It filed on time and stood behind its numbers. Of companies scoring zero, 4.0% were delisted, went bankrupt, restated or stopped filing within the following year.
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As previously disclosed in the Current Report on Form 8-K filed by EMCORE Corporation (“EMCORE” or the “Company”) with the Securities and Exchange Commission (the “SEC”) on May 23, 2024, EMCORE announced a restructuring program (collectively, the "Restructuring") that included the full closure of the Company’s Alhambra, CA facility, headcount reductions and additional reductions in operating expenses. As previously disclosed in the Current Report on Form 8-K filed by EMCORE with the SEC on November 8, 2024, on November 7, 2024 (subsequent to EMCORE's financial year-end), EMCORE entered into an Agreement and Plan of Merger (the “Merger Agreement”) by and among EMCORE, Velocity One Holdings, LP (“Parent”), Aerosphere Power Inc., and Velocity Merger Sub, Inc. (“Merger Sub”) pursuant to which, subject to the terms and conditions set forth in the Merger Agreement, Merger Sub will merge with and into EMCORE (the “Merger”), with EMCORE surviving the Merger and becoming an indirect wholly owned subsidiary of Parent (the “Proposed Transaction”). As a result of the Restructuring and Proposed Transaction and corresponding adjustments necessary to the financial statements, EMCORE was unable to complete its consolidated audited financial statement close process for the twelve-month period ended September 30, 2024, and therefore unable to compile in a timely manner, without unreasonable effort or expense, the consolidated financial information required to prepare its Annual Report on Form 10-K for the year-ended September 30, 2024 (the “Form 10-K”), within the prescribed time period. The Company expects that the Form 10-K, along with the audited financial statements for the fiscal year ended September 30, 2024, will be filed as soon as possible within the 15-calendar day extension period provided by Rule 12b-25
NT 10-K, filed 2024-12-30 · acquisition or merger
As previously disclosed in the Current Report on Form 8-K filed by EMCORE Corporation (“EMCORE” or the “Company”) with the Securities and Exchange Commission (the “SEC”) on May 23, 2024, EMCORE announced a restructuring program (collectively, the "Restructuring") that included the full closure of the Company’s Alhambra, CA facility, headcount reductions and additional reductions in operating expenses. As previously disclosed in the Current Report on Form 8-K filed by EMCORE with the SEC on November 8, 2024, on November 7, 2024 (subsequent to EMCORE's financial year-end), EMCORE entered into an Agreement and Plan of Merger (the “Merger Agreement”) by and among EMCORE, Velocity One Holdings, LP (“Parent”), Aerosphere Power Inc., and Velocity Merger Sub, Inc. (“Merger Sub”) pursuant to which, subject to the terms and conditions set forth in the Merger Agreement, Merger Sub will merge with and into EMCORE (the “Merger”), with EMCORE surviving the Merger and becoming an indirect wholly owned subsidiary of Parent (the “Proposed Transaction”). As a result of the Restructuring and Proposed Transaction and corresponding adjustments necessary to the financial statements, EMCORE was unable to complete its consolidated audited financial statement close process for the twelve-month period ended September 30, 2024, and therefore unable to compile in a timely manner, without unreasonable effort or expense, the consolidated financial information required to prepare its Annual Report on Form 10-K for the year-ended September 30, 2024 (the “Form 10-K”), within the prescribed time period. The Company expects that the Form 10-K, along with the audited financial statements for the fiscal year ended September 30, 2024, will be filed as soon as possible within the 15-calendar day extension period provided by Rule 12b-25
As previously disclosed in the Current Report on Form 8-K filed by EMCORE Corporation (“EMCORE” or the “Company”) with the Securities and Exchange Commission (the “SEC”) on May 23, 2024, EMCORE announced a restructuring program (the "Restructuring") that includes the full closure of the Company’s Alhambra, CA facility, headcount reductions and additional reductions in operating expenses. As previously disclosed in the Current Report on Form 8-K filed by EMCORE with the SEC on August 6, 2024, EMCORE announced prepayment in full of all obligations under, and termination of, its senior secured credit agreement (the “Prepayment”). As a result of the Restructuring and the Prepayment, along with extended one-time work activity related to the Restructuring and the Prepayment, EMCORE was unable to complete its consolidated unaudited financial statement close process for the three-month period ended June 30, 2024, and therefore unable to compile in a timely manner, without unreasonable effort or expense, the consolidated financial information required to prepare its Quarterly Report on Form 10-Q for the quarter ended June 30, 2024 (the “Form 10-Q”) within the prescribed time period. Although the Company has not completed the Form 10-Q, the Company expects the financial information that it reports in the Form 10-Q will be substantially consistent with the revenue, gross profit, operating expense and operating loss for the three months ended June 30, 2024 reported in its earnings release that the Company furnished as Exhibit 99.1 to the Company’s Current Report on Form 8-K filed with the SEC on August 6, 2024 (the “Earnings Release”)
