It filed on time and stood behind its numbers. Of companies scoring zero, 4.0% were delisted, went bankrupt, restated or stopped filing within the following year.
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Li-Cycle Holdings Corp. (the “Company”) is filing this Notification of Late Filing on Form 12b-25 with respect to its Annual Report on Form 10-K for the fiscal year ended December 31, 2023 (the “2023 Form 10-K”). Following the pause in construction on its Rochester Hub project due to escalating costs, the commencement of a comprehensive review of the go-forward strategy for the project and the implementation of a cash preservation plan, on November 13, 2023, the Company announced that it had engaged Moelis & Company LLC (“Moelis”) as its financial advisor to assist in evaluating financing and strategic alternatives for the Company. The Company and Moelis continue to advance the process of identifying and negotiating a financing or other transaction that would, if completed, enable the Company to increase its liquidity. Progressing the financing and strategic process with Moelis and any third parties requires considerable time and resources from the Company’s limited management and other personnel preparing the 2023 Form 10-K. At the same time, the Company has recently transitioned from reporting under International Financial Reporting Standards (“IFRS”) to reporting under U.S. generally accepted accounting principles (“U.S. GAAP”), including making assessments as to any impairment on the carrying value of its assets. In addition, management must assess whether there are conditions which cast a substantial doubt upon the Company’s ability to continue as a going concern for the twelve-month period after the date of the filing of the 2023 Form 10-K. The announcement or execution of a financing or other transaction could impact the Company’s assessment regarding these issues, its financial position and liquidity position, as well as other financial information and disclosures in its 2023 Form 10-K. For the reasons discussed above, the Company will be unable to file its 2023 Form 10-K in a timely manner without unreasonable effort and expense
NT 10-K, filed 2024-02-29 · going concern
2024-08-09auditor changed or resigned SEC →
2024-04-02auditor changed or resigned SEC →
Li-Cycle Holdings Corp. (the “Company”) is filing this Notification of Late Filing on Form 12b-25 with respect to its Annual Report on Form 10-K for the fiscal year ended December 31, 2023 (the “2023 Form 10-K”). Following the pause in construction on its Rochester Hub project due to escalating costs, the commencement of a comprehensive review of the go-forward strategy for the project and the implementation of a cash preservation plan, on November 13, 2023, the Company announced that it had engaged Moelis & Company LLC (“Moelis”) as its financial advisor to assist in evaluating financing and strategic alternatives for the Company. The Company and Moelis continue to advance the process of identifying and negotiating a financing or other transaction that would, if completed, enable the Company to increase its liquidity. Progressing the financing and strategic process with Moelis and any third parties requires considerable time and resources from the Company’s limited management and other personnel preparing the 2023 Form 10-K. At the same time, the Company has recently transitioned from reporting under International Financial Reporting Standards (“IFRS”) to reporting under U.S. generally accepted accounting principles (“U.S. GAAP”), including making assessments as to any impairment on the carrying value of its assets. In addition, management must assess whether there are conditions which cast a substantial doubt upon the Company’s ability to continue as a going concern for the twelve-month period after the date of the filing of the 2023 Form 10-K. The announcement or execution of a financing or other transaction could impact the Company’s assessment regarding these issues, its financial position and liquidity position, as well as other financial information and disclosures in its 2023 Form 10-K. For the reasons discussed above, the Company will be unable to file its 2023 Form 10-K in a timely manner without unreasonable effort and expense
reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.
Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.
See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.Every item above is a filing this company
made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not
investment advice