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Ascent Solar Technologies, Inc.

ASTI · Nasdaq

No reporting failures in the last 12 months

It filed on time and stood behind its numbers. Of companies scoring zero, 4.0% were delisted, went bankrupt, restated or stopped filing within the following year.

$7Mpublic float
2021-05-17most recent failure

Score over time

012202220232024202520262022-01-01 · score 12021-05-17 filed late (10-Q) · auditor2022-04-01 · score 12021-05-17 filed late (10-Q) · auditor

Hover or tap a dot to see the filings behind that score.

Why they said they were late

Ascent Solar Technologies, Inc. (the “Company”) is unable to file its quarterly report on Form 10-Q for the quarter ended March 31, 2021 within the prescribed time period without unreasonable effort and expense. Due to the complex debt and equity restructuring transactions which occurred during the reporting period, the Company and its auditors are unable to finalize all of the disclosures necessary for the completion of (i) its interim financial statements and (ii) management’s discussion and analysis of financial condition and results of operations, and for such disclosures to be included in the quarterly report in time to allow completion of the quarterly report within the prescribed time period. The Company believes it will be able to file the quarterly report on or before the fifth calendar day following the prescribed due date

NT 10-Q, filed 2021-05-17 · auditor

What it filed

2021-05-17filed late (10-Q)auditor SEC →

Ascent Solar Technologies, Inc. (the “Company”) is unable to file its quarterly report on Form 10-Q for the quarter ended March 31, 2021 within the prescribed time period without unreasonable effort and expense. Due to the complex debt and equity restructuring transactions which occurred during the reporting period, the Company and its auditors are unable to finalize all of the disclosures necessary for the completion of (i) its interim financial statements and (ii) management’s discussion and analysis of financial condition and results of operations, and for such disclosures to be included in the quarterly report in time to allow completion of the quarterly report within the prescribed time period. The Company believes it will be able to file the quarterly report on or before the fifth calendar day following the prescribed due date

About this score

reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.

Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.

See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.

Every item above is a filing this company made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not investment advice

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