As previously disclosed in the Current Report on Form 8-K filed by EMCORE Corporation (“EMCORE” or the “Company”) with the Securities and Exchange Commission (the “SEC”) on May 2, 2024, Rex S. Jackson, the Chairperson of the Audit Committee (the “Audit Committee”) of EMCORE’s Board of Directors (the “Board”), resigned from the Board effective April 29, 2024, and the Board appointed Cletus C. Glasener to serve as Chairperson of the Audit Committee effective May 2, 2024 (the “Audit Chair Appointment”). As previously disclosed in the Current Report on Form 8-K filed by EMCORE with the SEC on May 2, 2024, EMCORE announced a restructuring program (the "Restructuring") to implement cost reductions. As a result of the Audit Chair Appointment and the Restructuring, along with extended one-time work activity related to the Restructuring, EMCORE was unable to complete its consolidated unaudited financial statement close process for the three-month period ended March 31, 2024, and therefore unable to compile in a timely manner, without unreasonable effort or expense, the consolidated financial information required to prepare its Quarterly Report on Form 10-Q for the quarter ended March 31, 2024 (the “Form 10-Q”) within the prescribed time period. Although the Company has not completed the Form 10-Q, the Company expects that the financial statements in the Form 10-Q will be substantially consistent with the financial information reported in the earnings release the Company furnished as Exhibit 99.1 to the Company’s Current Report on Form 8-K filed by EMCORE with the SEC on May 8, 2024 (the “Earnings Release”)
As previously disclosed in the Current Report on Form 8-K filed by EMCORE Corporation (“EMCORE” or the “Company”) with the Securities and Exchange Commission (the “SEC”) on April 21, 2023, EMCORE announced a restructuring program (collectively, the "Restructuring") that included the shutdown of the Company’s Broadband business segment (including the Company’s cable TV, wireless, sensing, and chips product lines) and the discontinuance of its defense optoelectronics product line. As previously disclosed in the Current Report on Form 8-K filed by EMCORE with the SEC on October 12, 2023, on October 11, 2023, EMCORE entered into an Asset Purchase Agreement by and among EMCORE, Photonics Foundries, Inc. (“PF”), and Ortel LLC, a wholly owned subsidiary of PF (the “Buyer”), pursuant to which EMCORE agreed to transfer to the Buyer substantially all of the assets and liabilities primarily related to EMCORE’s cable TV, wireless, sensing and defense optoelectronics business lines (the “Transaction”). In addition, as previously disclosed in the Current Report on Form 8-K filed by EMCORE with the SEC on January 11, 2024, as amended by that certain Amendment No. 1 to Current Report on Form 8-K/A filed by EMCORE with the SEC on January 31, 2024, on January 6, 2024, EMCORE approved the appointment of CohnReznick LLP (“CohnReznick”) as its new independent registered public accounting firm for its fiscal year ending September 30, 2024, subject to the completion of CohnReznick’s client acceptance procedures, and on January 25, 2024, EMCORE executed an engagement letter with CohnReznick upon completion of CohnReznick’s client acceptance procedures
2024-01-11auditor changed or resigned SEC →
As previously disclosed in the Current Report on Form 8-K filed by EMCORE Corporation (“EMCORE”) with the Securities and Exchange Commission on April 21, 2023, EMCORE announced a restructuring program (collectively, the "Restructuring") that included the shutdown of the Company’s Broadband business segment (including the Company’s cable TV, wireless, sensing, and chips product lines) and the discontinuance of its defense optoelectronics product line. As previously disclosed in the Current Report on Form 8-K filed by EMCORE with the Securities and Exchange Commission on October 12, 2023, on October 11, 2023 (subsequent to EMCORE's financial year-end),, EMCORE entered into an Asset Purchase Agreement (the “Purchase Agreement”), by and among EMCORE, Photonics Foundries, Inc. (“PF”), and Ortel LLC, a wholly owned subsidiary of PF (the “Buyer”), pursuant to which EMCORE agreed to transfer to the Buyer substantially all of the assets and liabilities primarily related to EMCORE’s cable TV, wireless, sensing and defense optoelectronics business lines (the “Transaction”). As a result of the Restructuring and Transaction and corresponding adjustments necessary to the financial statements, along with extended one-time work activity related to asset impairments, EMCORE was unable to complete its consolidated audited financial statement close process for the twelve-month period ended September 30, 2023, and therefore unable to compile in a timely manner, without unreasonable effort or expense, the consolidated financial information required to prepare its Annual Report on Form 10-K for the year-ended September 30, 2023 (the “Form 10-K”), within the prescribed time period
As previously disclosed in the Current Report on Form 8-K filed by EMCORE Corporation (“EMCORE”) with the Securities and Exchange Commission on August 9, 2022, EMCORE purchased the assets related to the inertial navigation segment (the “Business”) from KVH Industries (“KVH”) on that date pursuant to the terms of the Asset Purchase Agreement (the “Purchase Agreement”) dated as of August 9, 2022 (the “Effective Date”). EMCORE and KVH also entered into a Transition Services Agreement (the “TSA”) dated August 9, 2022 which obligated KVH to provide EMCORE transition services, which services include but are not limited to providing EMCORE financial information as to the performance of the Business for the period from the Effective Date until the end of EMCORE’s fiscal year (September 30, 2022) (the “Financial Information”). KVH did not provide the Financial Information to EMCORE on a timely basis in order for EMCORE to complete its internal financial statement close process, including the accounting for the preliminary purchase price allocation associated with the Business, for the three-month and twelve-month period ended September 30, 2022. As a result, EMCORE was unable to compile in a timely manner the consolidated financial information required to prepare its Annual Report on Form 10-K for the year-ended September 30, 2022, within the prescribed time period. EMCORE anticipates that it will file its Annual Report on Form 10-K for the year ended September 30, 2022 as soon as possible within the filing extension period
reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.
Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.
See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.Every item above is a filing this company
made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not
investment advice