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Aeluma, Inc.

ALMU · Nasdaq

No reporting failures in the last 12 months

It filed on time and stood behind its numbers. Of companies scoring zero, 4.0% were delisted, went bankrupt, restated or stopped filing within the following year.

$78Mstalepublic float
2022-02-14most recent failure

Score over time

012202220232024202520262022-01-01 · score 12021-08-16 filed late (10-Q) · accounts not ready2022-04-01 · score 22022-02-14 filed late (10-Q) · accounts not ready2021-08-16 filed late (10-Q) · accounts not ready2022-07-01 · score 22022-02-14 filed late (10-Q) · accounts not ready2021-08-16 filed late (10-Q) · accounts not ready2022-10-01 · score 12022-02-14 filed late (10-Q) · accounts not ready2023-01-01 · score 12022-02-14 filed late (10-Q) · accounts not ready

Hover or tap a dot to see the filings behind that score.

Why they said they were late

Aeluma, Inc. (the “Company”) has encountered a delay in assembling the information and finalizing the registrant’s Quarterly Report for the period ended December 31, 2021 without incurring undue hardship and expense. In accordance with Rule 12b-25 of the Securities Exchange Act of 1934, as amended, the Company endeavors to file its Quarterly Report on Form 10-Q no later than the fifth calendar day following the prescribed filing date

NT 10-Q, filed 2022-02-14 · accounts not ready

What it filed

2022-02-14filed late (10-Q)accounts not ready SEC →

Aeluma, Inc. (the “Company”) has encountered a delay in assembling the information and finalizing the registrant’s Quarterly Report for the period ended December 31, 2021 without incurring undue hardship and expense. In accordance with Rule 12b-25 of the Securities Exchange Act of 1934, as amended, the Company endeavors to file its Quarterly Report on Form 10-Q no later than the fifth calendar day following the prescribed filing date

2021-08-16filed late (10-Q)accounts not ready SEC →

AELUMA, INC. (the "Company") has encountered a delay in assembling the information and finalizing the registrant's Quarterly Report for the period ended June 30, 2021 without incurring undue hardship and expense. In accordance with Rule 12b-25 of the Securities Exchange Act of 1934, as amended, the Company endeavors to file its Quarterly Report on Form 10-Q no later than the fifth calendar day following the prescribed filing date. SEC 1344 (03-05) Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number

2021-06-28auditor changed or resignednot counted — change of control SEC →

About this score

reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.

Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.

See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.

Every item above is a filing this company made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not investment advice

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