 to the Company's Current Report on Form 8-K filed January 29, 2024.
NT 10-K, filed 2024-03-15 · material weakness
2025-03-21auditor changed or resigned SEC →
ed time period. Sierra Bancorp (the “Company’) is unable to file its Annual Report on Form 10-K for the year ended December 31, 2023 (the “Form 10-K”) timely without unreasonable effort and expense. The Company’s delay in filing the Form 10-K is principally due to the need for additional time for the Company to finalize, and for its independent public accounting firm, RSM US LLP (“RSM”), to complete its audit of, the Company’s annual financial statements. RSM was appointed by the Registrant on March 21, 2023, and have not previously performed an audit of the Registrant’s financial statements. The Company intends to file the Form 10-K within the 15 calendar-day period set forth in Rule 12b-25(b) under the Securities Exchange Act of 1934, as amended. This delay in filing is not the result of any material weakness in the effectiveness of the Company's internal controls over financial reporting or any disagreements with RSM on any matter of accounting principles or practices, financial statement disclosure, or auditing scope or procedure. The Company expects that the financial statements in the Form 10-K will be consistent with the financial information reported in the earnings release furnished as Exhibit 99.1 to the Company's Current Report on Form 8-K filed January 29, 2024.
2023-03-24auditor changed or resigned SEC →
reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.
Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.
See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.Every item above is a filing this company
made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not
investment advice