reportingrisk.com← the monitorSEC reporting failures, scored and checked against what happened next

Or browse all companies A–Z.

Vintage Wine Estates, Inc.

Not currently scored

This filer is no longer a domestic reporting company, so the score does not apply to it now. Its history is below.

—public float
2024-07-24filed for bankruptcy
2023-09-27declared past accounts unreliable

Score over time

01234202220232024202520262022-01-01 · score 32021-12-03 auditor change2021-11-24 auditor change2021-09-29 filed late (10-K) · material weakness2022-04-01 · score 32021-12-03 auditor change2021-11-24 auditor change2021-09-29 filed late (10-K) · material weakness2022-07-01 · score 32021-12-03 auditor change2021-11-24 auditor change2021-09-29 filed late (10-K) · material weakness2022-10-01 · score 32022-09-13 accounts unreliable2021-12-03 auditor change2021-11-24 auditor change2023-01-01 · score 12022-09-13 accounts unreliable2023-04-01 · score 32023-02-08 filed late (10-Q) · complex accounting2023-02-08 accounts unreliable2022-09-13 accounts unreliable2023-07-01 · score 32023-02-08 filed late (10-Q) · complex accounting2023-02-08 accounts unreliable2022-09-13 accounts unreliable2023-10-01 · score 42023-09-27 filed late (10-K) · accounts not ready2023-09-27 accounts unreliable2023-02-08 filed late (10-Q) · complex accounting2023-02-08 accounts unreliable2024-01-01 · score 42023-09-27 filed late (10-K) · accounts not ready2023-09-27 accounts unreliable2023-02-08 filed late (10-Q) · complex accounting2023-02-08 accounts unreliable2024-04-01 · score 22023-09-27 filed late (10-K) · accounts not ready2023-09-27 accounts unreliable2024-07-01 · score 22023-09-27 filed late (10-K) · accounts not ready2023-09-27 accounts unreliable

Hover or tap a dot to see the filings behind that score.

Why they said they were late

Vintage Wine Estates, Inc. (“VWE” or the “Company”) is unable to file its Annual Report on Form 10-K for the fiscal year ended June 30, 2023 (the “Form 10-K”) within the prescribed time period without unreasonable effort or expense due to delays it has experienced in completing its financial statements for the year ended June 30, 2023. The Company expects to file the Form 10-K within the fifteen calendar day extension period provided under Rule 12b-25

NT 10-K, filed 2023-09-27 · accounts not ready

What it filed

2023-09-27filed late (10-K)accounts not ready SEC →

Vintage Wine Estates, Inc. (“VWE” or the “Company”) is unable to file its Annual Report on Form 10-K for the fiscal year ended June 30, 2023 (the “Form 10-K”) within the prescribed time period without unreasonable effort or expense due to delays it has experienced in completing its financial statements for the year ended June 30, 2023. The Company expects to file the Form 10-K within the fifteen calendar day extension period provided under Rule 12b-25

2023-09-27accounts declared unreliable SEC →

2023-02-08filed late (10-Q)complex accounting SEC →

Vintage Wine Estates, Inc. (“VWE” or the “Company”) is unable to file its Quarterly Report on Form 10-Q for the quarterly period ended December 31, 2022 (the “Form 10-Q”) within the prescribed time period without unreasonable effort or expense due to management identifying impairment indicators, which require additional analysis, late in the financial reporting and closing process. Due to the time required to complete this process, the Company does not expect to be able to file the Form 10-Q within the five-day extension period provided by Rule 12b-25 under the Securities Exchange Act of 1934. The Company expects it will file the Form 10-Q in mid-March 2023 following the filing of an amendment to its previously filed Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2022

2023-02-08accounts declared unreliable SEC →

2022-09-13accounts declared unreliable SEC →

2021-12-03auditor changed or resigned SEC →

2021-11-24auditor changed or resigned SEC →

2021-09-29filed late (10-K)material weakness SEC →

Vintage Wine Estates, Inc. (“VWE” or the “Company”) is unable to file its Annual Report on Form 10-K for the fiscal year ended June 30, 2021 (the “Form 10-K”) within the prescribed time period without unreasonable effort or expense due to personnel shortages, the untimely death of a key staff member and turnover in the Company’s finance and accounting department, which circumstances encumbered the Company’s efforts to complete its year-end procedures as originally scheduled. During its financial close process, the Company identified a material weakness in its internal control over financial reporting relating to the process and controls surrounding inventory. Specifically, the Company did not have effective business processes and controls to perform reconciliations of certain inventory-related account balances. The Company is preparing the required Form 10-K disclosures with respect to the identified material weakness and has discussed the material weakness with the Audit Committee of the Company’s Board of Directors and the Company’s independent registered public accounting firm, Moss Adams LLP. The Company is actively pursuing resources necessary to remediate this material weakness. The Company expects to file the Form 10-K within the fifteen calendar day extension period provided under Rule 12b-25

2021-06-11auditor changed or resignednot counted — change of control SEC →

About this score

reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.

Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.

See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.

Every item above is a filing this company made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not investment advice

reportingrisk.com← back to the monitorAll companies A-Z · RSS · found an error? hello@reportingrisk.com