It filed on time and stood behind its numbers. Of companies scoring zero, 4.0% were delisted, went bankrupt, restated or stopped filing within the following year.
Hover or tap a dot to see the filings behind that score.
S&W Seed Company, or the Company, has determined that it is unable, without unreasonable effort or expense, to file its Quarterly Report on Form 10-Q, or Quarterly Report, for the three months ended September 30, 2024 within the time period prescribed primarily due to the circumstance described below. On July 24, 2024, S&W Seed Company Australia Pty Ltd, or S&W Australia, a wholly-owned subsidiary of the Company, adopted a voluntary plan of administration, or VA, based on its determination that it is likely to become “insolvent” within the meaning of section 436A(1) of Australia’s Corporations Act 2001. In Australia, VA is a process whereby an insolvent company is placed in the hands of one or more independent administrators whose role is to investigate the company’s affairs, to report to creditors and to recommend to creditors whether the company should enter into a deed of company arrangement, liquidation, or be returned to its board of directors. VA involves an investigation of available options to provide a better return to creditors and, if possible, to save the business. The delay is due to the impact of the VA process on the Quarterly Report, including the additional time required to complete and compile the necessary financial information related to the deconsolidation of S&W Australia as of July 24, 2024 and the outcome of the VA process, and its impact on related disclosures throughout the Quarterly Report, and required to prepare a complete filing. The Company anticipates that the Quarterly Report will be filed on or before the fifth calendar day following the prescribed due date
NT 10-Q, filed 2024-11-14 · investigation
S&W Seed Company, or the Company, has determined that it is unable, without unreasonable effort or expense, to file its Quarterly Report on Form 10-Q, or Quarterly Report, for the three months ended September 30, 2024 within the time period prescribed primarily due to the circumstance described below. On July 24, 2024, S&W Seed Company Australia Pty Ltd, or S&W Australia, a wholly-owned subsidiary of the Company, adopted a voluntary plan of administration, or VA, based on its determination that it is likely to become “insolvent” within the meaning of section 436A(1) of Australia’s Corporations Act 2001. In Australia, VA is a process whereby an insolvent company is placed in the hands of one or more independent administrators whose role is to investigate the company’s affairs, to report to creditors and to recommend to creditors whether the company should enter into a deed of company arrangement, liquidation, or be returned to its board of directors. VA involves an investigation of available options to provide a better return to creditors and, if possible, to save the business. The delay is due to the impact of the VA process on the Quarterly Report, including the additional time required to complete and compile the necessary financial information related to the deconsolidation of S&W Australia as of July 24, 2024 and the outcome of the VA process, and its impact on related disclosures throughout the Quarterly Report, and required to prepare a complete filing. The Company anticipates that the Quarterly Report will be filed on or before the fifth calendar day following the prescribed due date
2024-10-23accounts declared unreliable SEC →
S&W Seed Company, or the Company, has determined that it is unable, without unreasonable effort or expense, to file its Annual Report on Form 10-K, or Annual Report, for the fiscal year ended June 30, 2024 within the time period prescribed primarily due to the circumstance described below. On July 24, 2024, S&W Seed Company Australia Pty Ltd, or S&W Australia, a wholly-owned subsidiary of the Company, adopted a voluntary plan of administration, or VA, based on its determination that it is likely to become “insolvent” within the meaning of section 436A(1) of Australia’s Corporations Act 2001. In Australia, VA is a process whereby an insolvent company is placed in the hands of one or more independent administrators whose role is to investigate the company’s affairs, to report to creditors and to recommend to creditors whether the company should enter into a deed of company arrangement, liquidation, or be returned to its board of directors. VA involves an investigation of available options to provide a better return to creditors and, if possible, to save the business. The delay is due to the impact of the VA process on the Annual Report, and the additional time required to complete and compile the necessary financial information related to the potential outcome(s) of the VA process, and its impact on related disclosures throughout the Annual Report, and required to prepare a complete filing. The Company anticipates that the Annual Report will be filed on or before the fifteenth calendar day following the prescribed due date
2024-03-05auditor changed or resigned SEC →
reportingrisk.com scores every active US filer on three things a company tells the SEC about itself: late-filing notices on Form NT, 8-K item 4.02 (past accounts declared unreliable) and 4.01 (auditor changes). 1,012 are flagged today.
Every score is frozen and checked twelve months later. Across 91,452 of them, a company scoring 4 or more ended that year delisted, bankrupt, restated or silent 17.2% of the time, against 4.0% for a clean record. Scores before 2026-09-27 were reconstructed from the filing history as it stood at each date, so the record is a backtest rather than years of live calls.
See the ledger → Every company the score flagged that later failed, what it told the SEC on the way down, and the ones it missed.Every item above is a filing this company
made with the SEC.
Snapshot 2026-11-04 · data from SEC EDGAR (public domain) · not
investment advice